DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Adviceperiod, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alan Kauffmann BondeAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Steven David LockshinAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 3, 2022
Dominic Joseph CozzettoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Jonathan Paul StraubAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 8, 2022
Marc Lee RussellAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Niza Hang Oun-NguyenAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Jan 18, 2022
Sara Pierce ClarkAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 17, 2022
Erik Paul GulsrudAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Christopher George CeriniAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Matthew Christopher WoodwardAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Phillip Joseph BoscarinoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Joy Soon OhAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Jacob James DormanAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Tanner John HamiltonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Mitchell William SpinnebergAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Nicholas Vladimir StruncAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Mark William HarrisAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Aderemi O AdeyemoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Brett James ThomasAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Michael Stanley BurrAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 3, 2022
Anthony Nicholas FerraioloAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Joshua Lewis ChambersAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 2, 2022
Alison Morgan RothAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Tia Lanae PetersonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Matthew HansonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2022Sep 3, 2021
Eric Thomas KoeplinAdviceperiod, LLC independent RIAAlpha Principle, LLC asset managerOtherDec 31, 2021Dec 5, 2021
James Andrew AmermanAdviceperiod, LLC independent RIAFortress Wealth Management, Inc. independent RIARIA to RIAAug 13, 2021Aug 26, 2021
Michael Anthony ArteagaAdviceperiod, LLC independent RIAIconiq Capital, LLC otherOtherJul 19, 2021Aug 19, 2021 (31 d)
Joshua FeinAdviceperiod, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2020Jun 3, 2021 (171 d)
Jesse Thomas PorterAdviceperiod, LLC independent RIAFive Oceans Advisors independent RIARIA to RIANov 13, 2020Nov 3, 2020
Brent PressentinAdviceperiod, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 2, 2020Nov 25, 2020
Grady WirthAdviceperiod, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 2, 2020Nov 9, 2020
Lawrence Kenneth MilesAdviceperiod, LLC independent RIAFreestone Capital Management, LLC independent RIARIA to RIASep 1, 2020May 13, 2021 (254 d)
Christopher Guillermo Girbes-PierceAdviceperiod, LLC independent RIAFive Oceans Advisors independent RIARIA to RIAJun 1, 2020Sep 4, 2020 (95 d)
Thomas Edward DonnellyAdviceperiod, LLC independent RIAGerber Kawasaki Wealth & Investment Management independent RIARIA to RIAJun 1, 2020Jul 2, 2020 (31 d)
Nicholas William EnglishAdviceperiod, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIADec 6, 2019Jan 3, 2020
Richard Lee BartholomewAdviceperiod, LLC independent RIAWealthcare Capital Management LLC independent RIARIA to RIAJun 28, 2019Jun 28, 2019
Matthew David BelfantiAdviceperiod, LLC independent RIAChoreo, LLC independent RIARIA to RIAMay 7, 2019May 20, 2019
Jay Milind GokhaleAdviceperiod, LLC independent RIARedbud Advisors independent RIARIA to RIAApr 3, 2019Apr 4, 2019
Adam Russell HullAdviceperiod, LLC independent RIARedbud Advisors independent RIARIA to RIAApr 2, 2019Apr 5, 2019
Robert Justin FultonAdviceperiod, LLC independent RIAToner Asset Management Group, Inc. independent RIARIA to RIAMar 4, 2019Mar 13, 2019
Adam B. ReinkingAdviceperiod, LLC independent RIARedbud Advisors independent RIARIA to RIADec 18, 2018Mar 28, 2019 (100 d)
Julia Michelle CummingsAdviceperiod, LLC independent RIABeacon Pointe Wealth Advisors, LLC independent RIARIA to RIADec 7, 2018Nov 28, 2018
Kent Alan MaclachlanAdviceperiod, LLC independent RIAMaclachlan Wealth Management state registeredRIA to a state-registered adviserDec 6, 2018Dec 6, 2018
Justin Alexander MccurdyAdviceperiod, LLC otherManhattan West Asset Management, LLC otherOtherApr 4, 2017Jun 8, 2017 (65 d)
Richard Campbell Johnston NottAdviceperiod, LLC otherLourdmurray otherOtherFeb 15, 2017Mar 24, 2017 (37 d)
Chadwick Ryan CanineAdviceperiod, LLC otherChoreo, LLC otherOtherOct 31, 2016Nov 3, 2016
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47 moves match.