DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hsbc Securities (USA) Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregg Eisenstein | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 20, 2026 |
| David Manjarres | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 14, 2026 |
| Angela Marie Sebastiano | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jun 30, 2026 |
| Samah Adem | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jul 28, 2026 (40 d) |
| Yali Pan Sheneman | Hsbc Securities (USA) Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 25, 2026 |
| Jason P Oreilly | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Andrew Soliman | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 4, 2026 |
| Christine Prakash | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Aug 21, 2026 (126 d) |
| Nicholas Benedetto | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 13, 2026 |
| Monica Mavignier | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2026 | Jan 12, 2026 |
| Nicole Schuery | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2026 | Jan 12, 2026 |
| Carolina Costa Candia | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2026 | Jan 12, 2026 |
| Nelson Robert Matzen | Hsbc Securities (USA) Inc. BD affiliated | Forvis Mazars Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 14, 2026 |
| Charles Edward Baranich | Hsbc Securities (USA) Inc. BD affiliated | Wilmington Trust Investment Advisors, Inc. other | Other | Dec 26, 2025 | May 8, 2026 (133 d) |
| Gonzalo E Pizarro | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2025 | Dec 19, 2025 |
| Clark Cannon Pingree | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Mar 4, 2026 (76 d) |
| Thuc Tri Tran | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Nov 24, 2025 |
| Shuk Ming Leung | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2025 | Nov 18, 2025 |
| Hai Hyun | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Nov 19, 2025 |
| Grace Wit | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 17, 2025 |
| Robert Wirthwein | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2025 | Nov 19, 2025 |
| Richard Anthony Petrosky | Hsbc Securities (USA) Inc. BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 | Jan 7, 2026 (63 d) |
| Xin Chen | Hsbc Securities (USA) Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Oct 30, 2025 |
| Mohamad Ali Atwi | Hsbc Securities (USA) Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Jan 21, 2026 (91 d) |
| Peter Michael Bushman | Hsbc Securities (USA) Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 16, 2025 |
| Yi Yu | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2025 | Oct 2, 2025 |
| Hongjuan Zhang | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Sep 2, 2025 |
| Edward Lee | Hsbc Securities (USA) Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2025 | Apr 30, 2026 (220 d) |
| Cong Wang | Hsbc Securities (USA) Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2025 | Oct 1, 2025 |
| Carly Doshi | Hsbc Securities (USA) Inc. BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 | Sep 18, 2025 |
| Samir Ahmad | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2025 | Jul 29, 2025 |
| Breann Lisa Root | Hsbc Securities (USA) Inc. BD affiliated | Wilmington Trust Investment Advisors, Inc. other | Other | Aug 5, 2025 | May 8, 2026 (276 d) |
| Eduardo Jesus Vasquez | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2025 | Jul 21, 2025 |
| Lin Lin | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2025 | Jun 26, 2025 |
| Chong Lam Kam | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | May 19, 2025 |
| Kevin H Fung | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2025 | Sep 13, 2021 |
| Matthew Henry Lum | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | May 16, 2025 |
| Amy Song | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2025 | Jun 2, 2025 |
| Joachim Hadrien Bruneau | Hsbc Securities (USA) Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 11, 2025 |
| Brian John Pirritano | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | May 29, 2025 |
| Wen-Min Seow | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Mar 31, 2025 |
| Kevin Bachalis | Hsbc Securities (USA) Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2025 | Apr 10, 2025 |
| Annie Rong Wang | Hsbc Securities (USA) Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | May 18, 2025 (74 d) |
| Svitlana Girone | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 22, 2025 |
| Camilo Cantor | Hsbc Securities (USA) Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 23, 2025 |
| Melisa Bahmanyar | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2024 | Dec 11, 2024 |
| Mark Andrew Pittsey | Hsbc Securities (USA) Inc. BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Mar 20, 2025 (106 d) |
| Anabela Puyana | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2024 | Nov 12, 2024 |
| David Jonathan Wilcox | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 10, 2024 |
| Timothy M Ohara | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Sep 23, 2024 |
| Kevin F Shaw | Hsbc Securities (USA) Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 8, 2024 |
| Bezawit Estifanous Dessyalew | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2024 | Oct 16, 2024 |
| Jonathan Joseph Gervais | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 16, 2024 |
| Shanshan Wu | Hsbc Securities (USA) Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 22, 2024 |
| Jorgo Celo | Hsbc Securities (USA) Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | May 15, 2025 (224 d) |
| Minh Quang Le | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2024 | Oct 1, 2024 |
| Matthew Robert Carrier | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2024 | Sep 16, 2024 |
| Mark Rajendra Singh | Hsbc Securities (USA) Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2024 | Jan 13, 2025 (132 d) |
| Konstantin Rusin | Hsbc Securities (USA) Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2024 | Jul 26, 2024 |
| Danielle Ta Yuan Lee | Hsbc Securities (USA) Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2024 | Aug 15, 2024 |
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920 moves match.