DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Iams Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brenda Marie Oldham | Iams Wealth Management, LLC independent RIA | Ram Legacy Wealth Management state registered | RIA to a state-registered adviser | Aug 31, 2026 | Aug 12, 2026 |
| Steven Harverd Greig | Iams Wealth Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jul 20, 2026 | Jul 17, 2026 |
| James Matthew Rossi | Iams Wealth Management, LLC independent RIA | Lifetime Financial, Inc. state registered | RIA to a state-registered adviser | Dec 22, 2025 | Mar 3, 2026 (71 d) |
| Joseph Carter | Iams Wealth Management, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Dec 19, 2025 | Jan 5, 2026 |
| Kristi Bartholomew | Iams Wealth Management, LLC independent RIA | Symmetry Partners independent RIA | RIA to RIA | Jul 9, 2025 | Oct 14, 2025 (97 d) |
| Tyler Caleb Woodbrey | Iams Wealth Management, LLC independent RIA | Symmetry Partners independent RIA | RIA to RIA | Jun 17, 2025 | Jun 16, 2025 |
| Patrick Michael Kaiser | Iams Wealth Management, LLC independent RIA | Tucker Asset Management LLC independent RIA | RIA to RIA | May 20, 2025 | May 9, 2025 |
| Curtis Timothy Cottle | Iams Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 11, 2025 | Feb 13, 2025 |
| Ian Jacob Grohman | Iams Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Feb 11, 2025 | Feb 13, 2025 |
| Howard Reid Johnson | Iams Wealth Management, LLC independent RIA | Crestview Wealth Management, LLC state registered | RIA to a state-registered adviser | Feb 5, 2025 | Jan 16, 2025 |
| Matt R Gsellman | Iams Wealth Management, LLC independent RIA | Wealth Watch Advisors, Inc independent RIA | RIA to RIA | Dec 31, 2024 | Jul 7, 2025 (188 d) |
| Bart Andrew Newman | Iams Wealth Management, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Sep 11, 2024 | Sep 13, 2024 |
| Sean Alexander Nouveau | Iams Wealth Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jul 30, 2024 | Apr 6, 2026 (615 d) |
| Michael Andrew Graff | Iams Wealth Management, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2024 | Sep 9, 2024 (90 d) |
| James Gerard Huhn | Iams Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jan 22, 2024 | May 9, 2024 (108 d) |
| Christopher Lee Banks | Iams Wealth Management, LLC independent RIA | Legacy Wealth Management state registered | RIA to a state-registered adviser | Dec 31, 2023 | Feb 29, 2024 (60 d) |
| Catherine Mae Milano | Iams Wealth Management, LLC independent RIA | Impact Partnership Wealth, LLC independent RIA | RIA to RIA | Mar 2, 2023 | Feb 20, 2024 (355 d) |
| Noah Behrend | Iams Wealth Management, LLC independent RIA | Lincoln Investment independent RIA | RIA to RIA | Oct 6, 2022 | Oct 5, 2022 |
| Vasilios Nicholaos Zois | Iams Wealth Management, LLC independent RIA | Meritum Wealth Management LLC state registered | RIA to a state-registered adviser | Jul 1, 2022 | Jun 13, 2022 |
| Daniel Aurelian Nicolaescu | Iams Wealth Management, LLC independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Jun 24, 2022 | Jun 21, 2022 |
| Amie Jo Moran | Iams Wealth Management, LLC independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2022 | Jun 14, 2022 |
| William Elliott Torrance | Iams Wealth Management, LLC independent RIA | Brookstone Wealth Advisors, LLC independent RIA | RIA to RIA | Jan 3, 2022 | Jan 26, 2022 |
| William David Pike | Iams Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Dec 31, 2021 | Jan 13, 2022 |
| Leon Livingstone Morris | Iams Wealth Management, LLC independent RIA | Abg Financial Services, Inc. state registered | RIA to a state-registered adviser | Oct 25, 2021 | Apr 1, 2025 (1254 d) |
| Michael Alan Florin Todd | Iams Wealth Management, LLC independent RIA | Onpoint Financial Management LLC state registered | RIA to a state-registered adviser | Sep 24, 2021 | Jan 6, 2026 (1565 d) |
| Jonathan Louis Jung | Iams Wealth Management, LLC independent RIA | Royal Fund Management, LLC independent RIA | RIA to RIA | Sep 23, 2021 | Sep 13, 2021 |
| Emilio Francisco Solernou | Iams Wealth Management, LLC independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Mar 25, 2021 | May 18, 2022 (419 d) |
| John Steven Bergquist | Iams Wealth Management, LLC independent RIA | Elysium Wealth Management, LLC independent RIA | RIA to RIA | Mar 23, 2021 | Apr 9, 2021 |
| Ralph Lloyd Gale | Iams Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 24, 2021 | Feb 2, 2022 (343 d) |
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29 moves match.