DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jhs Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Paul Deicke	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 25, 2015	Nov 16, 2021 (2336 d)
Thomas Joseph Murray	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 25, 2015	Jul 15, 2015
Emily Plauche Maxwell	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 23, 2015	Jun 24, 2015
Frank Levon Smith	Jhs Capital Advisors, LLC other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jun 23, 2015	Apr 23, 2021 (2131 d)
Joseph Anthony Romano	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 17, 2015
Jon R Lee	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 17, 2015
Gerald Warren Seigel	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 23, 2015
Robert Wyla Melberth	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 17, 2015
Andrew Peters	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 22, 2015
Trevor T Taylor	Jhs Capital Advisors, LLC other	Aegis Capital Corp. other	Other	Jun 17, 2015	Jun 17, 2015
Emily Rose Mcdonald	Jhs Capital Advisors, LLC other	Securities America Advisors, Inc. other	Other	Jun 17, 2015	Jun 16, 2015
Kenneth Foster Haelsig	Jhs Capital Advisors, LLC other	Calton & Associates, Inc. other	Other	Jun 15, 2015	Mar 1, 2016 (260 d)
Nicholas Michael Bales	Jhs Capital Advisors, LLC other	Lanark Financial, Inc. other	Other	Jun 15, 2015	Jun 30, 2015
Eric H Zoldan	Jhs Capital Advisors, LLC other	Calton & Associates, Inc. other	Other	Jun 10, 2015	Jun 9, 2015
Donna Kay Able	Jhs Capital Advisors, LLC other	Janney Montgomery Scott LLC other	Other	May 26, 2015	May 27, 2015
David Samuel Palkovitz	Jhs Capital Advisors, LLC other	Janney Montgomery Scott LLC other	Other	May 26, 2015	May 27, 2015
David Gregory Stitt	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	May 18, 2015	Jun 11, 2015
Maria Benito Atkinson	Jhs Capital Advisors, LLC other	Transamerica Financial Advisors, LLC other	Other	May 11, 2015	Jun 4, 2015
Katie M White	Jhs Capital Advisors, LLC other	Bb&T Investment Services, Inc. no RAUM	Other	Mar 27, 2015	Apr 13, 2015
Erin Kathleen O'Brien	Jhs Capital Advisors, LLC other	Commonwealth Financial Network national BD	Other	Feb 20, 2014	Apr 9, 2014 (48 d)
Matthew Lee Lovett	Jhs Capital Advisors, LLC other	Heritage Capital Management Inc other	Other	May 17, 2013	Jul 25, 2013 (69 d)
Anna J Rojas	Jhs Capital Advisors, LLC other	Morgan Stanley wirehouse	Other	May 8, 2013	May 13, 2013
Thomas Charles Matyola	Jhs Capital Advisors, LLC other	Garden State Investment Advisory Services, LLC independent RIA	Other	Dec 31, 2012	May 21, 2018 (1967 d)
Lamindy C Brandon-Joseph	Jhs Capital Advisors, LLC other	Cl Wealth Management LLC other	Other	Nov 30, 2012	Apr 30, 2013 (151 d)
Catherine Mae Milano	Jhs Capital Advisors, LLC other	Cbg Wealth Management unclassified	Other	Sep 21, 2012	Jan 31, 2013 (132 d)
Scott William Nagorka	Jhs Capital Advisors, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jul 19, 2012	Jan 3, 2013 (168 d)
Joel Gary Janssen	Jhs Capital Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 18, 2012	Oct 12, 2012 (116 d)
Thomas Michael Mack	Jhs Capital Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	May 16, 2011	May 17, 2011
Jeffrey Harold Stern	Jhs Capital Advisors, LLC other	Msi Financial Services, Inc. other	Other	May 6, 2011	Apr 17, 2012 (347 d)
Paul Reid Richardson	Jhs Capital Advisors, LLC other	Salomon Grey Financial Corporation unclassified	Other	Mar 2, 2011	Feb 9, 2006
Carlos Alfredo Cortez	Jhs Capital Advisors, LLC other	Calton & Associates, Inc. other	Other	Feb 14, 2011	Feb 18, 2011
Joseph Alan Perry	Jhs Capital Advisors, LLC other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2010	Jan 8, 2013 (739 d)
Nas Adel Allan	Jhs Capital Advisors, LLC other	Modern Capital Advisors, LLC other	Other	Dec 17, 2010	Nov 30, 2012 (714 d)
Daniel R Levene	Jhs Capital Advisors, LLC other	Salomon Grey Financial Corporation unclassified	Other	Apr 12, 2010	Feb 9, 2006
Stephen John Caruso	Jhs Capital Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jul 6, 2009	Mar 7, 2012 (975 d)
James Arthur Teeter	Jhs Capital Advisors, LLC other	Apex Investment Advisors unclassified	Other	Aug 24, 2007	Aug 30, 2007

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96 moves match.