DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Elevated Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew DoddElevated Capital Advisors, LLC independent RIALucas Retirement Group LLC state registeredRIA to a state-registered adviserAug 7, 2025May 7, 2026 (273 d)
Brandon Aaron BoothElevated Capital Advisors, LLC independent RIATruadvisors independent RIARIA to RIAFeb 11, 2025Feb 20, 2025
Daniel Mckay AllgaierElevated Capital Advisors, LLC independent RIAArtstone Private Wealth state registeredRIA to a state-registered adviserJan 31, 2025Jul 2, 2024
Micheal D LucasElevated Capital Advisors, LLC independent RIALucas Retirement Group LLC state registeredRIA to a state-registered adviserDec 19, 2024May 7, 2026 (504 d)
Ricardo Alejandro LeyvaElevated Capital Advisors, LLC independent RIAEncompass More Asset Management LLC independent RIARIA to RIAOct 28, 2024Nov 1, 2024
Robert Patrick PachciarzElevated Capital Advisors, LLC independent RIAPinnacle Financial Planning state registeredRIA to a state-registered adviserAug 8, 2024May 2, 2022
Crissman Scott CrombieElevated Capital Advisors, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJun 13, 2024Jul 17, 2024 (34 d)
Raul Antonio GomezElevated Capital Advisors, LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherApr 16, 2024Apr 17, 2024
Andy MitkowskiElevated Capital Advisors, LLC independent RIABrookstone Wealth Advisors, LLC no RAUMOtherNov 20, 2023Nov 30, 2023
Michael Charles OrtolaElevated Capital Advisors, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2023Aug 10, 2023
Brian Dufort LoweryElevated Capital Advisors, LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJul 10, 2023Oct 30, 2024 (478 d)
Patrick Steven BerchElevated Capital Advisors, LLC independent RIAWaterfront Wealth Inc. independent RIARIA to RIAOct 11, 2022Oct 17, 2022
Shane DavisElevated Capital Advisors, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2022Oct 12, 2022
Paul Vincent CaputoElevated Capital Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2022May 26, 2026 (1392 d)
Shakaib TariqElevated Capital Advisors, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2022Sep 20, 2022 (140 d)
Vernon Albert HargraveElevated Capital Advisors, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAApr 19, 2022Apr 18, 2022
Marques Dalon MilesElevated Capital Advisors, LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAApr 19, 2022Apr 18, 2022
Trent Heber ColledgeElevated Capital Advisors, LLC independent RIAOrion Portfolio Solutions, LLC independent RIARIA to RIADec 10, 2021May 27, 2022 (168 d)
Mark A StimpsonElevated Capital Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 19, 2021Jun 3, 2021
Casey Mackenzie ElkinsElevated Capital Advisors, LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 19, 2021Jun 3, 2021
Junior RondeauElevated Capital Advisors, LLC independent RIANfsg Corporation BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2021Sep 22, 2021 (190 d)
James Matthew FoleyElevated Capital Advisors, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJul 8, 2020Aug 10, 2020 (33 d)
Brytt ChristensenElevated Capital Advisors, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseApr 1, 2020Mar 3, 2021 (336 d)
Justin R NelsonElevated Capital Advisors, LLC independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 16, 2020Feb 6, 2020
Sean M GriffethElevated Capital Advisors, LLC otherLearnvest Planning Services, LLC no RAUMOtherSep 26, 2017Jan 5, 2018 (101 d)
David Thomas KrauserElevated Capital Advisors, LLC otherYou First Financial LLC state registeredOtherNov 15, 2016Mar 15, 2018 (485 d)
Page 1 of 1
26 moves match.