DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Forta Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexis Erin GallatiForta Financial Group, Inc. independent RIACreative Planning Institutional Advisors, LLC institutionalOtherOct 4, 2021Jan 1, 2026 (1550 d)
Alexis Georgeanna HermanForta Financial Group, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJul 14, 2021Jun 18, 2021
Marilyn Smothers WeaverForta Financial Group, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2021Jun 2, 2021
Daniel (Nmn) GuillenForta Financial Group, Inc. independent RIALegacy Pcg, LLC independent RIARIA to RIAFeb 18, 2021Sep 29, 2021 (223 d)
Biran Clifford HerndonForta Financial Group, Inc. independent RIALifepro Asset Management independent RIARIA to RIADec 23, 2020Aug 6, 2021 (226 d)
Taylor Thomas LearyForta Financial Group, Inc. independent RIACs Planning Corp independent RIARIA to RIANov 16, 2020Nov 2, 2020
Bruce Allen LarsenForta Financial Group, Inc. independent RIAColorado Wealth Group LLC no RAUMRIA to a newly registered adviserSep 13, 2020Aug 14, 2020
Kevne Lea SharpeForta Financial Group, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2020May 28, 2020
Robert Lane FarmerForta Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2019Oct 4, 2019
Brandon Tyler WannForta Financial Group, Inc. independent RIAHouseholder Group Estate & Retirement Specialists independent RIARIA to RIAMay 18, 2019May 22, 2019
Cory Richard DavernForta Financial Group, Inc. independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 24, 2018Jan 8, 2020 (502 d)
Peter Frederic LengsfeldForta Financial Group, Inc. otherA & I Wealth Management otherOtherJun 13, 2017May 19, 2017
Marla Anne MasonForta Financial Group, Inc. otherA & I Wealth Management otherOtherJun 13, 2017May 19, 2017
Kimberly Ann KennedyForta Financial Group, Inc. otherLPL Financial LLC otherOtherMar 21, 2017Mar 20, 2017
Robert Earl StanlickForta Financial Group, Inc. otherGeneos Wealth Management, Inc. otherOtherMar 21, 2017Feb 22, 2017
David Michael LalondeForta Financial Group, Inc. otherGeneos Wealth Management, Inc. otherOtherMar 21, 2017Feb 21, 2017
Malcolm A.W. HornForta Financial Group, Inc. otherLPL Financial LLC otherOtherJan 27, 2017Jan 30, 2017
Michele George SavareseForta Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherNov 7, 2016Oct 31, 2016
Benjamin Serna CadayForta Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherNov 7, 2016Oct 31, 2016
Michael Alan WienandtForta Financial Group, Inc. otherKestra Advisory Services, LLC otherOtherNov 7, 2016Oct 31, 2016
Daniel L. MolineauxForta Financial Group, Inc. otherScottrade Investment Management otherOtherMay 17, 2016Feb 2, 2017 (261 d)
Erik Owen JensenForta Financial Group, Inc. otherValic Financial Advisors, Inc. otherOtherMar 14, 2016Mar 15, 2016
James Carroll QuinnForta Financial Group, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherFeb 12, 2016Feb 18, 2016
Ava Rowena OvermanForta Financial Group, Inc. otherValic Financial Advisors, Inc. otherOtherAug 5, 2013Sep 18, 2013 (44 d)
Rollin Charles EllisForta Financial Group, Inc. otherLPL Financial LLC otherOtherNov 13, 2012Nov 14, 2013 (366 d)
Steven Craig BatutisForta Financial Group, Inc. otherMsi Financial Services, Inc. otherOtherSep 5, 2012Oct 9, 2012 (34 d)
Thomas Owen MooreForta Financial Group, Inc. otherSpc BD affiliatedOtherApr 5, 2011Jan 1, 2025 (5020 d)
Brandy Shera MerriamForta Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherApr 27, 2010Mar 19, 2010
Patrick Michael KellyForta Financial Group, Inc. otherSpc otherOtherDec 26, 2008Dec 2, 2008
Laura Lynn CallahanForta Financial Group, Inc. otherChase Investment Services Corp. otherOtherJul 7, 2005Jul 8, 2005
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30 moves match.