DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Portfolios Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel James Fratantoro | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Nov 15, 2022 |
| James C. Leo | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2022 | Nov 8, 2022 |
| John Brendan Dobbertin | American Portfolios Advisors, Inc BD affiliated | Ibn Financial Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | May 21, 2024 (567 d) |
| Nabil Bouab | American Portfolios Advisors, Inc BD affiliated | Garden State Investment Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Nov 1, 2022 |
| Paul Raymond Moran | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | Oct 27, 2022 |
| Louis Sal Alfano | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | Oct 27, 2022 |
| David William Trende | American Portfolios Advisors, Inc BD affiliated | The Strategic Financial Alliance BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Oct 26, 2022 |
| John Andrew Lagattuta | American Portfolios Advisors, Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 24, 2022 |
| Chi-Hong Chu | American Portfolios Advisors, Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Oct 21, 2022 |
| Nicole Quiroga Galinsky Carlon | American Portfolios Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Oct 19, 2022 |
| Curt Arri Schultzberg | American Portfolios Advisors, Inc BD affiliated | Orange Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Dec 7, 2022 (71 d) |
| Eyal (Nmn) Galinsky | American Portfolios Advisors, Inc BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2022 | Oct 17, 2022 |
| Nathaniel James Hasto | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2022 | Sep 2, 2022 |
| David Michael Pulcini | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 19, 2022 |
| John Paul Harms | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 19, 2022 |
| Joseph A Prestigiacomo | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 19, 2022 |
| Alexander Guy Neri | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 19, 2022 |
| Marshal Adam Scheidt | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 19, 2022 |
| Aaron Laranetto | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 18, 2022 |
| Charles Andrew Musil | American Portfolios Advisors, Inc BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 16, 2022 |
| Tasha Ladonna Webie | American Portfolios Advisors, Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2022 | Aug 22, 2022 |
| Jonathan Daniel Danise | American Portfolios Advisors, Inc BD affiliated | Adirondack Retirement Specialists independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Dec 9, 2022 (253 d) |
| Daniel Fulvio Spagnolo | American Portfolios Advisors, Inc independent RIA | Kingswood Wealth Advisors, LLC independent RIA | RIA to RIA | Mar 28, 2022 | Mar 29, 2022 |
| Keith Motusesky | American Portfolios Advisors, Inc independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2022 | Sep 27, 2022 (239 d) |
| Vincent James Palumbos | American Portfolios Advisors, Inc independent RIA | Novem Group independent RIA | RIA to RIA | Dec 10, 2021 | Dec 8, 2020 |
| James Wright | American Portfolios Advisors, Inc independent RIA | Aegis Capital Corp. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2021 | Oct 29, 2021 |
| Gregory J. Lewis | American Portfolios Advisors, Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2021 | Oct 22, 2021 |
| Eugene James Long | American Portfolios Advisors, Inc independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Oct 21, 2021 | Oct 21, 2021 |
| Matthew Robert Coburn | American Portfolios Advisors, Inc independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Oct 21, 2021 | Oct 21, 2021 |
| Gerard Anthony Nizich | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2021 | Aug 2, 2021 |
| Kevin Michael Hannon | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2021 | Aug 12, 2021 |
| John Angelo Baldi | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2021 | May 26, 2021 |
| Daniel Gary Limmer | American Portfolios Advisors, Inc independent RIA | Procyon Institutional Partners, LLC institutional | Other | Jun 9, 2021 | Jun 8, 2021 |
| Joey Edward Hatzfeld | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2021 | May 26, 2021 |
| Mark Peter Gatti | American Portfolios Advisors, Inc independent RIA | Novem Group independent RIA | RIA to RIA | May 6, 2021 | Nov 25, 2020 |
| Charolette Lynn Mckinney | American Portfolios Advisors, Inc independent RIA | Aquilant Advisors independent RIA | RIA to RIA | Apr 29, 2021 | Apr 27, 2021 |
| Guy Thomas Dellecave | American Portfolios Advisors, Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2021 | Jun 29, 2023 (877 d) |
| Ari Menachem Teplitz | American Portfolios Advisors, Inc independent RIA | Teplitz Financial Group LLC other | Other | Dec 31, 2020 | Dec 21, 2018 |
| Daniel Jason Bredow | American Portfolios Advisors, Inc independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2020 | Jul 25, 2022 (685 d) |
| Dana Harris Wiltsey Stallings | American Portfolios Advisors, Inc independent RIA | First Allied Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2020 | Sep 1, 2020 |
| William Thomas Tortorice | American Portfolios Advisors, Inc independent RIA | Wealth Management Group independent RIA | RIA to RIA | Aug 25, 2020 | Oct 9, 2019 |
| Adam Michael Mark | American Portfolios Advisors, Inc independent RIA | Wealth Management Group independent RIA | RIA to RIA | Aug 25, 2020 | Jan 19, 2017 |
| Thomas C Mueger | American Portfolios Advisors, Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 19, 2020 | Sep 23, 2020 (35 d) |
| Francis Matthew Manella | American Portfolios Advisors, Inc independent RIA | Emoney Planning Services LLC unclassified | Other | Aug 4, 2020 | Dec 9, 2021 (492 d) |
| Michael Scott Settler | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2020 | Jul 1, 2020 |
| Alexander Zinger | American Portfolios Advisors, Inc independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2020 | Jun 18, 2020 (31 d) |
| Andrew Ward | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2020 | Aug 3, 2021 (550 d) |
| Jason Nmn Kolinsky | American Portfolios Advisors, Inc independent RIA | World Investment Advisors, LLC institutional | Other | Jan 17, 2020 | Apr 2, 2025 (1902 d) |
| Matthew B Stewart | American Portfolios Advisors, Inc independent RIA | Wealthspire Retirement Advisory institutional | Other | Jan 14, 2020 | Apr 1, 2020 (78 d) |
| Curt Arri Schultzberg | American Portfolios Advisors, Inc independent RIA | Td Ameritrade Investment Management, LLC independent RIA | RIA to RIA | Nov 11, 2019 | Nov 27, 2019 |
| Allison M Maier | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2019 | Sep 4, 2019 |
| William Edward Dudes | American Portfolios Advisors, Inc independent RIA | Pleasantdale Wealth Management, LLC independent RIA | RIA to RIA | Aug 1, 2019 | Jun 12, 2019 |
| Rodney Allen Breyer | American Portfolios Advisors, Inc independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2018 | Oct 31, 2018 |
| John Ralph Romano | American Portfolios Advisors, Inc independent RIA | Ajf Capital Management, Inc. independent RIA | RIA to RIA | Oct 3, 2018 | Oct 4, 2018 |
| Stephen Thomas Mitchell | American Portfolios Advisors, Inc independent RIA | Novem Group independent RIA | RIA to RIA | Aug 29, 2018 | Aug 29, 2018 |
| Howard Genden | American Portfolios Advisors, Inc independent RIA | North Ridge Securities Corp. other | Other | Jun 18, 2018 | Jun 26, 2018 |
| Jeffrey A. Seitz | American Portfolios Advisors, Inc independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 15, 2018 | Oct 5, 2018 (112 d) |
| John Edmund Yannick | American Portfolios Advisors, Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2018 | May 2, 2018 |
| Kristin M Meyer | American Portfolios Advisors, Inc independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | May 8, 2018 | May 7, 2018 |
| Matthew Raymond Murnane | American Portfolios Advisors, Inc independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Apr 16, 2018 | Apr 19, 2018 |
326 moves match.