DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Federated Securities Corp.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Drew HaleyFederated Securities Corp. no RAUMMdt Advisers, A Division Of Federated Mdta LLC otherOtherAug 25, 2026Feb 12, 2016
John Robert StanleyFederated Securities Corp. no RAUMCohen & Steers Capital Management Inc. asset managerOtherJul 17, 2026Jul 8, 2026
Robert Lefone JamesFederated Securities Corp. no RAUMFederated Investment Counseling otherOtherJun 18, 2026Jan 14, 2015
Scott Robert KelleyFederated Securities Corp. no RAUMMdt Advisers, A Division Of Federated Mdta LLC asset managerOtherJun 1, 2026May 17, 2022
Nicholas RubinowiczFederated Securities Corp. no RAUMFederated Investment Counseling institutionalOtherMay 11, 2026Jan 3, 2024
Emily CoughlinFederated Securities Corp. no RAUMFederated Investment Counseling institutionalOtherMay 7, 2026Dec 10, 2025
Michael E BrownFederated Securities Corp. no RAUMFederated Investment Counseling institutionalOtherFeb 26, 2026Nov 25, 2025
Benjamin Adam MorgretFederated Securities Corp. no RAUMMdt Advisers, A Division Of Federated Mdta LLC asset managerOtherJan 23, 2026Sep 23, 2019
Nicholas Vincent FianoFederated Securities Corp. no RAUMFederated Investment Counseling institutionalOtherJan 7, 2026Feb 3, 2022
Matthew Lawrence RyanFederated Securities Corp. no RAUMMdt Advisers, A Division Of Federated Mdta LLC otherOtherAug 11, 2025May 12, 2010
Ryan Alexander FairbrotherFederated Securities Corp. no RAUMFederated Global Investment Management Corp. asset managerOtherJun 26, 2025Aug 17, 2021
Elizabeth Dorothy KlineFederated Securities Corp. no RAUMMdt Advisers, A Division Of Federated Mdta LLC asset managerOtherJul 12, 2024Dec 6, 2019
Jeffrey Paul MachieleFederated Securities Corp. no RAUMMorgan Stanley wirehouseOtherJul 13, 2015Jan 13, 2016 (184 d)
Stephen Joseph CarlFederated Securities Corp. no RAUMHigh Probability Advisors, LLC independent RIAOtherJul 22, 2014Aug 26, 2021 (2592 d)
Timothy Joseph ShanahanFederated Securities Corp. no RAUMCobblestone Capital Advisors, LLC independent RIAOtherApr 21, 2011May 7, 2021 (3669 d)
Kathryn Luffy ClarkFederated Securities Corp. no RAUMHefren-Tillotson, Inc. otherOtherDec 8, 2010Mar 29, 2012 (477 d)
Nicholas Frederick CicciFederated Securities Corp. no RAUMFederated Investment Counseling otherOtherNov 5, 2010Apr 6, 2010
Salvatore GandolfoFederated Securities Corp. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 15, 2010Nov 8, 2010
Jack Custer EbenreiterFederated Securities Corp. no RAUMFederated Global Investment Management Corp. otherOtherSep 14, 2010May 12, 2010
Nicholas Alfred MoranFederated Securities Corp. no RAUMMorgan Stanley wirehouseOtherApr 5, 2010Jun 23, 2010 (79 d)
Peter Christopher GustiniFederated Securities Corp. no RAUMVirtus Investment Advisers, LLC asset managerOtherDec 31, 2009Dec 8, 2025 (5821 d)
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21 moves match.