DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Stephen Neely | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 19, 2025 |
| John Paul Toothaker | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Ronald Bradley Gabel | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Ryan Wesley Dunbar | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Jarrod James Janzing | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Shane Jason Pfingsten | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Sean P Smith | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Avery Lane Gabel | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Brett Gregory Blackwood | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Zachary Mcdonald | Hornor, Townsend & Kent, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2025 | May 12, 2025 (110 d) |
| Brian Weber Chew | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Jan 16, 2025 |
| Dane Abrigana | Hornor, Townsend & Kent, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 22, 2025 |
| Rebecca Speck Foster | Hornor, Townsend & Kent, LLC BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2025 | Jan 3, 2025 |
| Roman Inochovsky | Hornor, Townsend & Kent, LLC BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2024 | Jan 2, 2025 |
| Cynthia J Pillard | Hornor, Townsend & Kent, LLC BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Dec 18, 2024 |
| Harold Wayne Roe | Hornor, Townsend & Kent, LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2024 | Oct 6, 2025 (294 d) |
| Michael David Mines | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2024 | Dec 13, 2024 |
| Tiiffany Mah Maclean | Hornor, Townsend & Kent, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 29, 2025 (63 d) |
| Gabriel Enriquez Vasquez | Hornor, Townsend & Kent, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Apr 15, 2026 (510 d) |
| Nicholas Weiler | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 15, 2024 |
| Max Solomon Leopold | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 15, 2024 |
| Adam Richard Logan | Hornor, Townsend & Kent, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 19, 2024 |
| Christopher Ted Ginkel | Hornor, Townsend & Kent, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Apr 10, 2025 (146 d) |
| Christopher Michael Davey | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 20, 2024 |
| Daniel Charles Gray | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 14, 2024 |
| Christopher James Pfanstiel | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 8, 2024 |
| Emma Nicole Sarnese | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 11, 2024 |
| Timothy Ray Blackham | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Dec 10, 2024 (32 d) |
| Jeffrey Chad Johansen | Hornor, Townsend & Kent, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Nov 21, 2024 (31 d) |
| John Patrick Lynch | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 17, 2024 |
| David Hoang Nguyen | Hornor, Townsend & Kent, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Jan 9, 2025 (97 d) |
| Jeremy Isleman | Hornor, Townsend & Kent, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Dec 13, 2024 (70 d) |
| Rosemarie Theresa Dempsey | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2024 | Oct 2, 2024 |
| Kendra Gray | Hornor, Townsend & Kent, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Jul 16, 2025 (313 d) |
| Carlos F Suarez | Hornor, Townsend & Kent, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2024 | Sep 10, 2024 |
| Vincent Patrick Pagano | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Aug 29, 2024 |
| Ben Jeffrey Hamblen | Hornor, Townsend & Kent, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Nov 4, 2024 (69 d) |
| Thomas Edward Dooney | Hornor, Townsend & Kent, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 9, 2024 |
| Justin Anthony Baierl | Hornor, Townsend & Kent, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jan 8, 2025 (160 d) |
| Kenneth Roger Lake | Hornor, Townsend & Kent, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Jul 31, 2026 (729 d) |
| Michael Kenneth Hulse | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 30, 2024 |
| Thomas Davidson Rorschach | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 31, 2024 |
| Christopher Nelson | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 1, 2024 |
| Matthew Joseph Hulse | Hornor, Townsend & Kent, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 30, 2024 |
| Nicholas Richard Weidman | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Jul 31, 2024 |
| Amy Crookshank | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 27, 2024 |
| Kimberly Vickers Johnson | Hornor, Townsend & Kent, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 22, 2024 |
| Jason L Delcollo | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2024 | Jul 18, 2024 |
| David John Balint | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2024 | Jul 18, 2024 |
| Kevin David Rafferty | Hornor, Townsend & Kent, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2024 | Jun 18, 2024 |
| Robert Benton Penn | Hornor, Townsend & Kent, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jun 14, 2024 |
| Darcy Campbell Ridge | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Jan 22, 2025 (219 d) |
| Brian Francis Lynch | Hornor, Townsend & Kent, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jun 25, 2024 |
| Mustaque Haider Choudhury | Hornor, Townsend & Kent, LLC BD affiliated | Soulence Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Mar 23, 2026 (661 d) |
| Scott Allen Blackley | Hornor, Townsend & Kent, LLC BD affiliated | Wealth Development Strategies Investment Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 21, 2024 | May 30, 2017 |
| Kristoffer Edou Doura | Hornor, Townsend & Kent, LLC BD affiliated | Independent Wealth Network, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 30, 2025 (370 d) |
| Erin Marie Jagusak | Hornor, Townsend & Kent, LLC BD affiliated | Captrust institutional | Other | Mar 4, 2024 | Nov 25, 2024 (266 d) |
| Benjamin Michael Feld | Hornor, Townsend & Kent, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 1, 2024 |
| Aaron Wesley Howard | Hornor, Townsend & Kent, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Mar 26, 2024 |
| Michael Scot Smith | Hornor, Townsend & Kent, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 14, 2024 |
845 moves match.