| Steven Harlen Levine | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 10, 2009 | Jan 16, 2009 |
| Steven Westerman | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 10, 2009 | Jan 16, 2009 |
| Peter Xavier Prophit | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 6, 2009 | Jan 12, 2009 |
| Frank Aurelio Villarreal | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Feb 6, 2009 | Jan 12, 2009 |
| John Anthony Calderon | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 6, 2009 | Jan 21, 2009 |
| John Holland Ringgenberg | Credit Suisse Securities (USA) LLC other | Jesup & Lamont Securities Corp unclassified | Other | Jan 30, 2009 | Jan 8, 2009 |
| Cigdem Sonmez | Credit Suisse Securities (USA) LLC other | Advice And Planning Services BD affiliated | Other | Jan 30, 2009 | Aug 6, 2025 (6032 d) |
| Michael King Degolian | Credit Suisse Securities (USA) LLC other | Morgan Keegan & Company, LLC other | Other | Jan 9, 2009 | Feb 19, 2009 (41 d) |
| Scott P Gutterman | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Dec 17, 2008 | Nov 7, 2008 |
| William Paul Borden | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Dec 15, 2008 | Nov 7, 2008 |
| Albert Gibbons | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Nov 24, 2008 | Nov 12, 2008 |
| Steve Edward Kwong | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 18, 2008 | Oct 24, 2008 |
| William Ross Singletary | Credit Suisse Securities (USA) LLC other | Arcus Capital Partners, LLC other | Other | Sep 29, 2008 | Dec 15, 2008 (77 d) |
| Steven Christopher Edwards | Credit Suisse Securities (USA) LLC other | Arcus Capital Partners, LLC other | Other | Sep 29, 2008 | Dec 15, 2008 (77 d) |
| Stephen Stehly Sloan | Credit Suisse Securities (USA) LLC other | Arcus Capital Partners, LLC other | Other | Sep 29, 2008 | Dec 15, 2008 (77 d) |
| Michael John Butkus | Credit Suisse Securities (USA) LLC other | Arcus Capital Partners, LLC other | Other | Sep 25, 2008 | May 28, 2010 (610 d) |
| Jonathan H Kish | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | Sep 19, 2008 | Oct 15, 2008 |
| Luiz Fernando Varga Buzolin | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 19, 2008 | Jun 11, 2012 (1361 d) |
| Kimberly M. Silvestri | Credit Suisse Securities (USA) LLC other | Nfp Advisor Services, LLC other | Other | Aug 1, 2008 | May 7, 2009 (279 d) |
| Ahmed Riesgo | Credit Suisse Securities (USA) LLC other | Insigneo Wealth Advisors, LLC other | Other | Jul 22, 2008 | May 10, 2010 (657 d) |
| Shruti Gauba | Credit Suisse Securities (USA) LLC other | Banc Of America Investment Services, Inc. unclassified | Other | Jul 2, 2008 | Jun 25, 2008 |
| Sean Phillip Peck | Credit Suisse Securities (USA) LLC other | Charles Schwab & Co., Inc. national BD | Other | Jul 2, 2008 | Jul 11, 2008 |
| Nicholas James Bertha | Credit Suisse Securities (USA) LLC other | Dominari Securities LLC other | Other | May 8, 2008 | Jun 7, 2012 (1491 d) |
| Steven Colamarino | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Apr 28, 2008 | Apr 25, 2008 |
| Franklin Bennett Dunn | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Apr 11, 2008 | Apr 7, 2010 (726 d) |
| Natalia C. Manning | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | Mar 20, 2008 | Mar 11, 2008 |
| Kim Tracy Nordmo | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 30, 2008 | Jan 14, 2008 |
| John Manuel Carvalho | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Nov 16, 2007 | Jun 29, 2009 (591 d) |
| Samuel White Yates | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Nov 16, 2007 | Jun 29, 2009 (591 d) |
| John Roberson Pearce | Credit Suisse Securities (USA) LLC other | Van Hulzen Financial Advisors independent RIA | Other | Nov 7, 2007 | Jan 7, 2026 (6636 d) |
| John Lawrence Sullivan | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Nov 7, 2007 | Oct 19, 2007 |
| Brian Thomas Kelley | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Nov 2, 2007 | Nov 6, 2007 |
| Julia Ann Zakarias | Credit Suisse Securities (USA) LLC other | Interocean Wealth Management LLC unclassified | Other | Oct 12, 2007 | Sep 25, 2007 |
| James Thomas Patrick | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | Sep 21, 2007 | Mar 19, 2015 (2736 d) |
| Kevin William Burke | Credit Suisse Securities (USA) LLC other | Cherry Creek Family Offices independent RIA | Other | Sep 18, 2007 | Jan 1, 2026 (6680 d) |
| Ron Bezoza | Credit Suisse Securities (USA) LLC other | Lancaster no RAUM | Other | Sep 11, 2007 | Jan 20, 2026 (6706 d) |
| Helen Adams Vollmer | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Sep 4, 2007 | Aug 7, 2007 |
| Joan Carol Getsinger | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Sep 4, 2007 | Aug 8, 2007 |
| Theodore Stanley Jablonski | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 23, 2007 | Jul 27, 2007 |
| Janice Mitsuko Osugi | Credit Suisse Securities (USA) LLC other | Bluepointe Capital Management, LLC independent RIA | Other | Aug 3, 2007 | Nov 3, 2021 (5206 d) |
| Lamar Whitworth Davis | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | Jul 6, 2007 | Nov 13, 2007 (130 d) |
| David L Caillier | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Jun 26, 2007 | Jul 3, 2007 |
| Sarah H Mcgrane | Credit Suisse Securities (USA) LLC other | J.P. Morgan Securities LLC wirehouse | Other | May 18, 2007 | May 24, 2007 |
| Paul Roberts Poinsett Izlar | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | Mar 23, 2007 | Mar 29, 2007 |
| Douglas A Scotti | Credit Suisse Securities (USA) LLC other | Citicorp Investment Services unclassified | Other | Mar 15, 2007 | Apr 9, 2007 |
| Taylor Goodwin Thomas | Credit Suisse Securities (USA) LLC other | South Shore Capital Advisors, LLC other | Other | Jan 10, 2007 | Feb 15, 2007 (36 d) |
| Steven Philip Anderson | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | Dec 31, 2006 | Apr 4, 2007 (94 d) |
| Julius Peek Garlington | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | Dec 20, 2006 | Feb 22, 2007 (64 d) |
| Marianna Prueger | Credit Suisse Securities (USA) LLC other | Transparent 401k state registered | Other | Dec 20, 2006 | Nov 3, 2011 (1779 d) |
| Henry Morgan Jones | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | Nov 28, 2006 | Dec 14, 2006 |
| Gary Steven Domoracki | Credit Suisse Securities (USA) LLC other | Windrose Advisors LLC other | Other | Nov 14, 2006 | Jan 28, 2010 (1171 d) |
| Steven Kenny | Credit Suisse Securities (USA) LLC other | RBC Capital Markets, LLC national BD | Other | Oct 26, 2006 | Sep 29, 2006 |
| Gregory Edward Boyle | Credit Suisse Securities (USA) LLC other | Morgan Stanley & Co. LLC unclassified | Other | Oct 26, 2006 | Oct 24, 2006 |
| Darcy C Carroll | Credit Suisse Securities (USA) LLC other | Brown Advisory Securities, LLC other | Other | Oct 16, 2006 | Sep 1, 2006 |
| Marci Ann Rosenfeld | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Sep 14, 2006 | Jul 9, 2008 (664 d) |
| John Kevin O'Connor | Credit Suisse Securities (USA) LLC other | Curi Capital, LLC other | Other | Aug 9, 2006 | Jun 29, 2017 (3977 d) |
| Sanjeev Sardana | Credit Suisse Securities (USA) LLC other | Bluepointe Capital Management, LLC other | Other | Jun 21, 2006 | Jun 7, 2006 |
| Steven Xiaoguang Sun | Credit Suisse Securities (USA) LLC other | UBS International Inc. unclassified | Other | May 26, 2006 | May 12, 2006 |
| Angela Sarah Raitzin | Credit Suisse Securities (USA) LLC other | Constellation Wealth Advisors LLC other | Other | May 19, 2006 | Nov 22, 2013 (2744 d) |
| Courtney Elizabeth Horn | Credit Suisse Securities (USA) LLC other | Blackrock Fund Advisors other | Other | May 16, 2006 | Jun 21, 2007 (401 d) |