DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Confidence Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Fallon Tafoya | Confidence Wealth Management, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Dec 11, 2025 (51 d) |
| Jared Michael Kersten | Confidence Wealth Management, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2025 | May 21, 2025 |
| Eric Kalmikoff | Confidence Wealth Management, Inc. independent RIA | Edelman Financial Engines independent RIA | RIA to RIA | Feb 26, 2025 | May 14, 2025 (77 d) |
| Matthew Craigle | Confidence Wealth Management, Inc. independent RIA | Alloy Investment Management state registered | RIA to a state-registered adviser | Feb 26, 2025 | Feb 11, 2025 |
| Frederic Young Hoon Han | Confidence Wealth Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Aug 31, 2026 (580 d) |
| Ryan F Kiernan | Confidence Wealth Management, Inc. independent RIA | Farther independent RIA | RIA to RIA | Dec 24, 2024 | Sep 2, 2025 (252 d) |
| Sean Alexander Hummel | Confidence Wealth Management, Inc. independent RIA | Xypn Sapphire independent RIA | RIA to RIA | Dec 16, 2024 | Oct 22, 2025 (310 d) |
| Kyle John Soscia | Confidence Wealth Management, Inc. independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | May 6, 2024 | May 30, 2024 |
| Darci Colleen Zaunmiller | Confidence Wealth Management, Inc. independent RIA | Ellevest independent RIA | RIA to RIA | Jul 28, 2023 | Aug 28, 2023 (31 d) |
| Richard D Boyd | Confidence Wealth Management, Inc. independent RIA | Pfg Advisors independent RIA | RIA to RIA | Apr 19, 2023 | Oct 10, 2023 (174 d) |
| Wenwen Dong | Confidence Wealth Management, Inc. independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | Aug 31, 2022 | Sep 30, 2022 |
| Nickolas Ryan Minard | Confidence Wealth Management, Inc. independent RIA | Root Financial Partners independent RIA | RIA to RIA | Aug 24, 2022 | Aug 20, 2025 (1092 d) |
| Daniel Vazquez | Confidence Wealth Management, Inc. independent RIA | Missionsquare Retirement institutional | Other | Jun 7, 2022 | Jul 25, 2023 (413 d) |
| Michael Robert Peterson | Confidence Wealth Management, Inc. independent RIA | Osaic Fa, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2022 | Feb 20, 2024 (671 d) |
| Jonathan Ray Guillen | Confidence Wealth Management, Inc. independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 21, 2021 | Feb 3, 2022 (44 d) |
| Jiyao Xu | Confidence Wealth Management, Inc. independent RIA | Origin Investment Advisory LLC no RAUM | RIA to a newly registered adviser | Sep 23, 2019 | Jun 28, 2021 (644 d) |
| Julia M Sinclair | Confidence Wealth Management, Inc. independent RIA | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 5, 2016 | Jan 18, 2017 (44 d) |
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17 moves match.