DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Iconiq Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Charles OlsenIconiq Capital, LLC asset managerExponent Wealth no RAUMOtherMay 5, 2026May 12, 2026
Daniella K JordanIconiq Capital, LLC otherWells Fargo Advisors wirehouseOtherJul 8, 2025Sep 30, 2025 (84 d)
Autumn Joy AndersonIconiq Capital, LLC otherVerita Strategic Wealth Partners, LLC independent RIAOtherJun 24, 2025Jan 1, 2026 (191 d)
Michael Hideyoshi HorioIconiq Capital, LLC otherIeq Capital, LLC independent RIAOtherApr 1, 2025May 13, 2025 (42 d)
Olivier Louis TorchianaIconiq Capital, LLC otherBbr Partners, LLC independent RIAOtherJul 8, 2024Mar 25, 2026 (625 d)
Brendan James FraleighIconiq Capital, LLC otherMoment Private Wealth independent RIAOtherFeb 1, 2024Mar 15, 2024 (43 d)
Jonathan Chien-Shen HuangIconiq Capital, LLC otherMycio Wealth Partners, LLC independent RIAOtherDec 14, 2023Jan 16, 2026 (764 d)
Laura W NealIconiq Capital, LLC otherFiduciary Counselling Inc independent RIAOtherOct 2, 2023Jul 20, 2026 (1022 d)
Michael Anthony ArteagaIconiq Capital, LLC otherMariner BD affiliatedOtherAug 22, 2022Aug 17, 2022
Christopher Louis SomersIconiq Capital, LLC otherFreestone Capital Management, LLC independent RIAOtherJul 7, 2022Mar 10, 2023 (246 d)
Avinash Mark FernandesIconiq Capital, LLC otherMindoro Capital Partners LLC no RAUMOtherMay 26, 2022Mar 18, 2024 (662 d)
Andrew MoIconiq Capital, LLC otherHsbc Securities (USA) Inc. BD affiliatedOtherJan 4, 2022Feb 2, 2022
Noel Marie CampbellIconiq Capital, LLC otherCresset Asset Management, LLC independent RIAOtherMay 27, 2021Jun 22, 2021
Micah DworakIconiq Capital, LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJan 19, 2021Jan 19, 2021
Robert Kent ShattuckIconiq Capital, LLC mixed wealthAthos Private Wealth LLC independent RIARIA to RIAAug 17, 2020Jul 16, 2020
Julian Beau CapenIconiq Capital, LLC mixed wealthMorgan Stanley wirehouseRIA to wirehouseMay 22, 2020Jul 13, 2020 (52 d)
Jonathan FischerIconiq Capital, LLC mixed wealthSanta Barbara Management independent RIARIA to RIAMay 23, 2019Sep 9, 2026 (2666 d)
Samuel EpsteinIconiq Capital, LLC mixed wealthIeq Capital, LLC independent RIARIA to RIASep 18, 2018Oct 6, 2025 (2575 d)
Tom Min NgoIconiq Capital, LLC mixed wealthBakeravenue independent RIARIA to RIAJul 27, 2018Jul 11, 2019 (349 d)
Rick S WithersIconiq Capital, LLC mixed wealthEpiq Capital Group, LLC independent RIARIA to RIAJul 27, 2018Jul 6, 2020 (710 d)
Peter John ZaninoIconiq Capital, LLC mixed wealthEpiq Capital Group, LLC no RAUMRIA to a newly registered adviserMay 3, 2018May 11, 2018
Henry Addison WoodruffIconiq Capital, LLC mixed wealthEpiq Capital Group, LLC no RAUMRIA to a newly registered adviserMay 2, 2018May 17, 2018
Avereigh Layne ClarkeIconiq Capital, LLC mixed wealthEpiq Capital Group, LLC independent RIARIA to RIAMay 2, 2018Dec 20, 2018 (232 d)
William Patrick DuganIconiq Capital, LLC mixed wealthEpiq Capital Group, LLC no RAUMRIA to a newly registered adviserMay 2, 2018May 11, 2018
Mukti Ramesh VasanjiIconiq Capital, LLC otherMainstreet Advisors otherOtherMay 19, 2017Aug 1, 2020 (1170 d)
Gustav Magnus Nicholas VikIconiq Capital, LLC otherSanta Barbara Management independent RIAOtherAug 31, 2016Mar 31, 2026 (3499 d)
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26 moves match.