DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ic Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andre Krause | Ic Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Mar 28, 2025 |
| Douglas Wright | Ic Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Mar 10, 2025 |
| Marc Andrew Lefurge | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Oct 1, 2025 (203 d) |
| Gary William Medley | Ic Advisory Services, Inc. BD affiliated | Medley Advisory, LLC unclassified | Other | Mar 6, 2025 | Jan 6, 2021 |
| Peter George Neuberg | Ic Advisory Services, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Jan 1, 2026 (304 d) |
| David Swee Hock Lim | Ic Advisory Services, Inc. BD affiliated | Expatriate Financial Strategies LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2025 | Mar 17, 2025 |
| Arthur Paul Forget | Ic Advisory Services, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| David Michael Mc Corison | Ic Advisory Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 27, 2025 |
| Charles Paul Kateridge | Ic Advisory Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 21, 2025 |
| Donald Michael Keegan | Ic Advisory Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 28, 2025 |
| John Lawrence Sciancalepore | Ic Advisory Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Mar 3, 2025 |
| Michael Richard Georgino | Ic Advisory Services, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 10, 2025 |
| Gemma Marie Boyce | Ic Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 7, 2025 |
| Stephen Clyde Mcnutt | Ic Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 10, 2025 |
| Brian Scott Garnets | Ic Advisory Services, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Soumit Sarkar | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 4, 2025 |
| Shatorupa Ray Chaudhury | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 6, 2025 |
| Michael Dominick Boswak | Ic Advisory Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 3, 2025 |
| Randall Patrick Faulk | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 3, 2025 |
| Alan Aaron Eisenstein | Ic Advisory Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Clark Silverstein | Ic Advisory Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Timothy Chandler Atkins | Ic Advisory Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Debra Goodstein | Ic Advisory Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Benjamin Menachem Brenner | Ic Advisory Services, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Paul Charles Lobosco | Ic Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 22, 2025 |
| Steven Ray Studebaker | Ic Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 16, 2025 |
| David Joseph Pilaitis | Ic Advisory Services, Inc. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Nov 26, 2025 (328 d) |
| Heather Anne Grubbs | Ic Advisory Services, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 19, 2024 |
| John Kolody | Ic Advisory Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 17, 2024 |
| Michael Anthony Viselli | Ic Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Mar 6, 2025 (79 d) |
| Karen Santini Clemens | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 2, 2024 |
| Edward Philip Lewis | Ic Advisory Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 17, 2024 |
| Larry James Miranda | Ic Advisory Services, Inc. BD affiliated | B.B. Graham & Company, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Dec 10, 2024 |
| Darrin Mcclain Wallace | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 2, 2024 |
| Pak-Tung Le | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 13, 2024 |
| Albert Sidhom | Ic Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 12, 2024 |
| Kristen M Taylor | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 13, 2024 |
| Mark Myron Harwanko | Ic Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Nov 25, 2024 |
| Jon Charles Mcaleney | Ic Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Dec 4, 2024 |
| Ethan Jeremy Hundley | Ic Advisory Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Nov 25, 2024 |
| Gail Lisa Abrams | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 21, 2024 |
| Esther Kuznetz | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 20, 2024 |
| Richard Lee Dalzotto | Ic Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 18, 2024 |
| Scott Robert Brady | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Peter Allen Borho | Ic Advisory Services, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Dec 4, 2024 |
| Dylan Cole | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Charles Fristoe Chelf | Ic Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 18, 2024 |
| A Charles Krempa | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 12, 2024 |
| William Thomas Krempa | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 12, 2024 |
| Marian F Geohegan | Ic Advisory Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 12, 2024 |
| Steven I-Kang Yeh | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Robert Thomas Ramos | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Mark James Beardi | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Joyce Michele Cool | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Anthony Stephen Scalise | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Jessica Mae Repasi | Ic Advisory Services, Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Kelly Marie Martin | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Robert Matthew Krieger | Ic Advisory Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jun 12, 2024 |
| Cristina M Bennett | Ic Advisory Services, Inc. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 11, 2024 |
| Cole Lewis | Ic Advisory Services, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 28, 2024 |
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182 moves match.