DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mwa Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alyssa Olivas NajarMwa Financial Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 10, 2022Jul 8, 2022
Amber Marie BowmanMwa Financial Services, Inc. independent RIASpc BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2022Sep 8, 2023 (480 d)
Heather LafranchiMwa Financial Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2021Feb 28, 2022 (74 d)
Samuel David NielsonMwa Financial Services, Inc. independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2021Dec 8, 2021
Scott Louis SerioMwa Financial Services, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 6, 2021Jul 19, 2021
Tanner Reed SprouseMwa Financial Services, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2021Aug 3, 2021
Aaron BischoffMwa Financial Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 2, 2021May 28, 2021
Kevin Glenn HartleyMwa Financial Services, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2021Jan 19, 2021
Kyle SmithMwa Financial Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 6, 2020Feb 22, 2021 (139 d)
Anita Rochelle CruiseMwa Financial Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 25, 2020Mar 31, 2020 (35 d)
Michael Steven KellyMwa Financial Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 4, 2020Mar 3, 2020
Thomas John BuescherMwa Financial Services, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2020Jan 14, 2020
Brenden Thomas FitzpatrickMwa Financial Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2019Jul 11, 2019
Jason Warren CeyanesMwa Financial Services, Inc. independent RIAEncompass Advisory Services, LLC independent RIARIA to RIAMay 16, 2019May 20, 2019
Robert Dwane PencilMwa Financial Services, Inc. independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2019Jan 31, 2019
Meredith Jane FergusonMwa Financial Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 9, 2019Jan 14, 2019
Kevin M LinnMwa Financial Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 28, 2018Oct 4, 2018
Jonathan Jordan LyphoutMwa Financial Services, Inc. independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 17, 2018May 16, 2018
Joshua Alan ZoernerMwa Financial Services, Inc. independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2018May 2, 2018
Dannett June GardinerMwa Financial Services, Inc. otherAvantax Advisory Services otherOtherSep 26, 2017Feb 8, 2018 (135 d)
Stoy Tyree HallMwa Financial Services, Inc. otherCentric Advisors, LLC independent RIAOtherMay 11, 2017May 19, 2017
Clayton Michael ReynoldsMwa Financial Services, Inc. otherRaymond James & Associates, Inc. national BDOtherDec 20, 2016Dec 21, 2016
Brendan Richard PheasantMwa Financial Services, Inc. otherCri Securities, LLC otherOtherMay 16, 2016Jun 2, 2016
Zachary Thomas MajorsMwa Financial Services, Inc. otherCentric Advisors, LLC independent RIAOtherMay 12, 2016May 13, 2016
Judith Darlene TuckerMwa Financial Services, Inc. otherMsi Financial Services, Inc. otherOtherMar 15, 2016Mar 14, 2016
Jorge Christian ChainMwa Financial Services, Inc. otherB. Riley Wealth Advisors, Inc. otherOtherNov 17, 2015Mar 23, 2017 (492 d)
Jamie Christopher CinottoMwa Financial Services, Inc. otherFirstpoint Financial, LLC otherOtherNov 17, 2014Dec 15, 2014
Amanda Michele GibbMwa Financial Services, Inc. otherRBC Capital Markets, LLC national BDOtherJul 7, 2014Jul 31, 2014
James F. BarretteMwa Financial Services, Inc. otherWaddell & Reed otherOtherJul 15, 2013Jul 12, 2013
Frank O AkridgeMwa Financial Services, Inc. otherBlue Duck Wealth Management no RAUMOtherJan 18, 2013Aug 12, 2016 (1302 d)
Scotty V DeanMwa Financial Services, Inc. otherPruco Securities, LLC otherOtherSep 6, 2012Oct 5, 2012
Jesse Logan DietzMwa Financial Services, Inc. otherMsi Financial Services, Inc. otherOtherAug 27, 2012Sep 19, 2012
Dean Lawerence KiserMwa Financial Services, Inc. otherHornor, Townsend & Kent, LLC otherOtherMay 14, 2010Jun 9, 2011 (391 d)
Kevin Merle SmithMwa Financial Services, Inc. otherPrincipal Securities, Inc. otherOtherJun 5, 2008Feb 3, 2010 (608 d)
Page 2 of 2Previous
94 moves match.