DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Edelman Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dixie Lee YeckEdelman Financial Services, LLC otherMorgan Stanley wirehouseOtherOct 21, 2013Nov 11, 2013
Ira Charles ZitoEdelman Financial Services, LLC otherSagepoint Financial, Inc. otherOtherOct 16, 2013Dec 18, 2013 (63 d)
James McgarryEdelman Financial Services, LLC otherNavellier & Associates Inc otherOtherOct 15, 2013Oct 20, 2014 (370 d)
Mark Stuart SchafferEdelman Financial Services, LLC otherOsaic Institutions, Inc. otherOtherOct 10, 2013Feb 25, 2014 (138 d)
Alexander Ranlett JordanEdelman Financial Services, LLC otherTlg Advisors, Inc. BD affiliatedOtherJul 2, 2013Jul 2, 2026 (4748 d)
Michael Clinton EvansEdelman Financial Services, LLC otherWells Fargo Advisors wirehouseOtherJun 24, 2013Sep 5, 2013 (73 d)
Janet KangEdelman Financial Services, LLC otherAdvice And Planning Services otherOtherApr 23, 2013Jul 17, 2014 (450 d)
Eric Edward SwansonEdelman Financial Services, LLC otherMercer Global Advisors Inc. otherOtherDec 10, 2012Mar 14, 2013 (94 d)
Terry GravelyEdelman Financial Services, LLC otherMinority Capital Advisors unclassifiedOtherNov 29, 2012Sep 5, 2013 (280 d)
Melinda Catherine KiblerEdelman Financial Services, LLC otherPalisades Hudson Asset Management, L.P. otherOtherNov 15, 2012Dec 22, 2014 (767 d)
Grant BartlettEdelman Financial Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 7, 2012Mar 22, 2016 (1323 d)
Michael Edward SylvesterEdelman Financial Services, LLC otherCharles Schwab & Co., Inc. national BDOtherJul 13, 2012Sep 21, 2012 (70 d)
Travis Lee BoyerEdelman Financial Services, LLC otherParsec Financial otherOtherMay 18, 2012Jul 30, 2012 (73 d)
Michelle Renee OwensEdelman Financial Services, LLC otherAmeriprise Financial Services, LLC national BDOtherFeb 3, 2012Feb 21, 2012
Eric Josef SchaeferEdelman Financial Services, LLC otherSavant Wealth Management otherOtherAug 16, 2011Jun 30, 2012 (319 d)
Daniel Patrick CrimminsEdelman Financial Services, LLC otherCrimmins Wealth Management, LLC unclassifiedOtherJun 30, 2011Jul 11, 2011
Joseph John MarinoEdelman Financial Services, LLC otherCantella & Co., Inc. otherOtherDec 9, 2010Mar 16, 2011 (97 d)
Todd Coleman EarlyEdelman Financial Services, LLC otherCapgroup Advisors otherOtherSep 10, 2010Nov 5, 2010 (56 d)
Patrick F FitzgeraldEdelman Financial Services, LLC otherWest Financial Services, Inc. independent RIAOtherJun 18, 2009Jul 6, 2021 (4401 d)
Paul Jason JordanEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherFeb 1, 2008Feb 6, 2008
Christine Rae WessingerEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherNov 30, 2007Dec 3, 2007
David Thomas SheehanEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherNov 30, 2007Nov 30, 2007
Alfonso BurgosEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherNov 29, 2007Nov 29, 2007
David Jon HeinemannEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherNov 29, 2007Nov 30, 2007
Alan G FaceyEdelman Financial Services, LLC otherEdelman Financial Advisors LLC unclassifiedOtherNov 29, 2007Nov 29, 2007
Christine M MantichEdelman Financial Services, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherOct 19, 2007Dec 21, 2007 (63 d)
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86 moves match.