DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stephens
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wynton Blount | Stephens BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 3, 2026 |
| Gatlin Scott Hufstedler | Stephens BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Jul 29, 2026 |
| Sahil Veeramoney | Stephens BD affiliated | Piper Sandler & Co. institutional | Other | Jun 17, 2026 | Aug 4, 2026 (48 d) |
| Ken Hall Barnett | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| James Charles Aughenbaugh | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 15, 2025 |
| Kerry Ann Mcgauran | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 12, 2025 |
| James Maxwell Markley | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 12, 2025 |
| Kyle Lawson Stouffer | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 12, 2025 |
| Gregory Charles Sensale | Stephens BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Jul 17, 2025 | Jul 25, 2025 |
| Seth Anthony Stewart | Stephens BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 14, 2025 |
| Robert Eugene Durham | Stephens BD affiliated | Anchyra Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 26, 2025 | Jun 4, 2025 (98 d) |
| Trevor Cain Crews | Stephens BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Jan 31, 2025 |
| Jessica A Middleton | Stephens BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2025 | Feb 26, 2025 |
| Jenna Nicole Davis | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 3, 2024 |
| Mark Stephen Trimble | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Oct 25, 2024 |
| Charles Robert Long | Stephens BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Jul 22, 2024 |
| Henry Willis Bashore | Stephens BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Jul 12, 2024 |
| Franklin Blake Flemister | Stephens BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2024 | Aug 21, 2024 (33 d) |
| Connor Wright | Stephens BD affiliated | Red Door Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jan 9, 2026 (585 d) |
| Zachary Sokora | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2024 | May 7, 2024 |
| Jonathan Morgan Ricketts | Stephens BD affiliated | The Arkansas Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Mar 29, 2024 |
| Karan Patel | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Aug 15, 2025 (526 d) |
| Frank Patrick White | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Oct 10, 2005 |
| Patricia Kellaway Ranucci | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Sep 16, 2005 |
| Ryan Edward Crane | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Sep 16, 2005 |
| Marc Shiels Little | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Aug 15, 2016 |
| John Michael Thornton | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Sep 16, 2005 |
| Samuel Moore Chase | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Sep 16, 2005 |
| John Robert Keller | Stephens BD affiliated | Stephens Investment Management Group, LLC other | Other | Dec 22, 2023 | Mar 10, 2014 |
| Charles Clavel | Stephens BD affiliated | Stephens Investment Management Group, LLC asset manager | Other | Dec 22, 2023 | Mar 22, 2019 |
| Kimberly Anne Tucker | Stephens BD affiliated | Stephens Investment Management Group, LLC asset manager | Other | Dec 22, 2023 | Jun 29, 2023 |
| Tucker N Bryan | Stephens BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2023 | Nov 14, 2023 (39 d) |
| Dierk Lane Cockrell | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Jul 20, 2023 |
| Julie Grice | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 19, 2023 |
| Kaleb Lovertich | Stephens BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 19, 2023 |
| Jonathan Frank Spitalny | Stephens BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jul 6, 2023 |
| Luke Goldstock | Stephens BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2023 | Jul 6, 2023 |
| Evan A. Maroney | Stephens BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | May 16, 2023 |
| Nancy Ann Lewis | Stephens BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Feb 9, 2023 |
| Jordan Troy Bernstein | Stephens BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Apr 10, 2023 (69 d) |
| Stephen Lee Whatley | Stephens BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2022 | Oct 20, 2022 |
| Collins Garrett Knight | Stephens BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2022 | Aug 17, 2022 |
| Jonathan Walther | Stephens BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2022 | Oct 11, 2022 (92 d) |
| Hayden Andrew Whetstone | Stephens BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2022 | May 9, 2022 |
| Adam Myles Hawkins | Stephens BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Feb 1, 2024 (644 d) |
| Vickie Lynn Chrisman | Stephens BD affiliated | Lees Monsour Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2022 | Jul 11, 2022 (97 d) |
| Megan Lee Hazard Varoz | Stephens BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2022 | Apr 27, 2022 |
| Hunter Wayne Johnson | Stephens BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Mar 3, 2022 |
| Samuel Lees | Stephens BD affiliated | Lees Monsour Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 30, 2022 | Mar 11, 2022 |
| Jeffrey Lane Monsour | Stephens BD affiliated | Lees Monsour Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 30, 2022 | Mar 11, 2022 |
| James Pierce Hill | Stephens BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2022 | Apr 21, 2022 (51 d) |
| Paul Dennis Way | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Dec 13, 2021 |
| Douglas Reese Way | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Dec 13, 2021 |
| Montague Laffitte Boyd | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Oct 7, 2021 |
| Jana Calender Burke | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Oct 9, 2021 |
| Robert Blane Brooks | Stephens BD affiliated | Fintrust Capital Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2021 | Nov 12, 2021 (38 d) |
| Ashley Neil Moore | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 30, 2021 |
| Anthony John Shilcoski | Stephens BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 30, 2021 |
| Roland Markel Castle | Stephens BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2021 | Aug 3, 2021 |
| Joshua Matthew Gomez | Stephens BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Jun 29, 2023 (673 d) |
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182 moves match.