| Glen G Mikolajczak | Eagle Strategies LLC other | Banc One Securities Corporation unclassified | Other | May 5, 2005 | May 19, 2005 |
| Steven Roth Olson | Eagle Strategies LLC other | Kms Financial Services, Inc other | Other | Mar 29, 2005 | Mar 4, 2005 |
| Troy Swaner | Eagle Strategies LLC other | Wells Fargo Investments, LLC unclassified | Other | Feb 24, 2005 | Nov 20, 2006 (634 d) |
| Brian Alexander Bengry | Eagle Strategies LLC other | Banc One Securities Corporation unclassified | Other | Feb 18, 2005 | Mar 9, 2005 |
| B. Kathleen Dvorchak | Eagle Strategies LLC other | Dvorchak & Associates state registered | Other | Jan 31, 2005 | Mar 20, 2006 (413 d) |
| Marshall Eric Brooks | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Jan 28, 2005 | Aug 27, 2010 (2037 d) |
| William Robert Slepcevich | Eagle Strategies LLC other | Fortitude Advisory Group L.L.C. other | Other | Dec 10, 2004 | Mar 3, 2005 (83 d) |
| Matthew Thomas Janes | Eagle Strategies LLC other | Transamerica Financial Advisors, Inc. unclassified | Other | Nov 18, 2004 | Oct 20, 2006 (701 d) |
| Brian John Ellenbecker | Eagle Strategies LLC other | Robert W. Baird & Co. Incorporated other | Other | Nov 5, 2004 | Mar 9, 2005 (124 d) |
| Christopher Murphy Rich | Eagle Strategies LLC other | Tribeca Financial, LLC other | Other | Oct 29, 2004 | Feb 2, 2009 (1557 d) |
| Robert Joseph Stravinski | Eagle Strategies LLC other | Fulcrum Advisory Services, LLC other | Other | Oct 29, 2004 | Nov 21, 2011 (2579 d) |
| Kevin Joseph Colleran | Eagle Strategies LLC other | Strategic Advisers LLC national BD | Other | Oct 29, 2004 | Jun 27, 2006 (606 d) |
| Matthew William Mc Govern | Eagle Strategies LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 29, 2004 | Sep 14, 2005 (320 d) |
| Eric Ray Heckman | Eagle Strategies LLC other | On Investment Management Co other | Other | Oct 1, 2004 | Sep 13, 2004 |
| Mary Anne Ehlert | Eagle Strategies LLC other | M Holdings Securities, Inc. other | Other | Sep 28, 2004 | Aug 31, 2004 |
| Roberto Alexandro Blanco | Eagle Strategies LLC other | Woodbury Financial Services, Inc. other | Other | Jul 27, 2004 | Aug 23, 2004 |
| John Patrick Lynch | Eagle Strategies LLC other | MML Investors Services, LLC other | Other | Jul 6, 2004 | Jul 14, 2004 |
| Timothy William Steffen | Eagle Strategies LLC other | Kcd Financial, Inc. other | Other | Jul 1, 2004 | Jul 16, 2004 |
| Richard Wayne Balhoff | Eagle Strategies LLC other | Cetera Advisors LLC other | Other | Jun 15, 2004 | May 6, 2004 |
| Michael Charles Hoffman | Eagle Strategies LLC other | Principal Securities, Inc. other | Other | Mar 26, 2004 | Aug 20, 2004 (147 d) |
| Robert Westin Bridel | Eagle Strategies LLC other | Wilbanks Securities Advisory other | Other | Oct 15, 2003 | May 18, 2005 (581 d) |
| Mark Scott Temple | Eagle Strategies LLC other | Cetera Investment Services LLC other | Other | Sep 3, 2003 | Dec 11, 2009 (2291 d) |
| Louis Paul Lukac | Eagle Strategies LLC other | Trowbridge Capital Partners LLC. independent RIA | Other | Jun 27, 2003 | Aug 28, 2025 (8098 d) |
| Terry Harland Hall | Eagle Strategies LLC other | Acacia Investment Advisors, LLC unclassified | Other | Apr 15, 2003 | Jul 17, 2003 (93 d) |
| William James Obrien | Eagle Strategies LLC other | Commonwealth Financial Network national BD | Other | Jan 10, 2003 | Dec 9, 2002 |
| Jerry James Broussard | Eagle Strategies LLC other | Broussard Financial Group, LLC independent RIA | Other | Dec 19, 2002 | Jan 23, 2007 (1496 d) |
| Carol Butler Holm | Eagle Strategies LLC other | Principal Securities, Inc. other | Other | Oct 4, 2002 | Sep 29, 2004 (726 d) |
| James Arthur Mashey | Eagle Strategies LLC other | Tower Square Securities, Inc. other | Other | Oct 4, 2002 | Aug 3, 2007 (1764 d) |
| Eric Brian Shepard | Eagle Strategies LLC other | New England Securities Corporation other | Other | Oct 4, 2002 | Aug 5, 2002 |
| Michael Loy Parker | Eagle Strategies LLC other | Osaic Fa, Inc. other | Other | Sep 6, 2002 | Aug 5, 2002 |