DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Zions Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dee Denton Darrington	Zions Capital Advisors, Inc. other	Cetera Investment Advisers LLC other	Other	Feb 4, 2013	Jan 21, 2014 (351 d)
Diana Schiers George	Zions Capital Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 6, 2012	Jan 11, 2013 (36 d)
Jonathan Scott Clements	Zions Capital Advisors, Inc. other	Brio Financial Group independent RIA	Other	Jun 25, 2012	Nov 29, 2021 (3444 d)
Kevin S Mikan	Zions Capital Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 10, 2012	Oct 17, 2012 (190 d)
Jason Mark Williams	Zions Capital Advisors, Inc. other	Moreton Asset Management, LLC other	Other	Mar 6, 2012	Mar 12, 2012
Andrew James Robbins	Zions Capital Advisors, Inc. other	Moreton Asset Management, LLC other	Other	Mar 6, 2012	Mar 12, 2012
Jordan Christopher Hansen	Zions Capital Advisors, Inc. other	Moreton Asset Management, LLC other	Other	Mar 6, 2012	Mar 12, 2012
Mark Stephen Johnson	Zions Capital Advisors, Inc. other	Yellowstone Partners other	Other	Sep 27, 2011	Sep 30, 2011
Griffin E Randle	Zions Capital Advisors, Inc. other	Equitable Advisors, LLC national BD	Other	Jun 21, 2011	Jul 27, 2011 (36 d)
Robert Thompson	Zions Capital Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 3, 2011	Jan 3, 2011
James D'Alessio	Zions Capital Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 18, 2010	Dec 8, 2010 (51 d)
Eric Allen Halvorsen	Zions Capital Advisors, Inc. other	Stoker Ostler, A Part Of Bmo Financial Group other	Other	Oct 12, 2010	Dec 14, 2010 (63 d)
Daniel Melvin Whitehead	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Oct 4, 2010	Sep 29, 2010
Herman Korrick Lewkowitz	Zions Capital Advisors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 6, 2010	May 25, 2016 (2150 d)
Brock Benjamin Bowden	Zions Capital Advisors, Inc. other	Yellowstone Partners other	Other	Apr 16, 2010	Jul 15, 2010 (90 d)
Steven Schulte	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Mar 22, 2010	Mar 19, 2010
Kevin Michael Donovan	Zions Capital Advisors, Inc. other	Yellowstone Partners other	Other	Oct 26, 2009	Dec 18, 2009 (53 d)
Jennifer Kyle Hash	Zions Capital Advisors, Inc. other	Zions Bank Liquid Asset Management unclassified	Other	Aug 18, 2009	Aug 19, 2009
Andrew James Robbins	Zions Capital Advisors, Inc. other	Zions Bank Liquid Asset Management unclassified	Other	Aug 18, 2009	Aug 19, 2009
Jason Mark Williams	Zions Capital Advisors, Inc. other	Zions Bank Liquid Asset Management unclassified	Other	Aug 17, 2009	Aug 19, 2009
Jordan Christopher Hansen	Zions Capital Advisors, Inc. other	Zions Bank Liquid Asset Management unclassified	Other	Aug 17, 2009	Aug 19, 2009
Cherie Jean Jolly	Zions Capital Advisors, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Jun 29, 2009	Jul 13, 2011 (744 d)
Jesse Perez Carbajal	Zions Capital Advisors, Inc. other	Chase Investment Services Corp. other	Other	May 28, 2009	Jul 13, 2009 (46 d)
Rhonda L Mills	Zions Capital Advisors, Inc. other	Wfp Securities unclassified	Other	Jan 30, 2009	Dec 1, 2010 (670 d)
James Harvey Oconnor	Zions Capital Advisors, Inc. other	O'Connor Capital Advisory, LLC other	Other	Jan 8, 2009	Aug 19, 2010 (588 d)
Jesse Logan Dietz	Zions Capital Advisors, Inc. other	Amegy Investments, Inc. other	Other	Jan 6, 2009	Feb 2, 2009
James Steven Rush	Zions Capital Advisors, Inc. other	Amegy Investments, Inc. other	Other	Jan 6, 2009	Jan 14, 2009
Joanna Sammy-Sasiene	Zions Capital Advisors, Inc. other	Amegy Investments, Inc. other	Other	Jan 6, 2009	Jan 8, 2009
Keley Renee Petersen	Zions Capital Advisors, Inc. other	Bay Willow Advisers, LLC unclassified	Other	Dec 8, 2008	Dec 8, 2008
William Burke Allred	Zions Capital Advisors, Inc. other	U.S. Bancorp Advisors, LLC other	Other	Dec 8, 2008	Dec 24, 2008
Daniel Owen Palmer	Zions Capital Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 17, 2008	Jun 29, 2023 (5398 d)
Shane Lee Rogers	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Sep 9, 2008	Jan 6, 2009 (119 d)
Brian James Hays	Zions Capital Advisors, Inc. other	Amegy Investments, Inc. other	Other	Aug 13, 2008	Aug 13, 2008
Daniel David Sudit	Zions Capital Advisors, Inc. other	Crewe Advisors no RAUM	Other	May 30, 2008	Mar 24, 2015 (2489 d)
David Bruce Hehn	Zions Capital Advisors, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Nov 20, 2007	Apr 5, 2010 (867 d)
Matthew Allen Taggart	Zions Capital Advisors, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Oct 2, 2007	Oct 15, 2007
Eric Allen Halvorsen	Zions Capital Advisors, Inc. other	Chase Investment Services Corp. other	Other	Aug 27, 2007	Sep 7, 2007
Ryan Paul Halliday	Zions Capital Advisors, Inc. other	Oak Lane Advisors other	Other	Jun 1, 2007	Apr 15, 2009 (684 d)
Joseph Robert Rossi	Zions Capital Advisors, Inc. other	Securities America Advisors, Inc. other	Other	May 30, 2007	May 30, 2013 (2192 d)
Gwen Marie Henson	Zions Capital Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 30, 2007	May 1, 2007
Stephen Duke Parsons	Zions Capital Advisors, Inc. other	Wealth Management Consultants Inc other	Other	Mar 1, 2007	Mar 5, 2007
Maureen A Flanagan	Zions Capital Advisors, Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Sep 26, 2006	Jun 25, 2013 (2464 d)
Thomas Jay Stout	Zions Capital Advisors, Inc. other	Comerica Securities other	Other	May 27, 2005	May 4, 2007 (707 d)
Richard Kent Baird	Zions Capital Advisors, Inc. other	Wind River Advisors, L.L.C. unclassified	Other	May 10, 2005	Mar 27, 2008 (1052 d)
Sharlee Lorene Cretors	Zions Capital Advisors, Inc. other	S.C. Financial Services, Inc. independent RIA	Other	May 2, 2005	May 12, 2005

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105 moves match.