DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ieq Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Alan PoelmaIeq Capital, LLC independent RIAIconiq Capital, LLC asset managerOtherJun 9, 2026Apr 13, 2026
Timothy Aaron DayIeq Capital, LLC independent RIAEvolve Private Wealth, LLC independent RIARIA to RIAMay 28, 2026Jun 9, 2026
Jeremy Devin LeaverIeq Capital, LLC independent RIABlackrock Investment Management, LLC asset managerOtherMay 19, 2026Aug 21, 2026 (94 d)
Brendon Makana KempinIeq Capital, LLC independent RIACynosure Portfolio Advisors LLC independent RIARIA to RIAMay 8, 2026May 15, 2026
Diego GuerreroIeq Capital, LLC independent RIAMorton Wealth independent RIARIA to RIAApr 8, 2026Jun 7, 2026 (60 d)
Sanhita BhattacharyaIeq Capital, LLC independent RIAArax Advisory Partners independent RIARIA to RIAMar 12, 2026Mar 26, 2026
Matteo CacciaIeq Capital, LLC independent RIAFocus Partners Wealth, LLC independent RIARIA to RIANov 18, 2025Jan 13, 2026 (56 d)
Daniel HustonIeq Capital, LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankSep 3, 2025Jan 15, 2026 (134 d)
Aaron S BrailovIeq Capital, LLC independent RIAVerita Strategic Wealth Partners, LLC independent RIARIA to RIAJul 16, 2025Aug 22, 2025 (37 d)
Sean Paul RumrillIeq Capital, LLC independent RIAVerita Strategic Wealth Partners, LLC independent RIARIA to RIAJul 7, 2025Aug 6, 2025
Victoria A DixonIeq Capital, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 7, 2025Sep 3, 2025 (180 d)
Brianna Marie MariolleIeq Capital, LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIADec 13, 2024Jan 23, 2025 (41 d)
Eli Daniel SaldamandoIeq Capital, LLC independent RIAComposition Wealth, LLC independent RIARIA to RIAAug 21, 2024Mar 4, 2026 (560 d)
Charles B RoyalsIeq Capital, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 24, 2024Sep 1, 2026 (769 d)
Mariella Ann CarusoIeq Capital, LLC independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIAJun 14, 2024May 14, 2026 (699 d)
Olivier Louis TorchianaIeq Capital, LLC independent RIAIconiq Capital, LLC otherOtherJan 8, 2024Feb 7, 2024
Michael Hideyoshi HorioIeq Capital, LLC independent RIAIconiq Capital, LLC otherOtherSep 22, 2023Nov 13, 2023 (52 d)
Cindy AsanoIeq Capital, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseAug 18, 2023Sep 1, 2023
Shaun SkerisIeq Capital, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 26, 2023Sep 26, 2023 (62 d)
Daniel Morris SteinbergIeq Capital, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 26, 2023Sep 26, 2023 (62 d)
Scott N MesaIeq Capital, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJul 26, 2023Oct 2, 2023 (68 d)
Marisa Ann DivietroIeq Capital, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 13, 2023Feb 14, 2024 (216 d)
Marina Elizabeth Van SteenIeq Capital, LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAJun 21, 2023Sep 12, 2023 (83 d)
Isabella Hil-Won TamIeq Capital, LLC independent RIABeyond Wealth Advisory LLC no RAUMRIA to a newly registered adviserJun 1, 2023Jun 29, 2023
Christine Jane HanIeq Capital, LLC independent RIAAlliancebernstein L.P. otherOtherDec 1, 2021Mar 28, 2022 (117 d)
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25 moves match.