DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel Independent Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cedric Bertrell Edwards | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 12, 2026 |
| Brian Jay Fruend | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 2, 2026 |
| Michael Patrick Murray | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 2, 2026 |
| Paul Anthony Novelly | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 2, 2026 |
| Lawrence Ira Reitars | Stifel Independent Advisors, LLC BD affiliated | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2026 | Jan 27, 2026 |
| Elizabeth Sawyer Estrade | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 12, 2026 |
| Clay Jones | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 22, 2026 |
| Jessica Renee Martin | Stifel Independent Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 23, 2026 |
| Robert John Sawyer | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 14, 2026 |
| Suzie P Sawyer | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 14, 2026 |
| Emmett Dewitt Newton | Stifel Independent Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 14, 2026 |
| Timothy Lee Garber | Stifel Independent Advisors, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 16, 2025 |
| Richard Reith | Stifel Independent Advisors, LLC BD affiliated | Sovran Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 26, 2025 |
| Thomas Ivan Higgins | Stifel Independent Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 5, 2026 |
| Matthew Perri | Stifel Independent Advisors, LLC BD affiliated | Zynergy Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2025 | Feb 4, 2026 (49 d) |
| Dylan Calvert Elias | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2025 | Jan 6, 2026 |
| David Hsieh | Stifel Independent Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Sep 23, 2025 |
| Charles Schaeffer | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 2, 2025 |
| Michael William Sirianni | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Jul 1, 2025 |
| Jack Nelson Winters | Stifel Independent Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Oct 17, 2025 (163 d) |
| Theodore Everett Desautels | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 1, 2025 |
| Ted Emerson Oliver | Stifel Independent Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Aug 20, 2026 (520 d) |
| Jarriet Burnell Bluitt | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2024 | Nov 12, 2024 |
| Steven Sabol | Stifel Independent Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 1, 2024 |
| Matthew P. Hill | Stifel Independent Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 29, 2024 | Jun 13, 2024 |
| Eric Estelle | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 3, 2022 |
| Jamie Berger | Stifel Independent Advisors, LLC BD affiliated | Berger Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 4, 2024 | Mar 8, 2024 |
| Alex Marcus David | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 12, 2024 |
| Hans Thomas Gappy | Stifel Independent Advisors, LLC BD affiliated | Westminster Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2024 | Jan 10, 2024 |
| Ryan Elliot Shoop | Stifel Independent Advisors, LLC BD affiliated | Westminster Financial Advisory Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 10, 2024 |
| Tibor Laszlo Baksy | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Jun 21, 2023 |
| Keith L Wood | Stifel Independent Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2023 | Jan 4, 2023 |
| Steven Michael Wilcox | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 27, 2023 |
| Mark Erwin Towne | Stifel Independent Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | May 31, 2022 |
| Daniel Christopher Schlef | Stifel Independent Advisors, LLC BD affiliated | Cape Investment Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 28, 2022 |
| Steve Schneider | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2021 | Mar 14, 2022 (94 d) |
| Sarah H Shockley | Stifel Independent Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 22, 2021 (31 d) |
| Peter Jude Ardolino | Stifel Independent Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2020 | May 11, 2020 |
| Ronald Stephan Phillips | Stifel Independent Advisors, LLC BD affiliated | Century Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 25, 2019 | Nov 18, 2019 |
| Khurshed A Sharifov | Stifel Independent Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 12, 2018 |
| Allison Marie Kantner | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2018 | May 4, 2018 |
| Bradford Stewart Fitts | Stifel Independent Advisors, LLC other | Kestra Advisory Services, LLC other | Other | Feb 15, 2018 | Feb 9, 2018 |
| William Ward Hope | Stifel Independent Advisors, LLC other | Redwood Financial Network other | Other | Aug 25, 2017 | Oct 19, 2017 (55 d) |
| William Vanronzelen | Stifel Independent Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Aug 9, 2017 | Dec 3, 2018 (481 d) |
| John William Roskowske | Stifel Independent Advisors, LLC other | Edward Jones national BD | Other | Apr 20, 2017 | Apr 20, 2017 |
| Kyle Goeke | Stifel Independent Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Apr 4, 2017 | Apr 6, 2017 |
| Darrick William Duenwald | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 24, 2017 | May 20, 2014 |
| Raymond Edward Breckenkamp | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Nov 18, 2016 | Nov 10, 2016 |
| Steven Christopher Viorel | Stifel Independent Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Jul 5, 2016 | Jun 22, 2016 |
| Rodney Gene Weakley | Stifel Independent Advisors, LLC other | Td Ameritrade, Inc. no RAUM | Other | Jul 5, 2016 | May 22, 2018 (686 d) |
| Christopher Russell Svacina | Stifel Independent Advisors, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jun 23, 2016 | Jun 17, 2016 |
| Kyle Shaw | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 6, 2016 | Mar 19, 2014 |
| Tyler James Miller | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Apr 21, 2016 | Apr 22, 2016 |
| Leo Vinson Reichle | Stifel Independent Advisors, LLC other | Partners Advisors unclassified | Other | Mar 8, 2016 | Nov 20, 2002 |
| Mark J Webster | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 22, 2014 | Aug 27, 2014 |
| Andrew Joseph Hunn | Stifel Independent Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Aug 19, 2014 | Sep 2, 2014 |
| Carolyn Marie Harris | Stifel Independent Advisors, LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 14, 2013 | Oct 16, 2013 |
| Robert Steven Omelina | Stifel Independent Advisors, LLC other | Omelina Group Wealth Management Inc. state registered | Other | Apr 25, 2013 | Apr 4, 2025 (4362 d) |
| Scott John Doyle | Stifel Independent Advisors, LLC other | Transamerica Financial Advisors, LLC other | Other | Nov 7, 2012 | Dec 14, 2012 (37 d) |
| Janet Margaret Barnes | Stifel Independent Advisors, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jul 31, 2012 | Jul 31, 2012 |
147 moves match.