DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from World Equity Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Ridgely Pue BrownWorld Equity Group, Inc. otherHighpoint Advisor Group, LLC otherOtherDec 23, 2013Dec 23, 2013
Alice Ann BrownWorld Equity Group, Inc. otherCb3 Financial Group, Inc. state registeredOtherDec 31, 2012Jan 2, 2018 (1828 d)
Nathan E CarmanyWorld Equity Group, Inc. otherFinancial Enhancement Group no RAUMOtherDec 3, 2012Feb 8, 2012
August Fredrick WossnerWorld Equity Group, Inc. otherMML Investors Services, LLC otherOtherNov 9, 2012Apr 4, 2013 (146 d)
Matthew Lee LovettWorld Equity Group, Inc. otherPeregrine Diversified Investment Services Corp. otherOtherJun 28, 2012Jul 9, 2012
Richard Perris DougallWorld Equity Group, Inc. otherNorthwest Wealth Advisors, LLC unclassifiedOtherJun 11, 2012Jun 14, 2012
Leon Andrew WellsWorld Equity Group, Inc. otherSaracen Capital LP no RAUMOtherDec 31, 2011Mar 6, 2012 (66 d)
Mattawe Philip ClementsWorld Equity Group, Inc. otherBridge Advisory LLC otherOtherOct 24, 2011Oct 21, 2011
Scott Alan GoldsteinWorld Equity Group, Inc. otherOsaic Fa, Inc. otherOtherOct 14, 2011Oct 26, 2011
Mousumi MukherjeeWorld Equity Group, Inc. otherIndependent Financial Partners otherOtherSep 21, 2011Aug 24, 2012 (338 d)
Mark Andrew MarrazzoWorld Equity Group, Inc. otherWoodbury Financial Services, Inc. otherOtherJul 12, 2011Mar 24, 2015 (1351 d)
Howard The ChenWorld Equity Group, Inc. otherIndependent Financial Partners otherOtherJun 8, 2011Aug 24, 2012 (443 d)
Richard David StavesWorld Equity Group, Inc. otherWealth Planning And Management unclassifiedOtherMay 25, 2011Feb 25, 2011
Patrick Michael KaiserWorld Equity Group, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherMar 16, 2011Jul 18, 2011 (124 d)
Kristy Lyn HopkinsWorld Equity Group, Inc. otherEdelman Financial Services, LLC otherOtherAug 12, 2010Sep 9, 2010
Evan G. StamosWorld Equity Group, Inc. otherArlington Wealth Management otherOtherMay 8, 2010Jun 13, 2003
Elizabeth Anne WindischWorld Equity Group, Inc. otherNpb Financial Group, LLC otherOtherJan 12, 2010Feb 9, 2010
Scott Lawrence OlsonWorld Equity Group, Inc. otherMerrimac Corporate Securities, Inc. unclassifiedOtherNov 25, 2009Sep 17, 2010 (296 d)
David W ConardWorld Equity Group, Inc. otherChase Investment Services Corp. otherOtherNov 6, 2009Nov 18, 2009
Tyler Ray NeedlerWorld Equity Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 30, 2009Jan 20, 2010 (112 d)
Barry Craig StarkWorld Equity Group, Inc. otherMesirow Financial Investment Management, Inc. otherOtherMar 10, 2008Mar 10, 2008
Rosemary FrankWorld Equity Group, Inc. otherInvestment Advisors International, Inc. unclassifiedOtherJul 30, 2007Mar 19, 2008 (233 d)
Heather Ogren HaleWorld Equity Group, Inc. otherInvestment Advisors International, Inc. unclassifiedOtherJul 25, 2007Jan 11, 2008 (170 d)
Randal James GabaldonWorld Equity Group, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 21, 2007May 17, 2007 (57 d)
Russell George LuceWorld Equity Group, Inc. otherForesters Equity Services, Inc. otherOtherFeb 7, 2007Sep 12, 2008 (583 d)
Shawn Michael ParkWorld Equity Group, Inc. otherArlington Wealth Management otherOtherAug 24, 2004Aug 15, 2002
Patrick Noel RushWorld Equity Group, Inc. otherFirst Horizon Advisors, Inc otherOtherSep 19, 2002Sep 17, 2002
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87 moves match.