DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Felix Miguel Segura	Credit Suisse Securities (USA) LLC other	Althum Advisors LLC independent RIA	Other	Jun 1, 2015	Apr 22, 2022 (2517 d)
Jason Tabares	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 12, 2015	Apr 28, 2015
Robert Douglas Mcclure	Credit Suisse Securities (USA) LLC other	Alps Advisors, Inc. asset manager	Other	Apr 27, 2015	Jul 5, 2023 (2991 d)
Michael J Occhiuto	Credit Suisse Securities (USA) LLC other	Leucadia Asset Management LLC other	Other	Apr 1, 2015	Mar 16, 2015
Alexander Laurence Ross	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Feb 4, 2015	Jan 9, 2015
Mayrin Fontainemoya	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jan 30, 2015	Jan 9, 2015
Robert Allen Douglass	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Dec 5, 2014	Nov 21, 2014
Elizabeth Kytle Chandler	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Dec 5, 2014	Nov 21, 2014
David Edwin Andrew	Credit Suisse Securities (USA) LLC other	Autumn Lane Advisors, LLC other	Other	Nov 25, 2014	Feb 24, 2015 (91 d)
Odette C Sanchez	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Nov 10, 2014	Oct 31, 2014
Michael George Kassab	Credit Suisse Securities (USA) LLC other	Calamos Wealth Management LLC other	Other	Oct 10, 2014	Mar 3, 2015 (144 d)
Miguel Angel Corvalan	Credit Suisse Securities (USA) LLC other	Hsbc Securities (USA) Inc. BD affiliated	Other	Oct 8, 2014	Nov 5, 2018 (1489 d)
Michael Hoi-Ming Cheung	Credit Suisse Securities (USA) LLC other	Caerus Investment Advisors, LLC other	Other	Sep 30, 2014	Feb 3, 2016 (491 d)
Stuart W Huckin	Credit Suisse Securities (USA) LLC other	Usca Ria LLC other	Other	Sep 15, 2014	Aug 18, 2014
Kurt Thomas Lippincott	Credit Suisse Securities (USA) LLC other	RBC Rochdale, LLC other	Other	Sep 10, 2014	Sep 9, 2014
Meghan Hyland Dakan	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Aug 29, 2014	Aug 15, 2014
Laura Chen	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Aug 13, 2014	Dec 16, 2014 (125 d)
Becky Lightman	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jul 22, 2014	Aug 28, 2019 (1863 d)
William Irvin Woodson	Credit Suisse Securities (USA) LLC other	Svb Wealth independent RIA	Other	Jul 21, 2014	Jun 26, 2019 (1801 d)
Ezequiel Lazcano	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Jul 17, 2014	Sep 3, 2025 (4066 d)
Tony Young	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Jul 1, 2014	Apr 21, 2023 (3216 d)
Paul Andrew Leblanc	Credit Suisse Securities (USA) LLC other	Grimes & Company other	Other	Jun 24, 2014	Jul 1, 2014
David Starker	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Jun 12, 2014	May 16, 2014
Thomas J Dusing	Credit Suisse Securities (USA) LLC other	Strategic Advisers LLC national BD	Other	May 9, 2014	Apr 30, 2014
Nicholas Steven Shane	Credit Suisse Securities (USA) LLC other	Barclays Capital Inc. other	Other	Apr 30, 2014	Apr 16, 2014
Matthew Jay Kutcher	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Apr 21, 2014	Mar 25, 2014
Bryan Marc Defrances	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Apr 21, 2014	Mar 25, 2014
Paulina Wong	Credit Suisse Securities (USA) LLC other	UBS Financial Services Inc. wirehouse	Other	Apr 17, 2014	Apr 18, 2014
Charles Alfred Tharnstrom	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 16, 2014	Mar 27, 2014
John David Tracy (David)	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 16, 2014	Mar 27, 2014
Leonard Kortekaas	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 16, 2014	Mar 27, 2014
Christopher Alan Chapin	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 16, 2014	Mar 27, 2014
John Fitzpatrick Delehanty	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Apr 1, 2014	Mar 21, 2014
Christopher Jacob Smith	Credit Suisse Securities (USA) LLC other	Bakeravenue other	Other	Mar 18, 2014	Apr 11, 2014
Jennifer Marie Stoody	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Mar 14, 2014	Jan 21, 2016 (678 d)
Lan Jin	Credit Suisse Securities (USA) LLC other	Edelman Financial Services, LLC other	Other	Feb 19, 2014	Feb 18, 2014
Ying Ying Jing	Credit Suisse Securities (USA) LLC other	Oceaniq Capital, LLC no RAUM	Other	Dec 31, 2013	Jan 28, 2014
Liza Momongan Blundell	Credit Suisse Securities (USA) LLC other	Leucadia Asset Management LLC other	Other	Dec 19, 2013	Dec 6, 2013
Geoffrey Chausar Schiciano	Credit Suisse Securities (USA) LLC other	Leucadia Asset Management LLC other	Other	Dec 19, 2013	Dec 6, 2013
Walter James Murphy	Credit Suisse Securities (USA) LLC other	Alliancebernstein L.P. other	Other	Dec 19, 2013	Sep 9, 2020 (2456 d)
Joshua David Rinkov	Credit Suisse Securities (USA) LLC other	Leucadia Asset Management LLC other	Other	Dec 19, 2013	Dec 6, 2013
Gustavo A Gutierrez	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 19, 2013	Jan 7, 2014
Clinton G Greene	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 9, 2013	Nov 15, 2013
Jeffrey Mark Klinger	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 9, 2013	Nov 15, 2013
Bradley Quan	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 9, 2013	Nov 15, 2013
Kai Chen	Credit Suisse Securities (USA) LLC other	Oceaniq Capital, LLC no RAUM	Other	Nov 26, 2013	Oct 3, 2013
Hal Allen Lambert	Credit Suisse Securities (USA) LLC other	Point Bridge Capital, LLC no RAUM	Other	Nov 15, 2013	Oct 18, 2013
Mary Patricia Moses	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 29, 2013	Oct 22, 2013
Victor G. Rubino	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 28, 2013	May 14, 2015 (563 d)
Maria Leslie Pribram	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 22, 2013	Oct 16, 2013
Robert Douglas Williams	Credit Suisse Securities (USA) LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 22, 2013	Oct 3, 2014 (346 d)
James Sylvere Richard	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 22, 2013	Sep 19, 2013
Daniel Earl Adams	Credit Suisse Securities (USA) LLC other	Analog Capital Partners LLC state registered	Other	Oct 22, 2013	Mar 25, 2021 (2711 d)
Thomas Focht Weissenborn	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Oct 22, 2013	Sep 30, 2013
Scott Alan Altemose	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 17, 2013	Oct 31, 2013
Portia Kathrine Culley	Credit Suisse Securities (USA) LLC other	J.P. Morgan Securities LLC wirehouse	Other	Oct 17, 2013	Aug 20, 2013
Prem Raniga	Credit Suisse Securities (USA) LLC other	Wells Fargo Advisors wirehouse	Other	Oct 17, 2013	Sep 20, 2013
Steven Michael Buxbaum	Credit Suisse Securities (USA) LLC other	Portsea Investments, Inc. state registered	Other	Oct 8, 2013	Jan 24, 2018 (1569 d)
Benjamin Joseph Helvey	Credit Suisse Securities (USA) LLC other	Morgan Stanley wirehouse	Other	Oct 1, 2013	Sep 9, 2013
Jarrett Alexander Brady	Credit Suisse Securities (USA) LLC other	Deutsche Bank Securities Inc. other	Other	Oct 1, 2013	Sep 19, 2013

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706 moves match.