DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Calton & Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard D MartinCalton & Associates, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherNov 18, 2014Nov 18, 2014
Michael Scott BloomCalton & Associates, Inc. otherEstate & Trust Advisors otherOtherOct 29, 2014Oct 24, 2014
Kevin Patrick SaiaCalton & Associates, Inc. otherS Squared Retirement Solutions LLC state registeredOtherOct 17, 2014Nov 5, 2014
Angela Kolb CagwinCalton & Associates, Inc. otherNorthwestern Mutual Investment Services,LLC otherOtherOct 10, 2014Apr 21, 2015 (193 d)
Ruben GonzalezCalton & Associates, Inc. otherTransamerica Retirement Advisors, LLC otherOtherSep 23, 2014Sep 30, 2014
Gary Lee BartonCalton & Associates, Inc. otherThe Asset Consulting Group, Inc no RAUMOtherSep 10, 2014Nov 6, 2014 (57 d)
James Edmund IsonCalton & Associates, Inc. otherPackerland Brokerage Services, Inc. otherOtherMay 1, 2014May 1, 2014
James Daniel McafeeCalton & Associates, Inc. otherConcourse Financial Group Advisors otherOtherMar 20, 2014May 23, 2014 (64 d)
Karen Marie ObrienCalton & Associates, Inc. otherEquitable Advisors, LLC national BDOtherMar 3, 2014Aug 15, 2014 (165 d)
Michael David MillerCalton & Associates, Inc. otherInvest Financial Corporation otherOtherFeb 25, 2014Feb 26, 2014
Ralph Donald DexterCalton & Associates, Inc. otherKeystone Capital Corporation otherOtherJan 21, 2014Jan 23, 2014
Ryan Paul O'LearyCalton & Associates, Inc. otherSequoia Financial Group, L.L.C. otherOtherDec 23, 2013Jan 28, 2014 (36 d)
Brian Cameron CarlsonCalton & Associates, Inc. otherHennessy Advisors, Inc. otherOtherDec 20, 2013Sep 2, 2014 (256 d)
Richard James HavenridgeCalton & Associates, Inc. otherSii Investments, Inc. otherOtherOct 22, 2013Oct 21, 2013
Carlos Alfredo CortezCalton & Associates, Inc. otherCoppell Advisory Solutions LLC otherOtherJan 15, 2013Apr 4, 2013 (79 d)
Kevin Jason NashbarCalton & Associates, Inc. otherNfsg Corporation otherOtherJan 2, 2013May 2, 2014 (485 d)
Michael D HansCalton & Associates, Inc. otherCitizens Private Wealth independent RIAOtherDec 3, 2012Jun 22, 2021 (3123 d)
Gregory John OrenicCalton & Associates, Inc. otherBenjamin F. Edwards & Company, Incorporated BD affiliatedOtherJun 27, 2011Jun 26, 2019 (2921 d)
Michael P. MageeCalton & Associates, Inc. otherChase Investment Services Corp. otherOtherNov 10, 2009Nov 30, 2009
Roger Allen RekateCalton & Associates, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMay 7, 2009Mar 31, 2010 (328 d)
Paul William MurphyCalton & Associates, Inc. otherJ P Turner & Company Capital Management, LLC otherOtherDec 14, 2007Jan 14, 2008 (31 d)
Andrew B AdamsCalton & Associates, Inc. otherNext Financial Group, Inc. otherOtherNov 16, 2007Nov 15, 2007
Robert Raymond DufresneCalton & Associates, Inc. otherPlanned Financial Security state registeredOtherJun 6, 2007Nov 17, 2025 (6739 d)
Brian Robert HarrisCalton & Associates, Inc. otherEdward Jones national BDOtherAug 7, 2006Aug 18, 2006
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144 moves match.