DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Pranav S PatelLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2021Dec 17, 2019
Steven James PodgorskiLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2021May 5, 2020
Nicholas Anthony CovyeauLincoln Investment BD affiliatedK2 Financial Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2021May 30, 2019
Jimmy Shannon ForbisLincoln Investment BD affiliatedCapital Analysts otherOtherNov 2, 2021Dec 5, 2012
Craig Robert HowardLincoln Investment BD affiliatedCapital Analysts otherOtherNov 1, 2021Dec 11, 2012
Rico Allen CameroneLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2021Aug 26, 2020
Amber PauleyLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2021Sep 2, 2020
Grant Eugene FosterLincoln Investment BD affiliatedCapital Analysts otherOtherSep 24, 2021Dec 5, 2012
William David WolcottLincoln Investment BD affiliatedCapital Analysts otherOtherSep 16, 2021Oct 19, 2015
Allison Nicole MitchellLincoln Investment BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2021Nov 22, 2021 (70 d)
William Joseph CooperLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021Jul 24, 2020
Brian ShaperLincoln Investment BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 9, 2021Jan 1, 2026 (1575 d)
Jason BillupsLincoln Investment BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 9, 2021Dec 13, 2021 (95 d)
Lisa Renee CameroneLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021Aug 26, 2020
Tara Marie WilliamsLincoln Investment BD affiliatedCapital Analysts otherOtherSep 7, 2021Jan 20, 2017
Andrew KieferLincoln Investment BD affiliatedEmergent Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2021Aug 16, 2021
Curtis L SpellerLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2021Dec 9, 2020
Hannah O SleddLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2021Jul 18, 2019
Keith Robert BruniLincoln Investment BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2021Oct 12, 2021 (92 d)
Derek Eugene PetrellaLincoln Investment BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2021Oct 11, 2021 (94 d)
John Michael O'ConnorLincoln Investment BD affiliatedM1 Advisory no RAUMOtherJun 2, 2021Dec 17, 2021 (198 d)
Vincent NapolitanoLincoln Investment BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 26, 2021May 25, 2021
Bridget Dyan KeeferLincoln Investment BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 25, 2021Jun 22, 2021
Ryan PappLincoln Investment BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 25, 2021May 28, 2021
Blaine Matthew RogersLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2021Jan 27, 2021
Rico CameroneLincoln Investment BD affiliatedCapital Analysts otherOtherMay 4, 2021Dec 23, 2015
Richard Allen ZajacLincoln Investment BD affiliatedCapital Analysts otherOtherApr 26, 2021Jun 4, 2012
Michael Bassell KarwicLincoln Investment BD affiliatedCapital Analysts otherOtherApr 26, 2021Oct 2, 2017
Daniel Richard ZajacLincoln Investment BD affiliatedCapital Analysts otherOtherApr 26, 2021Jun 4, 2012
Benjamin Ryan ZajacLincoln Investment BD affiliatedCapital Analysts otherOtherApr 26, 2021Dec 11, 2012
Scottie B RingerLincoln Investment BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2021Jul 21, 2021 (89 d)
Bryan Joseph GalliganLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2021Aug 6, 2019
Michael James GracieLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2021Jun 7, 2019
Christopher JacksonLincoln Investment BD affiliatedCapital Analysts otherOtherMar 4, 2021Nov 12, 2014
Aaron Michael McandrewLincoln Investment BD affiliatedCapital Analysts otherOtherMar 2, 2021Jan 17, 2018
Kyle Ashley MendelsohnLincoln Investment BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2021Feb 23, 2021
Jaclyn Nicole HarveyLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2021Aug 26, 2020
Kyle William SalvittiLincoln Investment BD affiliatedSparks Capital Management state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 12, 2021Feb 12, 2021
Joseph Michael NelsonLincoln Investment BD affiliatedCapital Analysts otherOtherFeb 5, 2021Jan 19, 2017
Joseph Patrick KerriganLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 23, 2020Nov 9, 2020
Donna Denise RuddLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2020Apr 4, 2019
Craig Sterling ForsbergLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2020Apr 6, 2018
Kathryn Aiksnoras DennenLincoln Investment BD affiliatedCapital Analysts otherOtherDec 9, 2020Apr 12, 2016
Patricia LopezLincoln Investment BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Feb 26, 2021 (87 d)
Peter R FranzLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2020Aug 6, 2018
Patrick Joseph RobinsonLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 18, 2020Apr 1, 2020
Jacqueline Michelle WaterworthLincoln Investment BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2020Apr 12, 2021 (161 d)
Teresa Robin LundineLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2020Jun 15, 2020
Travis Matthew OconnorLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2020Jan 29, 2019
Brian FrambesLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2020May 14, 2020
Hayes Patrick GriffinLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherSep 23, 2020Jul 22, 2020
Neil Christopher GuarniereLincoln Investment BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2020Oct 14, 2020
Stephen James SchugLincoln Investment BD affiliatedCapital Analysts otherOtherSep 15, 2020Jun 4, 2012
Nathan Hatch BilleterLincoln Investment BD affiliatedGradient Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Aug 14, 2020
Lawrence Wayne GrayLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2020Aug 2, 2019
Jonathan Kirk CarrollLincoln Investment BD affiliatedGradient Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2020Aug 14, 2020
Marc Thomas O'BrienLincoln Investment BD affiliatedPlanmember Securities Corporation independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2020Aug 10, 2020
Earl Carl RobinsonLincoln Investment BD affiliatedCapital Analysts otherOtherJul 24, 2020Jun 4, 2012
Ryan Anthony WeberLincoln Investment BD affiliatedCapital Analysts otherOtherJul 24, 2020Jun 5, 2012
Matthew Eric StockburgerLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020May 2, 2019
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555 moves match.