DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kingswood Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Fulvio Spagnolo | Kingswood Wealth Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Enrico Giovanni Cacciapuoti | Kingswood Wealth Advisors, LLC BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Apr 7, 2026 |
| Isabelle Marie Beal | Kingswood Wealth Advisors, LLC BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jan 1, 2026 (49 d) |
| Derrick Salvador Avelar | Kingswood Wealth Advisors, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Jan 6, 2026 (67 d) |
| Adam Bar | Kingswood Wealth Advisors, LLC BD affiliated | Rtb Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2025 | Nov 13, 2025 (80 d) |
| Henry Joseph O'Brien | Kingswood Wealth Advisors, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Apr 13, 2026 (255 d) |
| Gregory A Lemon | Kingswood Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Oct 13, 2025 (126 d) |
| Daniel M King | Kingswood Wealth Advisors, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | Apr 11, 2025 |
| Matthew J Nielsen | Kingswood Wealth Advisors, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 31, 2025 |
| Rikin Kaushik Patel | Kingswood Wealth Advisors, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 27, 2025 |
| John Jason Ferneau | Kingswood Wealth Advisors, LLC BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2025 | Mar 18, 2025 |
| Devon Mclain | Kingswood Wealth Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2025 | Feb 20, 2025 |
| Careena Patel | Kingswood Wealth Advisors, LLC BD affiliated | Wealth Benefit Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 20, 2024 |
| David Salinas | Kingswood Wealth Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2024 | Aug 16, 2024 |
| Scott Rothbort | Kingswood Wealth Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 1, 2024 |
| Carly Rothbort | Kingswood Wealth Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 1, 2024 |
| Andrea Michelle Whitmire | Kingswood Wealth Advisors, LLC BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | May 3, 2024 |
| Stephen Todd Walker | Kingswood Wealth Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 15, 2024 |
| Stephen Claude Forsyth Lovell | Kingswood Wealth Advisors, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Nov 22, 2023 |
| Thad Rankin Bisselle | Kingswood Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 19, 2023 |
| Eric Scott Felsenfeld | Kingswood Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 16, 2023 |
| William R Young | Kingswood Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 25, 2023 |
| Debinder Deshmukh | Kingswood Wealth Advisors, LLC BD affiliated | Innovative Private Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Sep 8, 2023 |
| Scott Wesley Ross | Kingswood Wealth Advisors, LLC BD affiliated | Owlfi independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 16, 2023 |
| Thomas Melburn | Kingswood Wealth Advisors, LLC independent RIA | Everspire independent RIA | RIA to RIA | Dec 9, 2022 | Jan 4, 2023 |
| Daniel Gardner Converse | Kingswood Wealth Advisors, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2022 | Dec 22, 2022 (52 d) |
| Peter Barry Wolk | Kingswood Wealth Advisors, LLC independent RIA | Wealthsource? independent RIA | RIA to RIA | Jul 28, 2022 | Jan 25, 2022 |
| Luke F Baum | Kingswood Wealth Advisors, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2022 | Mar 25, 2022 (46 d) |
| Ashley E Pedersen | Kingswood Wealth Advisors, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2019 | Oct 25, 2021 (755 d) |
| H. Terry Martine | Kingswood Wealth Advisors, LLC independent RIA | Frs Investment Advisors LLC unclassified | Other | Jun 18, 2019 | Sep 13, 2019 (87 d) |
| Ria Gost | Kingswood Wealth Advisors, LLC independent RIA | Axos Invest, Inc independent RIA | RIA to RIA | Feb 19, 2019 | Mar 16, 2020 (391 d) |
| Taj Zachary Rohr | Kingswood Wealth Advisors, LLC independent RIA | Lazari Capital Management, Inc. independent RIA | RIA to RIA | Sep 28, 2018 | Oct 12, 2018 |
| Michael Barrows | Kingswood Wealth Advisors, LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2018 | Oct 30, 2024 (2234 d) |
| Carolyn Rebecca Wyatt | Kingswood Wealth Advisors, LLC independent RIA | M Stevens Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 18, 2018 | Oct 23, 2018 (35 d) |
| Douglas Duane Nelson | Kingswood Wealth Advisors, LLC independent RIA | M Stevens Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Sep 18, 2018 | Sep 22, 2018 |
| John J Mclaughlin | Kingswood Wealth Advisors, LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 14, 2018 | Jul 24, 2018 (132 d) |
| Michael K De Luz | Kingswood Wealth Advisors, LLC no RAUM | Lazari Capital Management, Inc. independent RIA | Other | Jan 19, 2018 | May 16, 2018 (117 d) |
| Gabriel Arturo Uruburo | Kingswood Wealth Advisors, LLC no RAUM | H. Beck, Inc. other | Other | Nov 3, 2017 | Mar 15, 2018 (132 d) |
Page 1 of 1
38 moves match.