DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Corecap Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Constantine George BurlosCorecap Advisors BD affiliatedOnesource Wealth Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 23, 2020Apr 17, 2021 (115 d)
Lora Renee DixonCorecap Advisors BD affiliatedDewitt And Dunn Financial Services, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 23, 2020Sep 27, 2020
Kelly TuckerCorecap Advisors BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2020Oct 6, 2020 (41 d)
Virgil Cannie HooperCorecap Advisors BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 2, 2020Jun 2, 2020
Donald Kenneth OrbanCorecap Advisors BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2020May 27, 2020
Richard Lee RunestadCorecap Advisors BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2020Jan 14, 2020
Nathan James BargerCorecap Advisors BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2020Jan 15, 2020
Gregory H. OrayCorecap Advisors BD affiliatedRegal Investment Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2019Jan 6, 2020
John J KalendekCorecap Advisors BD affiliatedChelsea Advisory Services, Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2019Sep 23, 2021 (645 d)
Quinc Verne PearcyCorecap Advisors BD affiliatedFort Advisors Inc no RAUMOtherDec 12, 2019Sep 4, 2019
Justin Lee FortCorecap Advisors BD affiliatedFort Advisors Inc no RAUMOtherNov 19, 2019Feb 8, 2019
Edward Joseph PetersmarckCorecap Advisors BD affiliatedCetera Advisor Networks LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2019Sep 1, 2021 (727 d)
Jennifer Puckett HunterCorecap Advisors BD affiliatedVision Capital Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2019Sep 20, 2019
Ryan William PaisleyCorecap Advisors BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2019Aug 3, 2021 (754 d)
David L KnutsonCorecap Advisors BD affiliatedBalanced Investment Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 11, 2019Jul 18, 2022 (1133 d)
Alexandre MaltezCorecap Advisors BD affiliatedNfsg Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2019Sep 25, 2019 (131 d)
Kyle F O'DellCorecap Advisors BD affiliatedFirst Advisors National, LLC otherOtherApr 25, 2019Oct 20, 2015
Diana Elizabeth HunterCorecap Advisors BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 25, 2019Apr 26, 2019
William Joseph RevoirCorecap Advisors BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2019Mar 29, 2019
Nicholas Ralph CampCorecap Advisors BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 28, 2019Apr 2, 2019
Jacob Alexander SerfasCorecap Advisors BD affiliatedFirst Advisors National, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 20, 2019Apr 22, 2019 (33 d)
Joseph Everette RosemanCorecap Advisors BD affiliatedRcplanners independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2019Feb 28, 2019
Kyle Jackson MccauleyCorecap Advisors BD affiliatedCity Center Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Dec 3, 2018
David Joel HardinCorecap Advisors BD affiliatedCity Center Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Dec 5, 2018
Danielle SerlinCorecap Advisors BD affiliatedCity Center Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Dec 8, 2018
Nicholas Adam BourCorecap Advisors BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 22, 2018Aug 27, 2018
Kamron NahavandiCorecap Advisors BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2018May 21, 2018
Darryl Lamar TrimbleCorecap Advisors BD affiliatedWealth Management Group Of Georgia unclassifiedOtherApr 2, 2018Aug 8, 2018 (128 d)
Suresh BasnetCorecap Advisors otherBalanced Investment Advisors, LLC state registeredOtherFeb 23, 2018Jan 29, 2020 (705 d)
John Walter YoashCorecap Advisors otherPruco Securities, LLC BD affiliatedOtherDec 14, 2017Feb 13, 2018 (61 d)
Gary Charles HaackCorecap Advisors otherCreativeone Wealth, LLC otherOtherDec 11, 2017Nov 28, 2017
Steven Michael WrightCorecap Advisors otherEcho Advisors unclassifiedOtherNov 22, 2016Mar 6, 2017 (104 d)
Kimberly Louise JamiesonCorecap Advisors otherC2 Private Wealth otherOtherOct 14, 2016Dec 21, 2016 (68 d)
Brooks Eugene StahlneckerCorecap Advisors otherCambridge Investment Research Advisors, Inc. otherOtherMar 2, 2016Nov 1, 2017 (609 d)
Russell Lee LunaCorecap Advisors otherFirst Advisors National, LLC otherOtherJan 6, 2016Apr 27, 2016 (112 d)
Reno John FrazzittaCorecap Advisors otherProsperity Capital Advisors otherOtherNov 20, 2015Nov 23, 2015
Jeremy David ShippCorecap Advisors otherFirst Advisors National, LLC otherOtherNov 20, 2015Nov 20, 2015
William Joseph RevoirCorecap Advisors otherGlobal Financial Private Capital, Inc. otherOtherJun 8, 2015Jun 9, 2015
David James CunninghamCorecap Advisors otherAe Wealth Management, LLC independent RIAOtherNov 17, 2014Dec 4, 2017 (1113 d)
John Joseph MoradCorecap Advisors otherComerica Securities otherOtherNov 20, 2013Dec 23, 2013 (33 d)
Ryan Andrew KusCorecap Advisors otherVoya Financial Advisors, Inc. otherOtherNov 7, 2013Nov 25, 2013
Jeffrey Anthony HakalaCorecap Advisors otherClarkston Capital Partners, LLC mixed wealthOtherApr 25, 2013Dec 7, 2023 (3878 d)
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102 moves match.