DFX Intelligence

RIA Intelligence

Advisor moves

Departures from 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nila R Patel1st Global Advisors Inc otherAvantax Advisory Services otherOtherSep 24, 2004Nov 14, 2017 (4799 d)
Peter Pinny Brown1st Global Advisors Inc otherBsias Advisors, LLC state registeredOtherSep 14, 2004Mar 30, 2004
Robert Edward Skinner1st Global Advisors Inc otherCetera Advisor Networks LLC otherOtherAug 25, 2004Sep 5, 2007 (1106 d)
Edick Antonio Lucas1st Global Advisors Inc otherHornor, Townsend & Kent, LLC otherOtherJul 12, 2004Jun 21, 2004
Kevin Dale Counts1st Global Advisors Inc otherWealth Management, Inc. unclassifiedOtherJul 6, 2004Jun 11, 2004
Kraig Randall Null1st Global Advisors Inc otherWealthcare Solutions, LLC state registeredOtherApr 13, 2004Jun 30, 2004 (78 d)
Cynthia Harvey Deavel1st Global Advisors Inc otherOsaic Fa, Inc. otherOtherFeb 17, 2004Mar 3, 2004
Thomas Guido Ambrosi1st Global Advisors Inc otherMony Securities Corporation unclassifiedOtherFeb 13, 2004Feb 24, 2004
Timothy James Harrington1st Global Advisors Inc otherTriad Advisors, LLC otherOtherFeb 5, 2004Feb 13, 2004
James Richard Klodosky1st Global Advisors Inc otherAmerican Wealthcare Advisors L.L.C. unclassifiedOtherDec 31, 2003Jun 11, 2002
Douglas Owen Kaminski1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherDec 31, 2003Sep 22, 2005 (631 d)
Louis Anthony Lobue1st Global Advisors Inc otherCetera Investment Advisers LLC otherOtherDec 31, 2003Aug 12, 2005 (590 d)
Gerald Robert Whitfill1st Global Advisors Inc otherWhitfill Investment Management, LLC state registeredOtherDec 18, 2003Dec 1, 2003
W. Curtis Erickson1st Global Advisors Inc otherErickson Wealth & Tax Management unclassifiedOtherNov 26, 2003Sep 26, 2003
Andrew Mccall Nicholl1st Global Advisors Inc otherFirst Heartland Consultants, Inc. otherOtherNov 17, 2003Dec 8, 2005 (752 d)
Kenneth Alan Whittaker1st Global Advisors Inc otherRaymond James Financial Services Advisors, Inc otherOtherOct 2, 2003Jun 19, 2009 (2087 d)
Martin John Flahive1st Global Advisors Inc otherUBS Financial Services Inc. wirehouseOtherAug 28, 2003Nov 17, 2003 (81 d)
Robert Richard Fox1st Global Advisors Inc otherSecurities America Advisors, Inc. otherOtherAug 8, 2003Aug 14, 2003
Rudolph Sturgeon1st Global Advisors Inc otherSecurities America Advisors, Inc. otherOtherAug 8, 2003Aug 14, 2003
Dorothy Ann Fowler1st Global Advisors Inc otherSecurities America Advisors, Inc. otherOtherAug 8, 2003Aug 14, 2003
Timothy Jay Cazalas1st Global Advisors Inc otherAvantax Advisory Services otherOtherAug 8, 2003Jun 29, 2005 (691 d)
Brandon Chad Rainey1st Global Advisors Inc otherAllstate Financial Advisors, LLC no RAUMOtherJul 30, 2003Feb 5, 2013 (3478 d)
Jeffrey Paul Vogan1st Global Advisors Inc otherBrookstone Capital Management LLC otherOtherJul 29, 2003Jan 21, 2010 (2368 d)
Jonathan Clinton Campbell1st Global Advisors Inc otherOsaic Fa, Inc. otherOtherJul 11, 2003Nov 19, 2003 (131 d)
John William Stephens1st Global Advisors Inc otherAmerican Elite Retirement unclassifiedOtherJun 30, 2003Feb 13, 2012 (3150 d)
Marsha Sue Rosenberg1st Global Advisors Inc otherTransamerica Financial Advisors, LLC otherOtherMay 1, 2003Apr 21, 2003
Zeta Lois Russell1st Global Advisors Inc otherTuggle & Russell, L.L.C. state registeredOtherJan 15, 2003Jan 27, 2003
Kyle Francis Quinn1st Global Advisors Inc otherOneamerica Securities, Inc. otherOtherNov 25, 2002Dec 16, 2002
Robert Dalton Higgins1st Global Advisors Inc otherLPL Financial LLC otherOtherNov 22, 2002Dec 16, 2003 (389 d)
Marcia Johnson Cammack1st Global Advisors Inc otherTrusted Securities Advisors Corp. unclassifiedOtherOct 16, 2002Oct 25, 2002
Raymond Craig Frierson1st Global Advisors Inc otherGreenbriar Financial Services, Inc. unclassifiedOtherOct 11, 2002Feb 15, 2000
Howard Darrell Timberlake1st Global Advisors Inc otherJ. W. Cole Advisors, Inc. otherOtherSep 13, 2002Jan 2, 2003 (111 d)
Lawrence Alan Carver1st Global Advisors Inc otherEdward Jones national BDOtherAug 29, 2002Feb 14, 2019 (6013 d)
Karin Kamille Langwasser1st Global Advisors Inc otherEquitable Advisors, LLC national BDOtherAug 29, 2002Sep 30, 2002 (32 d)
Michael John Magruder1st Global Advisors Inc otherAvantax Advisory Services otherOtherJul 31, 2002Sep 24, 2002 (55 d)
Timothy Gerard Looney1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherMay 6, 2002Apr 30, 2002
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456 moves match.