| Tiffany Anna Brown | Bancwest Investment Services, Inc. (Bwis) other | Townsend other | Other | Oct 24, 2007 | Oct 1, 2009 (708 d) |
| Matthew Michael Barker | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Oct 12, 2007 | Oct 17, 2007 |
| Fu Lin | Bancwest Investment Services, Inc. (Bwis) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 10, 2007 | Oct 1, 2007 (52 d) |
| Joshua James Nigg | Bancwest Investment Services, Inc. (Bwis) other | Principal Securities, Inc. other | Other | Jun 15, 2007 | Aug 8, 2007 (54 d) |
| Adam Michael Bichsel | Bancwest Investment Services, Inc. (Bwis) other | Banc Of America Investment Services, Inc. unclassified | Other | Jun 1, 2007 | Jun 25, 2007 |
| John Charles Dixon | Bancwest Investment Services, Inc. (Bwis) other | Independent Financial Group, LLC independent RIA | Other | May 31, 2007 | Nov 6, 2020 (4908 d) |
| Joey Sergio Soto | Bancwest Investment Services, Inc. (Bwis) other | Chase Investment Services Corp. other | Other | Apr 2, 2007 | May 9, 2007 (37 d) |
| Randy Reyes | Bancwest Investment Services, Inc. (Bwis) other | Wamu Investments, Inc. unclassified | Other | Mar 16, 2007 | Mar 23, 2007 |
| Jon Michael Gadberry | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Feb 20, 2007 | Nov 2, 2015 (3177 d) |
| Timothy Owings Waters | Bancwest Investment Services, Inc. (Bwis) other | Equitable Advisors, LLC national BD | Other | Jan 11, 2007 | Jan 10, 2007 |
| Michael Paul Ritland | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Jan 10, 2007 | Jan 16, 2007 |
| Trenton Wade Christensen | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Investments, LLC unclassified | Other | Jan 3, 2007 | Mar 5, 2007 (61 d) |
| Sam Dv Sy | Bancwest Investment Services, Inc. (Bwis) other | Wamu Investments, Inc. unclassified | Other | Dec 5, 2006 | Dec 12, 2006 |
| Gavin Takeo Tanioka | Bancwest Investment Services, Inc. (Bwis) other | Bankoh Advisors other | Other | Sep 26, 2006 | Sep 29, 2014 (2925 d) |
| John Kiem Liong Kwee | Bancwest Investment Services, Inc. (Bwis) other | Transamerica Financial Advisors, Inc. unclassified | Other | Aug 1, 2006 | Dec 5, 2006 (126 d) |
| John Louis Oxenhandler | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Aug 4, 2005 | Jul 17, 2009 (1443 d) |
| Peng Heng Tay | Bancwest Investment Services, Inc. (Bwis) other | Uvest Financial Services Group, Inc. unclassified | Other | Jun 28, 2005 | Jul 13, 2005 |
| Reid Keoki Takamoto | Bancwest Investment Services, Inc. (Bwis) other | Lord, Abbett & Co. LLC other | Other | Oct 5, 2004 | Nov 1, 2004 |
| Joey Sergio Soto | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Jul 19, 2004 | Mar 20, 2006 (609 d) |
| Gregory Norman | Bancwest Investment Services, Inc. (Bwis) other | Cetera Advisor Networks LLC other | Other | Jul 19, 2004 | Jul 2, 2012 (2905 d) |
| Alexey Bulankov | Bancwest Investment Services, Inc. (Bwis) other | Charles Schwab & Co., Inc. national BD | Other | Jul 19, 2004 | Jan 4, 2005 (169 d) |
| Ronald Martin Hyde | Bancwest Investment Services, Inc. (Bwis) other | Wamu Investments, Inc. unclassified | Other | Dec 31, 2003 | Jun 6, 2006 (888 d) |
| Leonard Franklin Hake | Bancwest Investment Services, Inc. (Bwis) other | Banc Of America Investment Services, Inc. unclassified | Other | Mar 19, 2003 | Oct 29, 2008 (2051 d) |
| Jeremy Cole Campbell | Bancwest Investment Services, Inc. (Bwis) other | Bankoh Advisors other | Other | Dec 16, 2002 | Jan 29, 2003 (44 d) |