DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Concert Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Scott LawrenceConcert Wealth Management independent RIAAria Wealth Management no RAUMRIA to a newly registered adviserMar 29, 2018Jul 27, 2017
Erik Allen ScheiConcert Wealth Management independent RIAConcert Capital Management otherOtherMar 29, 2018Oct 10, 2011
Elizabeth Nmn LunaConcert Wealth Management independent RIAConcert Capital Management otherOtherMar 29, 2018Oct 10, 2011
Douglas J DonnellyConcert Wealth Management independent RIAInstitute For Wealth Consultants, Inc. no RAUMRIA to a newly registered adviserMar 26, 2018Jan 1, 2018
Randall Craig BuckConcert Wealth Management otherInstitute For Wealth Advisors, Inc. otherOtherDec 31, 2017Feb 6, 2017
Russell Paul CarlsonConcert Wealth Management otherAria Wealth Management no RAUMOtherDec 31, 2017Aug 16, 2017
John Patrick BerryConcert Wealth Management otherAria Wealth Management no RAUMOtherDec 31, 2017Sep 22, 2017
Carrie Katherine CarrConcert Wealth Management otherAria Wealth Management mixed wealthOtherDec 31, 2017Nov 22, 2019 (691 d)
David Brian HuntConcert Wealth Management otherSowell Management otherOtherDec 21, 2017Sep 16, 2016
Brian William BrittConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Sep 22, 2016
Ronald Harvey HuntConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Sep 19, 2016
Douglas William TaborConcert Wealth Management otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherDec 15, 2017Apr 26, 2018 (132 d)
Antonio RamirezConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Oct 14, 2016
Jeanne Marie JurickaConcert Wealth Management otherJ.P. Morgan Securities LLC wirehouseOtherDec 15, 2017Feb 21, 2019 (433 d)
Zameer Shaukatali UpadhyaConcert Wealth Management otherMy Harvest Field Financial LLC state registeredOtherDec 15, 2017Feb 17, 2017
Christopher Tyrone ChambersConcert Wealth Management otherMy Harvest Field Financial LLC state registeredOtherDec 15, 2017Dec 16, 2025 (2923 d)
Lance Shigeo IchikawaConcert Wealth Management otherC2c Wealth Management, LLC otherOtherOct 2, 2017Jun 1, 2017
Lawrence Frederick PizzellaConcert Wealth Management otherSowell Management otherOtherSep 26, 2017Oct 7, 2016
German GentileConcert Wealth Management otherSowell Management otherOtherSep 25, 2017Sep 16, 2016
Steven Brian CastroConcert Wealth Management otherCapital Markets Iq, LLC otherOtherAug 25, 2017Oct 2, 2017 (38 d)
Patrick Edward WhiteConcert Wealth Management otherIntegrated Advisors Network LLC otherOtherAug 25, 2017Aug 15, 2017
Chris D BalkaConcert Wealth Management otherSowell Management otherOtherJul 19, 2017Jul 18, 2017
Creg V ShafferConcert Wealth Management otherThe Institute otherOtherJul 10, 2017Jun 16, 2017
Rene Annise NourseConcert Wealth Management otherUrban Wealth Management Or Uwm otherOtherJun 30, 2017May 15, 2017
Pamela Ann JacobsConcert Wealth Management otherSowell Management otherOtherJun 30, 2017Nov 14, 2016
April Lynn CharlesConcert Wealth Management otherUrban Wealth Management Or Uwm otherOtherJun 30, 2017May 18, 2017
Eleonora Jovel TomaselloConcert Wealth Management otherSowell Management otherOtherJun 30, 2017Sep 16, 2016
Alena PovarovaConcert Wealth Management otherConcert Capital Management otherOtherJun 20, 2017Oct 10, 2011
Robert Stephen ShutzerConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Sep 16, 2016
Peter Stuart WyroughConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Nov 29, 2016
Victoria Gascoigne CrosbyConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 7, 2016
Jon Robert EricksonConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Sep 26, 2016
Derek Allan JonesConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 7, 2016
James Patrick DonnellyConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 3, 2016
Colin Ellsworth MacleodConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 7, 2016
Daniel William BoulwareConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 10, 2016
Cheryl C WongConcert Wealth Management otherConcert Capital Management otherOtherMay 26, 2017Sep 20, 2013
Nathaniel Jenkins YuricaConcert Wealth Management otherInstitute For Wealth Advisors, Inc. otherOtherMay 18, 2017Feb 9, 2017
Dianne Mae LutzConcert Wealth Management otherInstitute For Wealth Advisors, Inc. otherOtherMay 4, 2017Mar 15, 2017
Eric Michael HarleyConcert Wealth Management otherSowell Management otherOtherMay 4, 2017Jan 5, 2017
John Kevin StophelConcert Wealth Management otherSowell Management independent RIAOtherApr 13, 2017Jan 21, 2025 (2840 d)
Matthew Paul MccoyConcert Wealth Management otherSowell Management otherOtherApr 13, 2017Oct 3, 2016
David Jason LampeConcert Wealth Management otherSowell Management otherOtherApr 13, 2017Jan 13, 2017
John Martin PadillaConcert Wealth Management otherSowell Management otherOtherApr 12, 2017Sep 16, 2016
Jason Christopher HilliardConcert Wealth Management otherSowell Management otherOtherApr 12, 2017Sep 16, 2016
Joseph M LatourConcert Wealth Management otherSowell Management otherOtherApr 5, 2017Dec 21, 2016
Gerrit William VriezeConcert Wealth Management otherSowell Management otherOtherApr 3, 2017Sep 29, 2016
Thomas Ralph ClarkConcert Wealth Management otherSowell Management otherOtherApr 3, 2017Sep 29, 2016
Ian Reid MaxwellConcert Wealth Management otherSowell Management otherOtherMar 24, 2017Sep 30, 2016
Jeffrey Garett PietschConcert Wealth Management otherHeritage Capital Advisors, LLC independent RIAOtherMar 1, 2017Jan 30, 2024 (2526 d)
Farokh Bill BillimoriaConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Sep 19, 2016
Brian Wayne BuskirkConcert Wealth Management otherLighthouse Wealth Strategies no RAUMOtherJan 3, 2017Oct 12, 2016
Kimberly Marie NordiConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Sep 26, 2016
Marty Edward PaulConcert Wealth Management otherLighthouse Wealth Strategies no RAUMOtherJan 3, 2017Oct 12, 2016
Eric Michael FlatenConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Sep 26, 2016
Douglas Michael SheahanConcert Wealth Management otherPlatinum Wealth Partners otherOtherJan 3, 2017Oct 20, 2016
Mark Genaro Valencia TaylanConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Sep 21, 2016
Michael J. GuarracinoConcert Wealth Management otherMg Financial Management, LLC state registeredOtherJan 3, 2017Oct 18, 2016
Brady Brian BuskirkConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Oct 3, 2016
Eric Farokh BillimoriaConcert Wealth Management otherSowell Management otherOtherJan 3, 2017Sep 16, 2016
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118 moves match.