| Elke Mariella Touchette | Cetera Advisor Networks LLC other | Financial Prosperity, Inc. state registered | Other | Dec 31, 2009 | Dec 7, 2009 |
| Daniel John Piazza | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Carolyn Sue Williams | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Grant Masami Hashiba | Cetera Advisor Networks LLC other | Island Wealth Management state registered | Other | Dec 31, 2009 | May 3, 2021 (4141 d) |
| Steven Brian Gallo | Cetera Advisor Networks LLC other | Wells Fargo Advisors wirehouse | Other | Dec 31, 2009 | Jan 4, 2010 |
| Jay Joseph Kowalski | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Matthew T Newman | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Denice Gustin Piazza | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Duayne Joseph Madl | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Mark Donald Mccombs | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Dec 18, 2009 | Dec 21, 2009 |
| Matthew Park Best | Cetera Advisor Networks LLC other | Investment Professionals, Inc. other | Other | Dec 10, 2009 | Dec 9, 2009 |
| Jack Shaw | Cetera Advisor Networks LLC other | Eagle Strategies LLC other | Other | Dec 4, 2009 | Oct 11, 2012 (1042 d) |
| Maritza Nevarez | Cetera Advisor Networks LLC other | Interactive Financial Advisors other | Other | Nov 30, 2009 | Jul 2, 2010 (214 d) |
| Michael Stanley Paikos | Cetera Advisor Networks LLC other | Invest Financial Corporation other | Other | Nov 17, 2009 | Nov 18, 2009 |
| Margaret Mary Messerli-Trottier | Cetera Advisor Networks LLC other | Invest Financial Corporation other | Other | Nov 17, 2009 | Nov 18, 2009 |
| Joseph D Ricciardi | Cetera Advisor Networks LLC other | Dorion-Gray Retirement Planning, Inc. other | Other | Nov 12, 2009 | Sep 28, 2010 (320 d) |
| William Chris Heath | Cetera Advisor Networks LLC other | Barrington Financial Advisors, Inc. other | Other | Nov 11, 2009 | Jul 24, 1985 |
| Scott A. Sandefur | Cetera Advisor Networks LLC other | Brookstone Wealth Advisors, LLC independent RIA | Other | Nov 9, 2009 | Feb 1, 2018 (3006 d) |
| Hattie Horn Evans | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Nov 6, 2009 | Jun 15, 2010 (221 d) |
| Anthony J. Falco | Cetera Advisor Networks LLC other | Fsc Securities Corporation other | Other | Nov 2, 2009 | Nov 5, 2009 |
| Brandon Victor Kling | Cetera Advisor Networks LLC other | Wells Fargo Investments, LLC unclassified | Other | Oct 28, 2009 | Jul 21, 2010 (266 d) |
| Kenneth Wayne Askew | Cetera Advisor Networks LLC other | Concourse Financial Group Advisors other | Other | Oct 21, 2009 | Oct 26, 2009 |
| Jason Lee Kleemeier | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. other | Other | Oct 14, 2009 | Oct 1, 2009 |
| Patric Joseph Wallace | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Oct 1, 2009 | Apr 9, 2021 (4208 d) |
| Nicole Kiomi Kikugawa | Cetera Advisor Networks LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 28, 2009 | Oct 6, 2009 |
| Mark Allen Lavallee | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| Judith Andrea Henry | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| William Robert Sturges | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| Edward Charles Smith | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| Marianne Elizabeth Zawacki | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| Katie-Lee Kallin | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Sep 16, 2009 | Sep 18, 2009 |
| David George Sylvester | Cetera Advisor Networks LLC other | Cavu Wealth Advisors independent RIA | Other | Sep 15, 2009 | Oct 21, 2009 (36 d) |
| Matthew Stephen Clement | Cetera Advisor Networks LLC other | Cantella & Co., Inc. other | Other | Sep 9, 2009 | Sep 8, 2009 |
| Stephen Patrick O'Reilly | Cetera Advisor Networks LLC other | Cetera Investment Advisers LLC other | Other | Sep 8, 2009 | Jun 30, 2014 (1756 d) |
| Julie Lynne Sharnowski | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Sep 4, 2009 | Sep 4, 2009 |
| Todd Hutson Smith | Cetera Advisor Networks LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 28, 2009 | Mar 1, 2011 (550 d) |
| Brian Lon Biederman | Cetera Advisor Networks LLC other | Ifs Securities unclassified | Other | Aug 27, 2009 | Sep 30, 2009 (34 d) |
| Clyde Warren Ford | Cetera Advisor Networks LLC other | Financial Telesis, Inc. other | Other | Aug 21, 2009 | Aug 10, 2009 |
| Valerie Jean Bowman | Cetera Advisor Networks LLC other | Waddell & Reed other | Other | Aug 17, 2009 | Aug 31, 2009 |
| Chris Randall Folgmann | Cetera Advisor Networks LLC other | Financial Advisers Of America, LLC other | Other | Aug 14, 2009 | Aug 14, 2009 |
| David Timothy Hillesland | Cetera Advisor Networks LLC other | Charles Schwab & Co., Inc. national BD | Other | Aug 13, 2009 | Dec 3, 2009 (112 d) |
| Jared Michael Tryon | Cetera Advisor Networks LLC other | LPL Financial LLC BD affiliated | Other | Aug 11, 2009 | Jun 7, 2021 (4318 d) |
| Alyson Taggart | Cetera Advisor Networks LLC other | MML Investors Services, LLC other | Other | Aug 10, 2009 | Jan 26, 2010 (169 d) |
| Eric Ernst Hughes | Cetera Advisor Networks LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 7, 2009 | Aug 10, 2009 |
| Wade Emanuel Gribaldo | Cetera Advisor Networks LLC other | Independent Financial Group, LLC other | Other | Aug 6, 2009 | Jul 31, 2009 |
| James Earl Kelley | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| Frances Kaimihau Wright | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jul 31, 2009 | Aug 5, 2009 |
| Stephen Patrick Emanuels | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| Michael Darrell Miller | Cetera Advisor Networks LLC other | Capital Planning, LLC other | Other | Jul 31, 2009 | Jan 22, 2014 (1636 d) |
| Lawrence Edward Lonski | Cetera Advisor Networks LLC other | Independent Financial Group, LLC other | Other | Jul 30, 2009 | Jul 21, 2009 |
| Ross Antonio Deluca | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jul 23, 2009 | Aug 10, 2009 |
| Michael Raymond Pozzi | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jul 9, 2009 | Jul 10, 2009 |
| Mark Edward Engle | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jul 8, 2009 | Jul 20, 2009 |
| William Alfred Muskat | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Jul 2, 2009 | Jul 2, 2009 |
| Barton Raymond Ketterling | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Jul 2, 2009 | Jul 2, 2009 |
| Bradley Bronk | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Jul 2, 2009 | Jul 2, 2009 |
| James Edwin Almond | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Jul 1, 2009 | Jul 1, 2009 |
| Michael David Honold | Cetera Advisor Networks LLC other | Eagle Strategies LLC other | Other | Jun 30, 2009 | Aug 14, 2009 (45 d) |
| Karla Jill Brown | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jun 29, 2009 | Jun 29, 2009 |
| Robert Edward Skinner | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Jun 25, 2009 | Jun 26, 2009 |