DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael John BrunoInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 6, 2017Dec 4, 2017
Damian Kerry ReillyInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
Kambiz SaadatInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
James William ScottInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 6, 2017Dec 1, 2017
Diane WillisInvest Financial Corporation otherOsaic Fs, Inc. otherOtherDec 6, 2017Dec 1, 2017
Gregory Anthony LongoInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
William Joseph LogueInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 6, 2017Nov 27, 2017
Thomas James NoonInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
Albert L RichInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
Michael David WayasaminInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
Matthew G FilikInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 6, 2017Nov 27, 2017
Urja S ShahInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 14, 2017
Mikaela GuzmanInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 6, 2017Dec 7, 2017
Christian Benjamin SparacinoInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 6, 2017Dec 1, 2017
Timothy John HollyInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 5, 2017Dec 1, 2017
Gary Eugene StirkInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 5, 2017Dec 4, 2017
Matthew Michael NordmannInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 5, 2017Dec 1, 2017
Brett Howard HulseInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 5, 2017Dec 1, 2017
Charles Howard FitzpatrickInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 5, 2017Dec 1, 2017
Hal LetticeInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 5, 2017Dec 1, 2017
Paul Andrew GanimInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 5, 2017Nov 30, 2017
Jeremy Dustin NicholsInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 5, 2017Nov 30, 2017
Micheal Brandon FloydInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 5, 2017Nov 30, 2017
Craig Stephen MaytubbyInvest Financial Corporation otherCuso Financial Services, L.P. BD affiliatedOtherDec 4, 2017Dec 4, 2017
Steven I-Kang YehInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 4, 2017Nov 27, 2017
Scott David MorrisonInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Michael Francis MossInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Scott Martin WelchInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 8, 2017
James Peter MuchardInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 4, 2017
Jeffrey George MuchardInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
David Gary YoungInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Reo Bennett AldermanInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Scott Robert UebelhoerInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 4, 2017
Michael Joseph LinkeyInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Michael Christopher NordmannInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 4, 2017Dec 1, 2017
Jonathan Trent RobertsonInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 4, 2017Jan 2, 2026 (2951 d)
Kimberly Kerns WinesInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 1, 2017Nov 30, 2017
Herbert R TannerInvest Financial Corporation otherOsaic Wealth, Inc. BD affiliatedOtherDec 1, 2017Nov 30, 2017
William Pennington DunnInvest Financial Corporation otherNext Financial Group, Inc. otherOtherDec 1, 2017Dec 1, 2017
Michelle Lynn BenderInvest Financial Corporation otherKestra Advisory Services, LLC otherOtherDec 1, 2017Nov 29, 2017
Kathleen Marie IndianoInvest Financial Corporation otherAmerican Portfolios Advisors, Inc otherOtherDec 1, 2017Dec 7, 2017
Kyle Eric MerkInvest Financial Corporation otherTouchstone Advisors Inc asset managerOtherDec 1, 2017Aug 16, 2019 (623 d)
Kelly Marie MartinInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherDec 1, 2017Nov 27, 2017
Sheldon Cooper ReedInvest Financial Corporation otherWescom Financial Services, LLC independent RIAOtherNov 29, 2017Nov 30, 2017
Anthony Stephen ScaliseInvest Financial Corporation otherIc Advisory Services, Inc. otherOtherNov 28, 2017Nov 27, 2017
Ann Karen KilmerInvest Financial Corporation otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 27, 2017Nov 22, 2017
Dale Deval CareyInvest Financial Corporation otherCetera Investment Advisers LLC BD affiliatedOtherNov 22, 2017Mar 21, 2024 (2311 d)
Beau Allen WilliamsInvest Financial Corporation otherOsaic Wealth, Inc. BD affiliatedOtherNov 22, 2017Nov 20, 2017
Jerry Francis GintzInvest Financial Corporation otherCetera Investment Advisers LLC BD affiliatedOtherNov 21, 2017Mar 21, 2024 (2312 d)
Kim David FrinkInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherNov 21, 2017Nov 21, 2017
James Blaise BattistoniInvest Financial Corporation otherCetera Investment Advisers LLC BD affiliatedOtherNov 21, 2017Mar 21, 2024 (2312 d)
Adam Thomas RexInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 21, 2017Nov 16, 2017
Brian Edward FrickInvest Financial Corporation otherUSA Financial Securities LLC otherOtherNov 21, 2017Nov 16, 2017
Hunter Cole GreeneInvest Financial Corporation otherOsaic Wealth, Inc. BD affiliatedOtherNov 21, 2017Nov 20, 2017
Jeffrey Ward NolanInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherNov 20, 2017Nov 16, 2017
William Andrew HoweInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherNov 20, 2017Nov 29, 2017
Paul Douglas AxbergInvest Financial Corporation otherUSA Financial Securities LLC otherOtherNov 17, 2017Nov 16, 2017
Bryan Bartlett RexInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 17, 2017Nov 16, 2017
Jeremy Chad FtacekInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherNov 17, 2017Nov 16, 2017
Michael Shawn HaddiganInvest Financial Corporation otherKovack Advisors, Inc. otherOtherNov 17, 2017Nov 28, 2017
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961 moves match.