DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alphastar Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Ross ZeitzAlphastar Capital Management otherBravias Financial independent RIAOtherNov 15, 2017Oct 31, 2017
Chad Emmerson BlantonAlphastar Capital Management otherSimplicity Wealth no RAUMOtherAug 25, 2017Jun 5, 2019 (649 d)
Simon John RogersAlphastar Capital Management otherAe Wealth Management, LLC otherOtherJul 19, 2017Jul 17, 2017
Steve Mark OsterinkAlphastar Capital Management otherSimplicity Wealth no RAUMOtherMar 21, 2017Apr 4, 2019 (744 d)
Janine Lee OsterinkAlphastar Capital Management otherPlanners Alliance no RAUMOtherMar 21, 2017Nov 17, 2017 (241 d)
Quinc Verne PearcyAlphastar Capital Management otherCorecap Advisors otherOtherSep 13, 2016Sep 21, 2016
Justin Lee FortAlphastar Capital Management otherCorecap Advisors otherOtherSep 7, 2016Sep 7, 2016
David Dee FullmerAlphastar Capital Management otherAe Wealth Management, LLC otherOtherJul 21, 2016Aug 3, 2016
Larry Dale RobyAlphastar Capital Management otherBrookstone Capital Management LLC otherOtherJun 18, 2015Jun 18, 2015
Marcia Annette MillerAlphastar Capital Management otherWealth Investment Solutions, LLC unclassifiedOtherMay 29, 2015Jun 19, 2015
Jeffrey M GortonAlphastar Capital Management otherBrookstone Capital Management LLC otherOtherMay 20, 2015May 19, 2015
David Kevin SeitzerAlphastar Capital Management otherCenter Street Advisors, Inc. no RAUMOtherApr 2, 2015Apr 2, 2015
Daniel J RobertsonAlphastar Capital Management otherCenter Street Advisors, Inc. no RAUMOtherApr 2, 2015Apr 2, 2015
Michael A JonesAlphastar Capital Management otherBrookstone Capital Management LLC otherOtherFeb 26, 2015Feb 27, 2015
Brent Andrew HannAlphastar Capital Management otherAlight Financial Advisors, LLC otherOtherFeb 6, 2015Sep 23, 2015 (229 d)
James Gerald PerryAlphastar Capital Management otherEdward Jones national BDOtherSep 19, 2014Sep 9, 2014
Jae Seon LeeAlphastar Capital Management otherWealth Teams Alliance independent RIAOtherSep 3, 2014Aug 9, 2018 (1436 d)
Carol Lynn OchoaAlphastar Capital Management otherYour Secure Retirement Capital Management, LLC unclassifiedOtherMay 1, 2014Apr 30, 2014
Andrew Scott McnairAlphastar Capital Management otherGlobal Financial Private Capital, Inc. otherOtherApr 21, 2014Apr 28, 2014
Jennifer FisherAlphastar Capital Management otherMML Investors Services, LLC otherOtherApr 16, 2014Apr 29, 2014
Erik Lawrence KromAlphastar Capital Management otherBrookstone Wealth Advisors, LLC otherOtherApr 11, 2014Apr 24, 2014
Matthew S KlaessAlphastar Capital Management otherBrookstone Wealth Advisors, LLC otherOtherApr 10, 2014Apr 24, 2014
Stephen Joseph LockeAlphastar Capital Management otherFirst Advisors National, LLC otherOtherApr 1, 2014Apr 2, 2014
Robert Paul KlaessAlphastar Capital Management otherClear Creek Advisors independent RIAOtherApr 1, 2014Aug 17, 2017 (1234 d)
Jeffrey Allen BarnardAlphastar Capital Management otherBrookstone Capital Management LLC otherOtherMar 11, 2014Mar 3, 2014
James Stephen HarperAlphastar Capital Management otherPrecision Investment Management unclassifiedOtherJan 30, 2014Feb 4, 2014
H. Terry MartineAlphastar Capital Management otherKingswood Wealth Advisors, LLC independent RIAOtherDec 23, 2013Jun 27, 2018 (1647 d)
Kimsey Allen HollifieldAlphastar Capital Management otherBrookstone Wealth Advisors, LLC independent RIAOtherDec 17, 2013Apr 16, 2019 (1946 d)
Christine CarltonAlphastar Capital Management otherEps Wealth Management state registeredOtherOct 10, 2013Apr 17, 2015 (554 d)
Ronald Eric WoernleAlphastar Capital Management otherRoyal Fund Management, LLC otherOtherMar 5, 2013Jun 4, 2013 (91 d)
Gerard IacangeloAlphastar Capital Management otherIacangelo Financial Group, LLC state registeredOtherFeb 20, 2013Jun 28, 2023 (3780 d)
Michael David AushermanAlphastar Capital Management otherMilestone Asset Management, LLC no RAUMOtherJan 8, 2013Oct 20, 2020 (2842 d)
Richard Todd BakerAlphastar Capital Management otherMilestone Asset Management, LLC no RAUMOtherJan 2, 2013Oct 20, 2020 (2848 d)
Richard Anthony BerryAlphastar Capital Management otherBerry Financial Securities, LLC unclassifiedOtherDec 10, 2012Dec 10, 2012
Timothy Jon SparksAlphastar Capital Management otherHorter Investment Management, LLC otherOtherOct 3, 2012Oct 5, 2012
Shawn Patrick LeeAlphastar Capital Management otherBrookstone Capital Management LLC otherOtherAug 27, 2012Aug 27, 2012
Douglas A ClancyAlphastar Capital Management otherCornerstone Wealth & Tax Advisory Group unclassifiedOtherMay 31, 2012Jun 1, 2012
Allison J BrownAlphastar Capital Management otherBrightpath Wealth Advisors LLC state registeredOtherApr 30, 2012Feb 18, 2020 (2850 d)
Daniel Edward FlammaAlphastar Capital Management otherFortis Capital Management, LLC unclassifiedOtherApr 4, 2012Apr 5, 2012
Kevin James BurtonAlphastar Capital Management otherVision Capital & Management otherOtherNov 22, 2011Jan 26, 2012 (65 d)
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160 moves match.