DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathryn Gates | Osaic Wealth, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Jun 30, 2025 (129 d) |
| Jarrell Adam Witty | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Feb 20, 2025 |
| John David Morvay | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 | Feb 18, 2025 |
| Daniel Matthew Johnson | Osaic Wealth, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Jan 20, 2026 (334 d) |
| Nicholas Cannon | Osaic Wealth, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2025 | Feb 18, 2025 |
| Khashayar Ahouraei | Osaic Wealth, Inc. BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Feb 18, 2025 | Jul 28, 2025 (160 d) |
| Christopher William Buckley | Osaic Wealth, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2025 | Feb 25, 2025 |
| David Heitner | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 12, 2025 |
| Michael Esposito | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 4, 2025 |
| Joseph John Depaola | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 4, 2025 |
| Evelyn Zuk | Osaic Wealth, Inc. BD affiliated | Destination Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2025 | Aug 5, 2025 (173 d) |
| William Franklin Anastas | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 10, 2025 |
| Matthew William Foushee | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 10, 2025 |
| Nicholas Stork | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2025 | Jan 6, 2026 (330 d) |
| Kevin Patrick Connor | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2025 | Feb 3, 2025 |
| Patrick Allen Funke | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 8, 2025 | Feb 5, 2025 |
| Patricia Ann Besselman-Main | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Feb 7, 2025 |
| Mark Ronald Dittman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 3, 2025 |
| Thomas Charles Martin | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Apr 7, 2025 (60 d) |
| Richard Matthew Costello | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Steven Joseph Weingartz | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| James Michael Mcbride | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Scott Eugene Saffer | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Vicky E Laborde | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 5, 2025 |
| Dimitry Prophete | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 5, 2025 |
| Alaina Anne Stevens | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 11, 2025 |
| Taylor M Watson | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Feb 5, 2025 |
| John Paul Schlatter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 27, 2025 |
| James Morris Bell | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 28, 2025 |
| Jonathan Newmyer Bulman | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Jan 27, 2025 |
| Eric Dolan | Osaic Wealth, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2025 | Oct 17, 2025 (259 d) |
| Steven Lynn Spong | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 28, 2025 |
| Dennis Michael Hellwig | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 30, 2025 |
| Karen Lea Pong | Osaic Wealth, Inc. BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jan 9, 2025 |
| Travis James Bacon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 28, 2025 |
| Alfred C Varano | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 28, 2025 |
| Keith E. Long | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 28, 2025 |
| Scott Kristin Bacon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 28, 2025 |
| Brianna Elizabeth Wirfs | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | Jan 27, 2025 |
| Michael Douglas Madden | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Robert Joseph Rojano | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Laura Sporcic | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| David Morris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| James Patrick Teeple | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Alec Bannatyne Hoag | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Robert Adolph Miera | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Thomas Eric Morris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 27, 2025 |
| Richard Vernon Pinto | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 25, 2025 |
| Kainoa Broad | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 25, 2025 |
| Scott Charles Fanatico | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 23, 2025 |
| David Stanton | Osaic Wealth, Inc. BD affiliated | Bradford Financial Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Dec 16, 2025 (323 d) |
| Robert Barry Clayton | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 21, 2025 |
| Joshua Alan Zoerner | Osaic Wealth, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Feb 20, 2025 |
| Thomas Austin Webbert | Osaic Wealth, Inc. BD affiliated | Blue Curve Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 23, 2025 | Jan 29, 2025 |
| Kimberly Prentiss | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 16, 2025 |
| Mary Ann Gubler | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |
| Wesley Juan Shields | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |
| David Vigil | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |
| Christy B Roe | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |
| Jonathan Scott Simpson | Osaic Wealth, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 16, 2025 |