DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Equitable Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gabriel Joseph Jewula | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 17, 2026 |
| Philip A Lacava | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Aug 12, 2026 (33 d) |
| Daniel Stephen Nash | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 28, 2026 |
| Peter Kuo | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 30, 2026 |
| Andrew Patrick Henderson | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 22, 2026 |
| Samm Rodney Hannula | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 21, 2026 (44 d) |
| Ronda Denise Huckaby | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 22, 2026 |
| Spencer Elkin | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 21, 2026 |
| Maximillian Fevola | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Aug 7, 2026 (36 d) |
| Megan Mendez | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 7, 2026 |
| Dino Constantine Gavanes | Equitable Advisors, LLC national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Jul 8, 2026 |
| Victoria Hockenbury | Equitable Advisors, LLC national BD | Leverage Planners Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2026 | Aug 7, 2026 (37 d) |
| Sean Mychail Fox | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 26, 2026 |
| Dorian Peric | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2026 | Jul 17, 2026 |
| Matthew Christian Minshall | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 7, 2026 |
| Nicholas Blackwood | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jul 10, 2026 |
| Jared Richard Lane | Equitable Advisors, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Aug 20, 2026 (58 d) |
| Christian Kilian | Equitable Advisors, LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 25, 2026 |
| Anthony Christopher Pizl | Equitable Advisors, LLC national BD | Golden Years Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 23, 2026 | Jul 21, 2026 |
| Tara Lynn Spencer | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| Manjula Alagani | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Sep 15, 2026 (89 d) |
| Roxana Montane Marrero | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 9, 2026 |
| Cody Aaron Broadwell | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 16, 2026 |
| Nirun G Turner | Equitable Advisors, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2026 | Aug 13, 2026 (57 d) |
| Raheel Hussain | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 5, 2026 |
| Jared Weber | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Andrew Ayers | Equitable Advisors, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 17, 2026 |
| Henry Walling Smith | Equitable Advisors, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 15, 2026 (33 d) |
| Julian Carnevale | Equitable Advisors, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Aug 10, 2026 (59 d) |
| Ethan Robert Ciota | Equitable Advisors, LLC national BD | Reagan Companies Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Jun 16, 2026 |
| Dillan Joe Micus | Equitable Advisors, LLC national BD | 345 Investment Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 10, 2026 | Jun 9, 2026 |
| Lauren Doherty | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2026 | Jul 7, 2026 |
| Ruger Thadius Dowling | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2026 | Jun 30, 2026 |
| Patrick Kearns | Equitable Advisors, LLC national BD | 345 Investment Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2026 | Jun 9, 2026 |
| Kevin Ferm | Equitable Advisors, LLC national BD | 345 Investment Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2026 | Jun 9, 2026 |
| Brendan Turelli | Equitable Advisors, LLC national BD | 345 Investment Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 9, 2026 | Jun 9, 2026 |
| Sergio Vicente Torres | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jun 30, 2026 |
| Richard Sollenberger | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jul 15, 2026 (36 d) |
| Jaxson Barlow | Equitable Advisors, LLC national BD | Hbw Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jul 6, 2026 |
| Robert Romero | Equitable Advisors, LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 24, 2026 |
| Ethan Gengarella | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jul 1, 2026 |
| Michael Jay Stanley | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | Jul 29, 2026 (51 d) |
| Maxwell Yu | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | Jul 10, 2026 (32 d) |
| Matthew Sysyn | Equitable Advisors, LLC national BD | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Aug 4, 2026 (57 d) |
| Benjamin Renke | Equitable Advisors, LLC national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 18, 2026 |
| Dean Fisher | Equitable Advisors, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Aug 18, 2026 (75 d) |
| Ruhi Mistry | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jul 3, 2026 |
| Owen Gortner | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jul 10, 2026 (36 d) |
| Alejandro Bruno | Equitable Advisors, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 16, 2026 |
| John Iverson | Equitable Advisors, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 22, 2026 |
| Bryan P Cunningham | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jul 3, 2026 (31 d) |
| Jordan Smith | Equitable Advisors, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 25, 2026 |
| Devon B Quirk | Equitable Advisors, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 30, 2026 |
| Benjamin Graham Waltman | Equitable Advisors, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | Jul 15, 2026 (43 d) |
| Artem Kuehnel | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2026 | Aug 21, 2026 (80 d) |
| Jennifer N Trent | Equitable Advisors, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2026 | Jul 14, 2026 (42 d) |
| Carmen Lena Habenicht | Equitable Advisors, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jul 6, 2026 (35 d) |
| Dawson Seth Coon | Equitable Advisors, LLC national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Aug 24, 2026 (84 d) |
| Bryan J. Heideloff | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2026 | Aug 14, 2026 (74 d) |
| Kathleen Kinto | Equitable Advisors, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 15, 2026 |
6,250 moves match.