DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from One Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Arthur Nuno | One Capital Management, LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Jul 30, 2026 | Aug 19, 2026 |
| Nicholas Costas | One Capital Management, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 20, 2026 | Jul 14, 2026 |
| Mark Daniel Dickamore | One Capital Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2026 | Jun 15, 2026 |
| Zachary Bullard | One Capital Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Jun 29, 2026 (202 d) |
| Drew C Dieffenbach | One Capital Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Oct 28, 2025 | Dec 9, 2025 (42 d) |
| Matthew James Kitzman | One Capital Management, LLC independent RIA | Greenup Street Wealth Management LLC independent RIA | RIA to RIA | Sep 4, 2025 | Sep 9, 2025 |
| Rohan Ramesh Nayak | One Capital Management, LLC independent RIA | Basso Capital Management, L.P. independent RIA | RIA to RIA | Jun 16, 2025 | Jun 26, 2025 |
| Mark Dea | One Capital Management, LLC independent RIA | Basso Capital Management, L.P. independent RIA | RIA to RIA | Jun 10, 2025 | Jun 26, 2025 |
| Janet Marie Brown | One Capital Management, LLC independent RIA | Basso Capital Management, L.P. independent RIA | RIA to RIA | Feb 11, 2025 | Jan 1, 2026 (324 d) |
| Gary Keith Dorfman | One Capital Management, LLC independent RIA | Strive Asset Management asset manager | Other | Nov 5, 2024 | Dec 13, 2024 (38 d) |
| Randol Wilson Curtis | One Capital Management, LLC independent RIA | Thryve Wealth Management independent RIA | RIA to RIA | Oct 2, 2024 | Oct 16, 2025 (379 d) |
| Martin Richard Devault | One Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2024 | May 4, 2026 (658 d) |
| Brooks Allen | One Capital Management, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Jul 17, 2023 | May 13, 2024 (301 d) |
| Josh Alan Pollard | One Capital Management, LLC independent RIA | Fern Financial Group, LLC state registered | RIA to a state-registered adviser | Sep 12, 2022 | Sep 16, 2022 |
| Guillermo Gutierrez | One Capital Management, LLC independent RIA | Fsc Securities Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Mar 23, 2022 |
| Michael Robert Galanowsky | One Capital Management, LLC independent RIA | Manhattan West Asset Management, LLC independent RIA | RIA to RIA | Jan 28, 2022 | Mar 2, 2022 (33 d) |
| Daniele Beasley | One Capital Management, LLC independent RIA | Twenty unclassified | Other | Dec 13, 2021 | Feb 17, 2022 (66 d) |
| Sara Kalsman | One Capital Management, LLC independent RIA | Betterment independent RIA | RIA to RIA | Sep 29, 2021 | Nov 2, 2021 (34 d) |
| Drew Enright Kunde | One Capital Management, LLC independent RIA | Sand Hill Global Advisors, LLC independent RIA | RIA to RIA | Sep 8, 2021 | Mar 10, 2022 (183 d) |
| Joshua M Bradburn | One Capital Management, LLC independent RIA | State Farm Investment Management Corp. asset manager | Other | Nov 13, 2020 | Jun 24, 2021 (223 d) |
| Nicole Megowan | One Capital Management, LLC independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2020 | Sep 30, 2020 (112 d) |
| Monica Schmidt Stempel | One Capital Management, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | May 1, 2020 | Sep 30, 2021 (517 d) |
| Franklin Scheneck Whitehouse | One Capital Management, LLC independent RIA | Manchester Financial Inc independent RIA | RIA to RIA | Sep 13, 2019 | Sep 8, 2021 (726 d) |
| Noah Babin | One Capital Management, LLC other | Modl Investments, LLC unclassified | Other | Jun 26, 2014 | Jul 6, 2016 (741 d) |
| James Okland Cannon | One Capital Management, LLC other | Farr Miller & Washington LLC other | Other | Oct 4, 2013 | Nov 5, 2013 (32 d) |
| Kenneth Alan Benedict | One Capital Management, LLC other | Charles Schwab & Co., Inc. national BD | Other | Jun 10, 2013 | Jun 26, 2013 |
| Jonathan Tiemann | One Capital Management, LLC other | Tiemann Investment Advisors, LLC other | Other | Apr 12, 2004 | Jul 28, 2003 |
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27 moves match.