DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mainstay Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Delbert WhitedMainstay Capital Management, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAApr 27, 2026May 6, 2026
Robert Russell ShampineMainstay Capital Management, LLC independent RIAGolden Reserve Retirement, LLC independent RIARIA to RIAApr 10, 2026Apr 8, 2026
Chad KredaMainstay Capital Management, LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 4, 2025Aug 11, 2025 (68 d)
Michael Carmen BraszaMainstay Capital Management, LLC independent RIARetiremitten Financial LLC independent RIARIA to RIAJun 30, 2022Jun 20, 2024 (721 d)
Mark BuckleyMainstay Capital Management, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 4, 2022Apr 18, 2022
Michael David ReedMainstay Capital Management, LLC independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAJul 31, 2020Aug 20, 2020
Bryan D HaggardMainstay Capital Management, LLC independent RIARetiremitten Financial LLC independent RIARIA to RIAJul 19, 2019Apr 9, 2019
Anthony Giovan AtraszMainstay Capital Management, LLC independent RIAMariner independent RIARIA to RIAAug 17, 2018Jun 26, 2018
Christopher John BurkeMainstay Capital Management, LLC otherM Holdings Securities, Inc. otherOtherFeb 14, 2017Mar 14, 2017
Jeffrey David BittnerMainstay Capital Management, LLC otherInvestment Centers Of America, Inc. otherOtherFeb 13, 2014Feb 10, 2014
Brian Patrick MurphyMainstay Capital Management, LLC otherPariveda Investment Management state registeredOtherOct 1, 2012Jan 22, 2003
Erik Olen KlumppMainstay Capital Management, LLC otherBaron Wealth Management, LLC otherOtherAug 3, 2012Sep 19, 2012 (47 d)
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12 moves match.