DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Advisors America

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Charles MahonyUnited Advisors America independent RIAD.L. Fields Advisory Group, LLC state registeredRIA to a state-registered adviserJan 15, 2025Mar 3, 2025 (47 d)
Scott Allen WaechterUnited Advisors America independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2024May 19, 2026 (519 d)
Jaclyn Kate JohnsonUnited Advisors America independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2024Apr 27, 2026 (507 d)
Teresa Robin LundineUnited Advisors America independent RIAStronghold Capital Partners LLC state registeredRIA to a state-registered adviserNov 13, 2024Feb 13, 2025 (92 d)
Jennifer AguirreUnited Advisors America independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 4, 2024Dec 16, 2024 (73 d)
Charles Bryon EastesUnited Advisors America independent RIAStrategic Wealth Advisors Group, Inc. independent RIARIA to RIASep 24, 2024Dec 4, 2024 (71 d)
Hamid R ClarkUnited Advisors America independent RIABrookstone Wealth Advisors, LLC no RAUMOtherNov 30, 2023Nov 30, 2023
Aristotle Lyon McdonaldUnited Advisors America independent RIAVirtue Capital Management, LLC independent RIARIA to RIAJun 6, 2023Apr 17, 2024 (316 d)
James Jeffrey ProctorUnited Advisors America independent RIAGradient Advisors, LLC independent RIARIA to RIAAug 15, 2022Sep 13, 2022
Marissa C VandenbergUnited Advisors America independent RIAWells Fargo Advisors wirehouseRIA to wirehouseDec 15, 2021Jan 19, 2022 (35 d)
Aaron Keith UlrichUnited Advisors America independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2021Mar 19, 2021 (64 d)
Kenneth BuschUnited Advisors America independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 7, 2020Jul 14, 2021 (372 d)
Jeremy GreenUnited Advisors America independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2019Sep 26, 2022 (1232 d)
Timothy Ray WhislerUnited Advisors America independent RIASimplicity Wealth no RAUMRIA to a newly registered adviserJan 17, 2019Aug 5, 2019 (200 d)
Stuart HendersonUnited Advisors America independent RIAPackerland Brokerage Services, Inc. independent RIARIA to RIAJun 19, 2018Jul 3, 2018
David Jeffery HeimUnited Advisors America independent RIAStrategic Wealth Advisors Group, Inc. independent RIARIA to RIANov 29, 2017Feb 13, 2018 (76 d)
Timothy Dean WalworthUnited Advisors America independent RIASimplyria Advisor Network otherOtherOct 2, 2015Sep 29, 2015
Jeffrey Martin WinterUnited Advisors America independent RIAGradient Advisors, LLC otherOtherAug 20, 2014Mar 29, 2016 (587 d)
Kenneth Eugene PlummerUnited Advisors America independent RIAVirtue Capital Management, LLC otherOtherAug 19, 2014Jan 4, 2016 (503 d)
Timothy Scott SullivanUnited Advisors America independent RIAGradient Advisors, LLC otherOtherMay 23, 2014Oct 15, 2014 (145 d)
Dominic Joseph AnzevinoUnited Advisors America independent RIAThe Mutual Fund Store otherOtherOct 12, 2012Nov 28, 2012 (47 d)
Wade Stephen RitchieUnited Advisors America independent RIAGreat Lakes Legacy Group, LLC unclassifiedOtherJun 8, 2010Aug 25, 2010 (78 d)
Page 1 of 1
22 moves match.