DFX Intelligence
Advisor moves
Departures from Independent Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evangeline Stratis | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2018 | Feb 27, 2019 (65 d) |
| Shawna Dawn Christiansen | Independent Financial Partners BD affiliated | Onedigital other | Other | Dec 24, 2018 | Oct 19, 2018 |
| Perry Wayne Nafziger | Independent Financial Partners BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2018 | Jan 9, 2019 |
| Todd Robert Vander Lugt | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Oct 22, 2018 |
| Stephen Charles Kelly | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 21, 2018 |
| Lori Suzanne Nadglowski | Independent Financial Partners BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Dec 27, 2018 |
| Samuel Izaguirre | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Apr 4, 2019 (108 d) |
| Collin Barrett Dawes | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 13, 2018 |
| Nicole Marie Dawes | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 13, 2018 |
| Kevin Fredrick Tyrrell | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2018 | Dec 14, 2018 |
| Matthew Cory Monroe | Independent Financial Partners BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2018 | Apr 12, 2021 (853 d) |
| Christopher David Moak | Independent Financial Partners BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2018 | Mar 29, 2021 (839 d) |
| Mark James Dickman | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Dec 10, 2018 |
| Paul Buehner Merrill | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 24, 2018 |
| James Francis Worfolk | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 31, 2018 |
| David Ira Gensler | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 7, 2018 | Nov 26, 2018 |
| David Joel Brower | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 31, 2018 |
| Matthew Lawrence Darpel | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Dec 10, 2018 |
| Michael Ron Onkes | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Oct 24, 2018 |
| Christine Marie Soscia | Independent Financial Partners BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Dec 3, 2018 |
| Fred Hamsayeh | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Dec 6, 2018 | Dec 4, 2014 |
| Brianne Elizabeth Soscia | Independent Financial Partners BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Nov 30, 2018 |
| Leigh A Nickel | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2018 | Dec 4, 2018 |
| Travis Stanley Barnes | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2018 | Dec 3, 2018 |
| Christopher Paul Woods | Independent Financial Partners BD affiliated | Silvis Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 27, 2018 | Nov 19, 2018 |
| Alejandro Jose-Megino Ochoa | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC other | Other | Nov 27, 2018 | Jan 7, 2026 (2598 d) |
| Charles Edwin Hatch | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2018 | Dec 5, 2018 |
| Brian Christopher Atwood | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2018 | Oct 22, 2018 |
| Carl Lee Thompson | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2018 | Nov 29, 2018 |
| Joseph Richard Jackson | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Nov 23, 2018 | Jun 26, 2013 |
| Stace Alan Hilbrant | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Nov 19, 2018 | Sep 19, 2017 |
| Timothy John Mckenna Jr | Independent Financial Partners BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | Dec 15, 2018 |
| Taylor Rae Mavrakos | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | Oct 26, 2018 |
| Jordan Eva Mavrakos | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | Oct 26, 2018 |
| Mark Neil Levin | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Nov 13, 2018 | Aug 6, 2012 |
| Jeffrey Wayne Thorsen | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2018 | Nov 12, 2018 |
| Leonard Beers | Independent Financial Partners BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 13, 2018 | Nov 14, 2018 |
| David Scott Hinderstein | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Nov 1, 2018 | Apr 7, 2016 |
| Eugene Lawrence Klesser | Independent Financial Partners BD affiliated | Onedigital other | Other | Nov 1, 2018 | Sep 21, 2018 |
| Daniel Robert Casella | Independent Financial Partners BD affiliated | Onedigital other | Other | Nov 1, 2018 | Sep 21, 2018 |
| Katrina Cannon Boucher | Independent Financial Partners BD affiliated | Onedigital other | Other | Nov 1, 2018 | Sep 19, 2018 |
| Allie Corinne Lucas-Rivera | Independent Financial Partners BD affiliated | Onedigital other | Other | Nov 1, 2018 | Sep 19, 2018 |
| Brendan Michael Kelly | Independent Financial Partners BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Jul 3, 2018 |
| Michael Anthony Rohling | Independent Financial Partners BD affiliated | Golden State Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Jul 6, 2018 |
| Joshua Zillmer | Independent Financial Partners BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Feb 28, 2024 (1965 d) |
| John Ragsdale Bailey | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2018 | Oct 3, 2018 |
| Kevin William Meyer | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2018 | Oct 3, 2018 |
| Jeffery Wilson Masters | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 | Oct 5, 2018 |
| Rowena York Ruff | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 | Oct 12, 2018 |
| Quentin Lee Davis | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2018 | Oct 5, 2018 |
| Sharon L Herman | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 1, 2018 |
| Spencer Aaron Goldstein | Independent Financial Partners BD affiliated | Onedigital other | Other | Oct 2, 2018 | Oct 1, 2018 |
| Heidi Lee Sidley | Independent Financial Partners BD affiliated | Onedigital other | Other | Oct 2, 2018 | Oct 1, 2018 |
| Jason Keith Norton | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Sep 24, 2018 |
| Jason Randall Backus | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Sep 25, 2018 |
| Sean Christian Bjork | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Sep 19, 2018 | Jun 12, 2013 |
| Steven Charles Small | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Sep 14, 2018 |
| Craig Stephen Freeman | Independent Financial Partners BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Sep 17, 2018 |
| Polly Marie Stoecklein | Independent Financial Partners BD affiliated | LPL Financial LLC other | Other | Sep 14, 2018 | Sep 8, 2016 |
| Jeffrey Max Ramsey | Independent Financial Partners BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2018 | Oct 19, 2018 (42 d) |
605 moves match.