DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Merrill Lynch, Pierce, Fenner & Smith Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Janet Elizabeth DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankSep 14, 2026Sep 15, 2026
John Robert HallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 14, 2026Sep 4, 2026
Colin GatesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 14, 2026Sep 11, 2026
Aaron Lee Marshall-SpitzbartMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 14, 2026Sep 4, 2026
Ava P DoneyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 14, 2026Sep 16, 2026
Kristy L JorgensenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUncommon Cents Investing independent RIAWirehouse to independent RIASep 14, 2026Sep 11, 2026
Dirk Joseph HarrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 14, 2026
Lisa Marie BehunMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankSep 11, 2026Sep 11, 2026
Rachel Lashaun JusticeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 4, 2026
Scott KlugeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 10, 2026Sep 16, 2026
Daniela Maria MabryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 9, 2026Sep 15, 2026
Jan Carlo LandiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 15, 2026
Katelyn RobertsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRockefeller Capital Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 8, 2026
Evan Thomas MccurryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 4, 2026
Jiachen CaiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBlackrock Investment Management, LLC asset managerOtherSep 8, 2026Sep 10, 2026
Kathleen Marie KowkabanyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCary Street Partners BD affiliatedWirehouse to affiliated broker-dealer or bankSep 8, 2026Sep 11, 2026
Christian Edward TullyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 3, 2026Sep 2, 2026
John PaetschMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 3, 2026Aug 21, 2026
Steven Richard CottillionMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 3, 2026Sep 2, 2026
Dongfang PeiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 3, 2026Sep 8, 2026
Kenneth R RoqueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2026Sep 1, 2026
Brian Scott FeltonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2026Aug 31, 2026
Ryan BomberryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 2, 2026Sep 1, 2026
Jing XuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseSep 2, 2026Sep 11, 2026
Austin T ParkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 1, 2026Aug 19, 2026
Staci MadsenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 11, 2026
Sebastiano La RosaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 1, 2026Sep 2, 2026
Edlin FigueroaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 1, 2026Sep 1, 2026
Kendal WallsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 1, 2026Sep 2, 2026
Michael J WohlgemuthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 2, 2026
Trace ShapiroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Grant Alexander KrinockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Aug 26, 2026
Desmond Eugene BlueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePower Wealth Management independent RIAWirehouse to independent RIAAug 31, 2026Aug 31, 2026
Paul Joseph YatesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNew Edge Wealth BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 1, 2026
Daniel Jonathan MenendezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 16, 2026
Kayla Thiri Aung HawcoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 16, 2026
Elisa Selene GomezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 31, 2026Sep 15, 2026
Joseph David GardMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Aug 26, 2026
Ariana Noel Frankenstein-ArcherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 31, 2026Sep 1, 2026
Macisaac John Oliver ArmstrongMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 31, 2026Sep 14, 2026
Richard JagodzinskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 28, 2026Aug 27, 2026
Michael Joseph FehrenbackMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 28, 2026Aug 20, 2026
Douglas JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 28, 2026Aug 27, 2026
Matthew Thomas CrawfordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 28, 2026Aug 28, 2026
Tina SolorzanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 28, 2026Aug 27, 2026
Alex LimaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankAug 28, 2026Sep 16, 2026
Brian T AbrahamMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 26, 2026Aug 24, 2026
Dakota Storm PadillaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 26, 2026Aug 25, 2026
Hardeep Neena KaurMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 26, 2026Aug 19, 2026
Eric R VincentMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 25, 2026Sep 11, 2026
Steven LipinskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 25, 2026Aug 27, 2026
Anthony Imre VargaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2026Aug 18, 2026
Bryan NashMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 24, 2026Aug 24, 2026
Gabriel LukasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 24, 2026Aug 21, 2026
Lauren Kimberly HauckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCastlekeep Investment Advisors mixed wealthWirehouse to independent RIAAug 21, 2026Sep 11, 2026
Ebenezer Frank NoonooMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 31, 2026
Manuel MadrizMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 21, 2026
Daphne ChanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Aug 26, 2026
Jordan NarcisseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseAug 21, 2026Sep 16, 2026
Lucas Alexander SegalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 21, 2026Aug 21, 2026
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28,305 moves match.