DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lion Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Holly Knight | Lion Street Advisors, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 8, 2022 | Aug 16, 2022 (161 d) |
| Tristan Michael Bolton | Lion Street Advisors, LLC BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Feb 1, 2022 |
| Amber Goetz | Lion Street Advisors, LLC BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2022 | Feb 9, 2022 |
| Christopher Michael Schommer | Lion Street Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Jun 23, 2023 (525 d) |
| Donald Roy Payne | Lion Street Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Feb 10, 2023 (417 d) |
| Kevin Mark Forbush | Lion Street Advisors, LLC BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2021 | Oct 21, 2021 |
| Lisa C Mendis | Lion Street Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Nov 8, 2021 (31 d) |
| Lori Jean Ellingson | Lion Street Advisors, LLC BD affiliated | Clearfp Advisors, LLC unclassified | Other | Aug 24, 2021 | Oct 23, 2020 |
| Tim Daniel Clairmont | Lion Street Advisors, LLC BD affiliated | Clearfp Advisors, LLC unclassified | Other | Jul 30, 2021 | Oct 23, 2020 |
| Tyler Jeffrey Andrews | Lion Street Advisors, LLC BD affiliated | Clearfp Advisors, LLC unclassified | Other | Jul 30, 2021 | Oct 23, 2020 |
| Jonathan Paul Krueger | Lion Street Advisors, LLC BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 26, 2021 |
| Blake David Bredensteiner | Lion Street Advisors, LLC BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 29, 2022 (393 d) |
| Brandon E Rodriguez Arellano | Lion Street Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2021 | Jul 30, 2021 (135 d) |
| Robert Anthony Martinelli | Lion Street Advisors, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2021 | Aug 26, 2021 (169 d) |
| Jeffrey Navarra Tomaneng | Lion Street Advisors, LLC BD affiliated | Asset Management Resources, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2021 | Mar 8, 2021 (56 d) |
| Aaron Mitchell Hessel | Lion Street Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2020 | Jun 29, 2023 (938 d) |
| Eric Dale Grant | Lion Street Advisors, LLC BD affiliated | Polaris Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 1, 2020 | Jun 24, 2020 |
| Matthew R Sweat | Lion Street Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 24, 2020 |
| Courtney Ann Stewart | Lion Street Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Nov 10, 2020 |
| James Ordell Judd | Lion Street Advisors, LLC BD affiliated | Vantage Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Jul 21, 2021 (293 d) |
| Christopher Michael Fehr | Lion Street Advisors, LLC BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2020 | Feb 2, 2026 (2015 d) |
| Matthew John Boehm | Lion Street Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Jan 31, 2020 |
| Venzon Vicencio Aromin | Lion Street Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jul 14, 2025 (2022 d) |
| Neil Christopher Guarniere | Lion Street Advisors, LLC BD affiliated | Masterpiece Capital, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2019 | Mar 6, 2020 (115 d) |
| Robert James Travers | Lion Street Advisors, LLC BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2019 | Nov 6, 2019 |
| Catherine Mary Arnet-Valega | Lion Street Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 30, 2019 |
| Micheal Scott Penland | Lion Street Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2019 | Feb 13, 2019 |
| Thomas Patrick Caffrey | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Apr 6, 2021 (827 d) |
| Hunter L Penland | Lion Street Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 24, 2019 |
| Karen Elizabeth Van Voorhis | Lion Street Advisors, LLC BD affiliated | Ameritas Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Mar 5, 2019 (68 d) |
| Carol Flores Mcshera | Lion Street Advisors, LLC BD affiliated | Fiduciary Investment Advisors, LLC institutional | Other | May 31, 2018 | Jun 12, 2018 |
| Daniel Willey | Lion Street Advisors, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2018 | Aug 9, 2018 (185 d) |
| Mark Joseph Alaimo | Lion Street Advisors, LLC other | Bainco International Investors LLC other | Other | Nov 9, 2017 | Nov 21, 2017 |
| Timothy Brian Smith | Lion Street Advisors, LLC other | Granite Harbor Advisors, Inc. no RAUM | Other | Dec 31, 2015 | May 4, 2015 |
| Brian Waylon Sak | Lion Street Advisors, LLC other | Granite Harbor Advisors, Inc. no RAUM | Other | Dec 31, 2015 | May 5, 2015 |
| Nicholas Matthew Brown | Lion Street Advisors, LLC other | Granite Harbor Advisors, Inc. no RAUM | Other | Dec 31, 2015 | May 4, 2015 |
| Robert Franklin | Lion Street Advisors, LLC other | Nfp Advisor Services, LLC other | Other | Jun 8, 2015 | Jun 16, 2015 |
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97 moves match.