DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Jordan Cunneff | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 1, 2024 |
| Surojeet Ghatak | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 30, 2024 |
| Gary Patrick Hummel | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 2, 2024 |
| Mark Alan Wolf | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 1, 2024 |
| James Barrett Spicer | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 30, 2024 |
| Jarrod Lane Hageman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 30, 2024 |
| Esmeralda Valarezo | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Sep 30, 2024 |
| Jennifer Marie Madden | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Oct 18, 2024 |
| Daniel P King | Raymond James Financial Services Advisors, Inc BD affiliated | S Harris Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | May 31, 2023 |
| Michael David Collins | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| John Paul Sauer | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Sep 30, 2024 |
| Robert Vincent Torris | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Cheri Lynette Payne | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Joshua Glen Palmer | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 1, 2024 |
| Jared D Kenney | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 1, 2024 |
| Joseph Carl Rose | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Jeffrey James O'Brien | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Britton Lee Noble | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Sep 30, 2024 |
| Justin Nicholas Ancona | Raymond James Financial Services Advisors, Inc BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Feb 14, 2025 (133 d) |
| Logan Patrick Wolf | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 1, 2024 |
| Christopher Jefferson Allen Parker | Raymond James Financial Services Advisors, Inc BD affiliated | Greenwich Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 9, 2024 |
| Harriet Madoff Parker | Raymond James Financial Services Advisors, Inc BD affiliated | Greenwich Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 9, 2024 |
| Tyson Jon Ray | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jun 1, 2023 |
| Cole Joseph Dimond | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2024 | Jul 15, 2024 |
| Steven Thomas Laesser | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Jan 1, 2025 (90 d) |
| Ryan Allen Roy | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 30, 2024 |
| Jesse Schrock | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jul 24, 2024 |
| Brayden Chad Zettle | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Jul 23, 2024 |
| Robert Alan Bjork | Raymond James Financial Services Advisors, Inc BD affiliated | Birch Cove Group, Ltd. unclassified | Other | Oct 2, 2024 | Jan 31, 2014 |
| Jeffrey Worth Ostrander | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Charles David Crouch | Raymond James Financial Services Advisors, Inc BD affiliated | Agp Franklin, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 1, 2024 |
| Pauline Jo Quinn | Raymond James Financial Services Advisors, Inc BD affiliated | Morey & Quinn Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 18, 2024 |
| Mark Anthony Albright | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Andrew James Dibble | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Michelle Klisanich | Raymond James Financial Services Advisors, Inc BD affiliated | Birch Cove Group, Ltd. unclassified | Other | Oct 2, 2024 | Jul 1, 2020 |
| Michael Ray Ward | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Brent Joel Bloomer | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Michael Andrew Morey | Raymond James Financial Services Advisors, Inc BD affiliated | Morey & Quinn Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 16, 2024 |
| John Daniel Arndt | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Don Giovanello | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Sep 23, 2024 |
| Katie Ann Bruno | Raymond James Financial Services Advisors, Inc BD affiliated | Morey & Quinn Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 29, 2024 |
| Benjamin Bjork | Raymond James Financial Services Advisors, Inc BD affiliated | Birch Cove Group, Ltd. unclassified | Other | Oct 2, 2024 | May 16, 2023 |
| Stephen Andrew Phillips | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Zachary Joseph Zarda | Raymond James Financial Services Advisors, Inc BD affiliated | Caliber Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Jul 15, 2024 |
| Lucas David Kuchenberg | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Jun 1, 2023 |
| Adam Michael Kierzek | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Jul 29, 2024 |
| William Robert Lauderdale | Raymond James Financial Services Advisors, Inc BD affiliated | Form Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Aug 1, 2024 |
| Gian Landy Paolella | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 23, 2024 |
| Paul Jacob Wakefield | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Oct 7, 2024 |
| Benjamin Nieves | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Dec 3, 2024 (74 d) |
| Zachary Owen Harris | Raymond James Financial Services Advisors, Inc BD affiliated | Cpc Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | May 13, 2022 |
| John Michael Bauers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Sean Michael Mcevoy | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Nick Joseph Beres | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Gregory Michael Bauers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Jeffrey Thaddeus Nowak | Raymond James Financial Services Advisors, Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Oct 10, 2024 |
| Amy H Barchini | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2024 | Apr 11, 2025 (206 d) |
| Bryan Patrick England | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 17, 2024 |
| Steven M Bauers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Vance Walker Embry | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Sep 5, 2024 |
3,739 moves match.