DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cetera Advisor Networks LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Francis MadisonCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 30, 2023Apr 7, 2021
Ryan Scott ManakerCetera Advisor Networks LLC BD affiliatedSageview Private Client Group, LLC no RAUMOtherJun 30, 2023Dec 4, 2009
Kenneth Gregory BarnesCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 30, 2023Nov 20, 2018
John Carter DowningCetera Advisor Networks LLC BD affiliatedHinds Financial Group Inc otherOtherJun 29, 2023Jun 7, 2006
Joan Maastricht GillesCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners otherOtherJun 29, 2023Mar 18, 2015
Steven Craig HenningsonCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Apr 29, 2005
Michael Louis BishopCetera Advisor Networks LLC BD affiliatedClg LLC no RAUMOtherJun 29, 2023Dec 27, 2016
James Patrick FurrowCetera Advisor Networks LLC BD affiliatedSenior Financial Advisors, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 29, 2023Oct 20, 1997
Paul Richard RiedCetera Advisor Networks LLC BD affiliatedPaul R. Ried Financial Group, LLC no RAUMOtherJun 29, 2023Aug 17, 2018
Jeff Scott CrawfordCetera Advisor Networks LLC BD affiliatedHbw Advisory Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Oct 7, 2019
Kristi Lee AndersenCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners otherOtherJun 29, 2023Jan 29, 2014
Elizabeth Cartwright CarrCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Feb 16, 2017
Scott E GroomsCetera Advisor Networks LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2023Dec 18, 2020
Kenneth Scott LeeCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Mar 25, 2017
James Paul BensonCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners otherOtherJun 29, 2023Aug 16, 2016
Michael Scott CoeCetera Advisor Networks LLC BD affiliatedSenior Financial Advisors, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 29, 2023Nov 28, 2014
Timothy Ross KimmelCetera Advisor Networks LLC BD affiliatedPaul R. Ried Financial Group, LLC no RAUMOtherJun 29, 2023Aug 16, 2018
Jeffrey Gerard MeyersCetera Advisor Networks LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2023Jan 17, 2025 (568 d)
Scott M DanekCetera Advisor Networks LLC BD affiliatedLPL Financial LLC otherOtherJun 29, 2023Feb 6, 2017
David Charles NeffCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Jan 30, 2017
James Stuart FalconeCetera Advisor Networks LLC BD affiliatedFulcrum Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Mar 27, 2014
Michael Stuart RankinCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Oct 11, 2020
Laura Fedor BrunettiCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners otherOtherJun 29, 2023Dec 10, 2015
Russell Gerard NielandCetera Advisor Networks LLC BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Apr 30, 2018
Sarah Cartwright EhmannCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Feb 16, 2017
Kurt Robert EhmannCetera Advisor Networks LLC BD affiliatedClg LLC no RAUMOtherJun 29, 2023Dec 27, 2016
Gregory Andrew KoehlerCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Feb 8, 2013
Eszter Klara KochCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Mar 20, 2017
Joseph Edward SalamoneCetera Advisor Networks LLC BD affiliatedBlue Vase Capital Management unclassifiedOtherJun 29, 2023Jan 4, 2006
John Mack MajorsCetera Advisor Networks LLC BD affiliatedSageview Private Client Group, LLC no RAUMOtherJun 29, 2023Jun 22, 2010
Timothy James SigstadCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Oct 26, 2022
Brock Martin BeckerCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Jan 7, 2009
Evan Alfred ChangCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Dec 23, 2019
Adam JordanCetera Advisor Networks LLC BD affiliatedPaul R. Ried Financial Group, LLC no RAUMOtherJun 29, 2023Aug 16, 2018
Douglas Anthony WebsterCetera Advisor Networks LLC BD affiliatedSageview Private Client Group, LLC no RAUMOtherJun 29, 2023Mar 24, 2016
Robert Joseph SayreCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Jun 11, 2009
Dennis Patrick MaguireCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Jun 11, 2009
Jason Paul MillerCetera Advisor Networks LLC BD affiliatedPaul R. Ried Financial Group, LLC no RAUMOtherJun 29, 2023Aug 16, 2018
James Xerxes PhillipsCetera Advisor Networks LLC BD affiliatedAffinity Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023May 22, 2020
Adam Jeffrey FlaggCetera Advisor Networks LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2023Oct 27, 2020
Garth Ovead MoreauCetera Advisor Networks LLC BD affiliatedAffinity Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023May 26, 2020
Brian Joseph AdamekCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners otherOtherJun 29, 2023Jan 27, 2014
Nicholas Lawrence JahnCetera Advisor Networks LLC BD affiliatedCreative Planning Institutional Advisors, LLC otherOtherJun 29, 2023Aug 8, 2013
Kelly Andrew KolstadCetera Advisor Networks LLC BD affiliatedPaul R. Ried Financial Group, LLC no RAUMOtherJun 29, 2023Aug 16, 2018
Eric Van AnspachCetera Advisor Networks LLC BD affiliatedClg LLC no RAUMOtherJun 29, 2023Dec 27, 2016
Dennis C SmithCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Jan 30, 2017
Gerald E MitchellCetera Advisor Networks LLC BD affiliatedClg LLC otherOtherJun 29, 2023Feb 16, 2017
Scott Ryan LewisCetera Advisor Networks LLC BD affiliatedVantage Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Aug 17, 2018
Justin Robert HaschkeCetera Advisor Networks LLC BD affiliatedCwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Feb 19, 2019
Bryan Anthony HernandezCetera Advisor Networks LLC BD affiliatedClg LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Feb 27, 2018
Zachary James WeirichCetera Advisor Networks LLC BD affiliatedWalnut Creek Wealth Management no RAUMOtherJun 29, 2023Jul 18, 2017
Kerry Jean Meath-SinkinCetera Advisor Networks LLC BD affiliatedCwm, LLC otherOtherJun 29, 2023Jun 1, 2017
Justin Tyler SchultesCetera Advisor Networks LLC BD affiliatedCwm, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2023Apr 20, 2022
Connor Christopher CampbellCetera Advisor Networks LLC BD affiliatedClg LLC no RAUMOtherJun 29, 2023Jan 26, 2017
Matthew Ryan McewenCetera Advisor Networks LLC BD affiliatedStrategic Lifestyle Advisors, Inc. unclassifiedOtherJun 29, 2023Feb 24, 2017
David Brady HunterCetera Advisor Networks LLC BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Oct 21, 2022
Ryan MountCetera Advisor Networks LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Jun 19, 2023
Nathan A SmithCetera Advisor Networks LLC BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2023Jul 27, 2023
Justin Anthony MaciakCetera Advisor Networks LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2023Jun 27, 2023
Ashley Christine McneelyCetera Advisor Networks LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJun 21, 2023Feb 11, 2025 (601 d)
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1,575 moves match.