DFX Intelligence
Advisor moves
Departures from Wells Fargo AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
18,578 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Scott Goodell | Wells Fargo Advisors wirehouse | Endeavor Private Wealth, Inc. independent RIA | Wirehouse to independent RIA | Sep 16, 2025 | Sep 9, 2025 |
| William Major Sosebee | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Sep 9, 2025 |
| Daniel Edward Timberlake | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Sep 11, 2025 |
| James Donald Lefever | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Oct 10, 2025 |
| Alexis Jill Howard | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Sep 11, 2025 |
| Kenny Luis Rodriguez Rodriguez | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Nov 20, 2025 (65 d) |
| Casey Janette Miner | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2025 | Sep 11, 2025 |
| Ava En-Ni Allen | Wells Fargo Advisors wirehouse | Endeavor Private Wealth, Inc. independent RIA | Wirehouse to independent RIA | Sep 16, 2025 | Sep 10, 2025 |
| Cory Colgan | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 11, 2025 | Sep 12, 2025 |
| Mario Abraham Toledo Martinez | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 4, 2025 |
| Steven Halvorson | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 11, 2025 | Feb 18, 2026 (160 d) |
| Jake Tyler Gross | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 17, 2025 |
| David Wade Hampton | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 9, 2025 |
| Katrina Michelle Stalls | Wells Fargo Advisors wirehouse | Provident Wealth Management state registered | Wirehouse to a state-registered adviser | Sep 11, 2025 | Oct 13, 2025 (32 d) |
| David Michael Tarantini | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 10, 2025 | Sep 5, 2025 |
| Adam Tristan Davison | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Sep 10, 2025 | Sep 24, 2025 |
| Arsene Ble | Wells Fargo Advisors wirehouse | Wells Fargo Investment Institute, Inc. independent RIA | Wirehouse to independent RIA | Sep 10, 2025 | Sep 30, 2025 |
| Jason Gowan | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2025 | Jan 6, 2026 (118 d) |
| Daniel Abankwah | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2025 | Sep 16, 2025 |
| Sarah Victoria Hodges | Wells Fargo Advisors wirehouse | Legacy Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Sep 9, 2025 | Sep 10, 2025 |
| Alejandro Gonzalez | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2025 | Sep 5, 2025 |
| David Lewis Nickel | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Aug 28, 2025 |
| Gerry Ernie Powery | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2025 | Sep 2, 2025 |
| Peter Horton | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2025 | Aug 29, 2025 |
| Julio Garcia Frias | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 3, 2025 | Aug 20, 2025 |
| Talin Shadmany | Wells Fargo Advisors wirehouse | RBC Securities, Inc. independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 15, 2025 |
| Nicholas R Fiala | Wells Fargo Advisors wirehouse | Visionary Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Sep 17, 2025 |
| Jon Christopher Hunt | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Aug 27, 2025 |
| Raquel Nalo | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 2, 2025 | Sep 29, 2025 |
| Matthew David Brubaker | Wells Fargo Advisors wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Aug 28, 2025 |
| Alexander David Kallweit | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 | Sep 25, 2025 |
| Timmie Duong Ho | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 29, 2025 | Sep 18, 2025 |
| Mia Lynn Costarella | Wells Fargo Advisors wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2025 | Aug 22, 2025 |
| Michael John Oresick | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2025 | Aug 19, 2025 |
| Ruth Ann Miller | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 27, 2025 | Aug 22, 2025 |
| Robert Alexander | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2025 | Sep 4, 2025 |
| David Joseph Chase | Wells Fargo Advisors wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2025 | Aug 22, 2025 |
| Robert E Balfour | Wells Fargo Advisors wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2025 | Aug 22, 2025 |
| Natalie R Dymkowski | Wells Fargo Advisors wirehouse | New Edge Wealth BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2025 | Aug 22, 2025 |
| Todd Buonocore | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2025 | Aug 19, 2025 |
| Michael Bless | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2025 | Jul 18, 2025 |
| James William Baugh | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2025 | Sep 16, 2025 |
| Antoinette Robinson | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Aug 21, 2025 | Feb 25, 2026 (188 d) |
| John R Franck | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 21, 2025 | Aug 18, 2025 |
| Robert F Coon | Wells Fargo Advisors wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2025 | Jan 12, 2026 (145 d) |
| Cynthia Straka | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 19, 2025 | Sep 18, 2025 |
| James Francis Connolly | Wells Fargo Advisors wirehouse | Derryrush Wealth no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 18, 2025 | Nov 18, 2025 (92 d) |
| David Sieburg | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Aug 14, 2025 | Feb 10, 2026 (180 d) |
| Shaun Michael Mcdougall | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2025 | Sep 22, 2025 (39 d) |
| Cory Joseph Taylor | Wells Fargo Advisors wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2025 | Aug 11, 2025 |
| Patricia Anne Aarons | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2025 | Dec 1, 2025 (110 d) |
| Alex Barger | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2025 | Aug 19, 2025 |
| Michael Regis Gaetano | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2025 | Oct 22, 2025 (70 d) |
| Michael J Wiers | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 12, 2025 | Aug 27, 2025 |
| Bill Rizos | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2025 | Aug 19, 2025 |
| Anthony Alliman | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2025 | Aug 15, 2025 |
| Christopher Pace | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2025 | Aug 13, 2025 |
| Jiashuo Qin | Wells Fargo Advisors wirehouse | Northwest Financial Advisors LLC independent RIA | Wirehouse to independent RIA | Aug 7, 2025 | Aug 8, 2025 |
| Rebekah Lee Bennett | Wells Fargo Advisors wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2025 | Aug 14, 2025 |
| Miguel Oscar Morales-Corujo | Wells Fargo Advisors wirehouse | Npa Asset Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2025 | Sep 10, 2025 (35 d) |