| William Kane Enszer | Salient Capital Advisors, LLC other | Sustainable Woodlands Partners, LLC asset manager | Other | Jan 3, 2023 | Nov 10, 2020 |
| Dan Hall Hinds | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | May 1, 2023 (161 d) |
| Gregory Allen Reid | Salient Capital Advisors, LLC other | Rdg Capital Management LLC other | Other | Nov 21, 2022 | Jan 13, 2011 |
| Steven Craig Blokdyk | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | Feb 15, 2023 (86 d) |
| Anibal Jose Angel | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | Feb 16, 2023 (87 d) |
| Frank Theodore Gardner | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | May 1, 2023 (161 d) |
| Bradley Steven Eisen | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | May 1, 2023 (161 d) |
| Parag Kirtikumar Sanghani | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | May 1, 2023 (161 d) |
| Matthew Robert Grandits | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | May 1, 2023 (161 d) |
| Ronald Winston Cato | Salient Capital Advisors, LLC other | Westwood Management Corp other | Other | Nov 21, 2022 | Feb 17, 2023 (88 d) |
| Aaron Roger Mcinerney | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Nov 18, 2022 | Aug 11, 2017 |
| Michelle Cisneros Ruch | Salient Capital Advisors, LLC other | Salient Advisors, L.P. other | Other | Nov 18, 2022 | Jul 18, 2011 |
| William Robinson Wagner | Salient Capital Advisors, LLC other | Integrity Capital, LLC other | Other | Nov 18, 2022 | May 13, 2013 |
| Scott K Fogleman | Salient Capital Advisors, LLC other | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Other | Sep 13, 2021 | Oct 31, 2022 (413 d) |
| Douglas Mabry Hohertz | Salient Capital Advisors, LLC other | Black Knight Wealth Management, LLC independent RIA | Other | Mar 15, 2021 | Mar 14, 2023 (729 d) |
| Ryan Lawrence Grosskreuz | Salient Capital Advisors, LLC other | Mosaic Advisors independent RIA | Other | Nov 18, 2020 | Jun 17, 2022 (576 d) |
| Zachary Lincoln Gardner | Salient Capital Advisors, LLC other | Alliancebernstein L.P. other | Other | May 1, 2019 | May 30, 2019 |
| Christopher John Meehan | Salient Capital Advisors, LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 30, 2018 | Nov 16, 2020 (931 d) |
| Phillip Edward Hall | Salient Capital Advisors, LLC other | Bny Mellon Securities Corporation other | Other | Feb 28, 2018 | Mar 16, 2018 |
| John Coleman Dawson | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| William Scott Hill | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Fred Leckie Williams | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| James Michael Maida | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| J Matthew Newtown | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Timothy Michael Conway | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Stephen Dewalch Strake | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Amy Renee Cousin-Lancaster | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 11, 2017 |
| Craig Chambers Dawson | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Michael Karl Mithoff | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 15, 2017 |
| James Griffin Mcginness | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Jeiccy James Hakim | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 11, 2017 |
| Heinrich Grobler | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 10, 2017 |
| Alexandra Mcmaken Kantalis | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 11, 2017 |
| Brian Wayne Joiner | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 11, 2017 |
| Shelby Elizabeth Soule | Salient Capital Advisors, LLC other | Hightower Private Client no RAUM | Other | Oct 10, 2017 | Aug 11, 2017 |
| John Eric Casey | Salient Capital Advisors, LLC other | Huntington Financial Advisors BD affiliated | Other | Jul 27, 2017 | Apr 6, 2018 (253 d) |
| Juaquin Gabriel Arellano | Salient Capital Advisors, LLC other | Tectonic Advisors LLC other | Other | Apr 3, 2017 | Aug 10, 2017 (129 d) |
| Brittany Stephens Steitz | Salient Capital Advisors, LLC other | Tectonic Advisors LLC other | Other | Apr 3, 2017 | Apr 7, 2017 |
| William Walter Cathriner | Salient Capital Advisors, LLC other | Alterna Wealth Management, Inc. other | Other | Oct 31, 2016 | Feb 17, 2017 (109 d) |
| Marc Shiels Little | Salient Capital Advisors, LLC other | Stephens other | Other | Aug 12, 2016 | Aug 15, 2016 |
| Preston David Cherry | Salient Capital Advisors, LLC other | Concurrent Wealth Management state registered | Other | Feb 8, 2016 | Jun 18, 2018 (861 d) |
| Erik Bencomo | Salient Capital Advisors, LLC other | Charles Schwab & Co., Inc. national BD | Other | Feb 8, 2016 | Jun 20, 2016 (133 d) |
| Paul Tyler Henley | Salient Capital Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Feb 8, 2016 | Jul 6, 2016 (149 d) |
| Erik Oros | Salient Capital Advisors, LLC other | Tlg Advisors, Inc. BD affiliated | Other | Jun 1, 2015 | Jul 15, 2021 (2236 d) |
| Samuel A. Braun | Salient Capital Advisors, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Apr 20, 2015 | Apr 4, 2022 (2541 d) |
| Byron Keith Wilson | Salient Capital Advisors, LLC other | Curian Capital, LLC other | Other | Apr 15, 2015 | Apr 30, 2015 |
| Arthur Haag Sherman | Salient Capital Advisors, LLC other | Sustainable Woodlands Partners, LLC other | Other | Apr 8, 2015 | Jul 26, 2011 |
| John Babnik | Salient Capital Advisors, LLC other | Columbia Management Investment Advisers, LLC other | Other | Jan 5, 2012 | Jun 6, 2012 (153 d) |
| Bruce George Garrison | Salient Capital Advisors, LLC other | Chilton Capital Management Advisors Inc. other | Other | Jun 27, 2011 | Jul 6, 2011 |