Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Caitlin Staunton AppletonCredit Suisse Securities (USA) LLC otherSouth Shore Capital Advisors, LLC independent RIAOtherMar 29, 2006Sep 14, 2018 (4552 d)
Charles Roland HokeCredit Suisse Securities (USA) LLC otherCibc Private Wealth Advisors, Inc. otherOtherMar 29, 2006Jun 30, 2015 (3380 d)
Chris SchifferCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherMar 29, 2006Mar 28, 2006
James R VenderCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMar 29, 2006Aug 13, 2012 (2329 d)
Steven Vincent MattusCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherMar 21, 2006Mar 21, 2006
James Harold HarmanCredit Suisse Securities (USA) LLC otherMorgan Stanley Dw Inc. unclassifiedOtherMar 17, 2006Mar 20, 2006
David Potter WolfenspergerCredit Suisse Securities (USA) LLC otherJ.P. Morgan Private Wealth Advisors LLC otherOtherMar 13, 2006Sep 29, 2010 (1661 d)
Legna GonzalezCredit Suisse Securities (USA) LLC otherCuso Financial Services, L.P. otherOtherFeb 13, 2006Sep 29, 2017 (4246 d)
Phillip Maurice JeromeCredit Suisse Securities (USA) LLC otherCharles Schwab & Co., Inc. national BDOtherJan 17, 2006Jan 13, 2006
Michael John BrabantCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC mixed wealthOtherDec 15, 2005Mar 5, 2021 (5559 d)
Sandra Rimes WeinbrechtCredit Suisse Securities (USA) LLC otherScott & Stringfellow, LLC otherOtherNov 9, 2005Jan 23, 2006 (75 d)
Cooley Keep FalesCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherOct 13, 2005Oct 5, 2005
James Money ReadCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherOct 13, 2005Oct 5, 2005
Christine MccaslandCredit Suisse Securities (USA) LLC otherMorgan Stanley & Co. LLC unclassifiedOtherSep 28, 2005Mar 29, 2006 (182 d)
Ivan Tyrone ThorntonCredit Suisse Securities (USA) LLC otherFiduciary Management Group, LLC independent RIAOtherSep 14, 2005Aug 19, 2021 (5818 d)
James Gerard MestlCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherAug 31, 2005May 18, 2020 (5374 d)
Michael James A DarlingCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherAug 23, 2005Mar 4, 2014 (3115 d)
Henry Zee PersonsCredit Suisse Securities (USA) LLC otherDeutsche Bank Securities Inc. otherOtherAug 11, 2005Aug 8, 2005
Catherine Miles HopkinsCredit Suisse Securities (USA) LLC otherMorgan Keegan & Company, LLC otherOtherAug 3, 2005Aug 3, 2005
John Aloysius MentonCredit Suisse Securities (USA) LLC otherJamcap LLC unclassifiedOtherJul 14, 2005Jan 11, 2017 (4199 d)
Robert Louis CabesCredit Suisse Securities (USA) LLC otherIntrepid Investment Management, LLC asset managerOtherJul 5, 2005Jul 31, 2018 (4774 d)
Paul Spencer CheckettsCredit Suisse Securities (USA) LLC otherDeutsche Bank Securities Inc. otherOtherJun 17, 2005Apr 17, 2007 (669 d)
Margaret Ann RichardsonCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 15, 2005May 12, 2015 (3618 d)
Paul MurphyCredit Suisse Securities (USA) LLC otherFront Edge Capital Management, LLC state registeredOtherApr 18, 2005Nov 26, 2019 (5335 d)
Donna Dyke-BajajCredit Suisse Securities (USA) LLC otherOppenheimer & Co. Inc. otherOtherApr 18, 2005Apr 18, 2005
Denise Louise DoleyCredit Suisse Securities (USA) LLC otherGuardian Investment Management independent RIAOtherApr 14, 2005Dec 22, 2025 (7557 d)
Dana Matthew JacobsCredit Suisse Securities (USA) LLC otherHsbc Securities (USA) Inc. otherOtherApr 8, 2005Dec 6, 2007 (972 d)
Timothy Ireland LowCredit Suisse Securities (USA) LLC otherForte Asset Management, LLC independent RIAOtherApr 8, 2005Apr 21, 2022 (6222 d)
Alan John VorwaldCredit Suisse Securities (USA) LLC otherHsbc Securities (USA) Inc. otherOtherApr 5, 2005Dec 6, 2007 (975 d)
David Wayne WoolfordCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMar 16, 2005Mar 11, 2005
Joshua William CumminsCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMar 1, 2005Feb 4, 2005
Kevin Michael BurkeCredit Suisse Securities (USA) LLC otherConifer Bay Capital LLC state registeredOtherFeb 25, 2005Dec 14, 2020 (5771 d)
Rodolfo Eduardo MilaniCredit Suisse Securities (USA) LLC otherDominick & Dominick LLC otherOtherFeb 22, 2005Aug 10, 2006 (534 d)
Lei ShanCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 10, 2005Jan 7, 2005
Eric Andre OverstreetCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 7, 2005Jan 4, 2005
Mildred LopezCredit Suisse Securities (USA) LLC otherIpg Investment Advisors, LLC independent RIAOtherFeb 7, 2005Feb 21, 2020 (5492 d)
Bradley Winsor SimmonsCredit Suisse Securities (USA) LLC otherMorgan Keegan & Company, LLC otherOtherFeb 7, 2005Jan 24, 2005
Joseph John VanderdonckCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherFeb 2, 2005Feb 1, 2005
Eugene Joseph MulvaneyCredit Suisse Securities (USA) LLC otherDominick & Dominick LLC otherOtherJan 31, 2005Mar 20, 2006 (413 d)
Glenn Michael FarkasCredit Suisse Securities (USA) LLC otherOrion Capital Management Inc otherOtherJan 31, 2005Mar 30, 2006 (423 d)
Michael Charles SkurkaCredit Suisse Securities (USA) LLC otherVirtus Investment Advisers, LLC otherOtherJan 13, 2005Jul 8, 2014 (3463 d)
Amy Susan StenderCredit Suisse Securities (USA) LLC otherRBC Capital Markets, LLC national BDOtherDec 17, 2004Dec 13, 2004
Scott Farrell VenderCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
William Frederick ThomsCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
John David IrwinCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherDec 13, 2004Nov 29, 2004
Roger Martin VeomeCredit Suisse Securities (USA) LLC otherLeucadia Asset Management LLC otherOtherDec 13, 2004May 23, 2005 (161 d)
Neil FerrantiCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 10, 2004Nov 10, 2004
Van Curtis ShellCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherNov 24, 2004Sep 17, 2010 (2123 d)
Gary Steven DomorackiCredit Suisse Securities (USA) LLC otherLehman Brothers Inc. unclassifiedOtherNov 2, 2004Nov 1, 2004
James Jay HausbergCredit Suisse Securities (USA) LLC otherPresidio Capital Advisors LLC otherOtherOct 28, 2004Jan 6, 2005 (70 d)
Kelly Reed SmithCredit Suisse Securities (USA) LLC otherCertis Capital Management, Inc. independent RIAOtherOct 27, 2004Jan 1, 2025 (7371 d)
Waldir Najar MahanaCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherOct 19, 2004May 30, 2013 (3145 d)
Heather Carter MolinCredit Suisse Securities (USA) LLC otherLehman Brothers Inc. unclassifiedOtherOct 13, 2004Sep 13, 2004
Brendan John HaleyCredit Suisse Securities (USA) LLC otherEmpirical Research Partners LLC state registeredOtherOct 11, 2004Aug 23, 2023 (6890 d)
Edward Linn HeartfieldCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherOct 4, 2004Sep 3, 2004
Melissa TransierCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherOct 4, 2004Sep 3, 2004
Christopher Wilkinson GreenCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherOct 4, 2004Sep 3, 2004
Lawrence Howard LevyCredit Suisse Securities (USA) LLC otherDominick & Dominick LLC otherOtherSep 21, 2004Mar 17, 2006 (542 d)
Steven Anthony CasellaCredit Suisse Securities (USA) LLC otherDominick & Dominick LLC otherOtherSep 21, 2004Mar 17, 2006 (542 d)
John Lloyd DavenportCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 16, 2004Sep 13, 2004
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707 moves match.