DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas George WagnerCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherSep 20, 2013Aug 26, 2013
Matthew ShetlerCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 13, 2013Sep 5, 2013
Alexander Earl KayeCredit Suisse Securities (USA) LLC otherMcmorgan & Company LLC otherOtherSep 13, 2013Jul 3, 2015 (658 d)
John Thomas SuttonCredit Suisse Securities (USA) LLC otherRaymond James & Associates, Inc. national BDOtherSep 11, 2013Dec 15, 2020 (2652 d)
Leonard Jon CoopermanCredit Suisse Securities (USA) LLC otherMjc Advisors, LLC otherOtherSep 11, 2013May 20, 2014 (251 d)
Robert F BurchettaCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherSep 11, 2013Mar 1, 2016 (902 d)
Patrick Eugene DonovanCredit Suisse Securities (USA) LLC otherMinot Wealth Management LLC no RAUMOtherSep 5, 2013Apr 22, 2019 (2055 d)
Michael George KowalCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherAug 27, 2013Aug 2, 2013
Robb Andrew StoneCredit Suisse Securities (USA) LLC otherCausey Demgen & Moore P.C. otherOtherAug 2, 2013Oct 7, 2014 (431 d)
Mark Douglas SullivanCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherJul 5, 2013Jul 15, 2013
Vishal BakshiCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 18, 2013May 28, 2013
Jayne FinstCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 18, 2013May 30, 2013
Christopher Jerome PrassasCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherMay 28, 2013May 17, 2013
Evan KanarekCredit Suisse Securities (USA) LLC otherNorthcoast Asset Management LLC independent RIAOtherMay 21, 2013Aug 28, 2019 (2290 d)
Noor Ali IsmailCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherMay 21, 2013May 10, 2013
Nicholas John PavlisCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherMay 8, 2013Jun 27, 2019 (2241 d)
Jonathan Philip ToropCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherApr 17, 2013Mar 22, 2013
Gregory S LangCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherApr 17, 2013Mar 22, 2013
Scott Hauser FewinCredit Suisse Securities (USA) LLC otherLPL Financial LLC otherOtherMar 20, 2013Apr 17, 2013
Lawrence K WeberCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 12, 2013Mar 14, 2013
Barbara Ann GintyCredit Suisse Securities (USA) LLC otherLPL Financial LLC otherOtherFeb 26, 2013Jun 11, 2013 (105 d)
Barry Howard GladsteinCredit Suisse Securities (USA) LLC otherAdvice And Planning Services otherOtherFeb 25, 2013Feb 26, 2013
Esteban Alberto Diaz FadicCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 12, 2013Jan 23, 2013
Christopher Thomas FosterCredit Suisse Securities (USA) LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 30, 2013Dec 7, 2012
Edward Michael FoleyCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherDec 21, 2012Dec 14, 2012
Ileana Delahoz PlattCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
Odette Aguila-ChaconCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Dec 12, 2012
Jason S RichCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 20, 2012Feb 20, 2013 (62 d)
Rafael UrquidiCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
Yarilin BernalCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
William Gregory SullivanCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 19, 2012Dec 7, 2012
Christopher William GardnerCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 19, 2012Dec 7, 2012
Craig WeinsteinCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 19, 2012Dec 6, 2012
Joseph T MonagleCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherDec 19, 2012Dec 12, 2012
Geoffrey Edward Ramer AungerCredit Suisse Securities (USA) LLC otherRBC Capital Markets, LLC national BDOtherDec 18, 2012Nov 28, 2012
Jacqueline Leigh ByrneCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 13, 2012Jan 2, 2013
Sean Patrick HerlihyCredit Suisse Securities (USA) LLC otherRBC Capital Markets, LLC national BDOtherDec 13, 2012Oct 16, 2021 (3229 d)
Bradley Garrett MartinCredit Suisse Securities (USA) LLC otherTru Independence Asset Management, LLC independent RIAOtherDec 13, 2012Nov 14, 2025 (4719 d)
John Paul ShuhdaCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 4, 2012Sep 7, 2012
Patrick Gerard ManziCredit Suisse Securities (USA) LLC otherPrincipal Securities, Inc. otherOtherNov 27, 2012Sep 25, 2014 (667 d)
David Tat Wai ChongCredit Suisse Securities (USA) LLC otherUBS Financial Services Inc. wirehouseOtherNov 20, 2012Oct 25, 2012
Matthew Brendan HaefnerCredit Suisse Securities (USA) LLC otherOakwood Capital Management LLC otherOtherNov 20, 2012Nov 14, 2012
Gregory Curtis ManningCredit Suisse Securities (USA) LLC otherCitigroup Global Markets Inc. otherOtherOct 19, 2012Oct 1, 2012
Jennifer M KeelCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherOct 19, 2012Oct 17, 2012
Andrew K VenturiCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 27, 2012Sep 7, 2012
Daniel Z HollenbergCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherSep 24, 2012May 15, 2020 (2790 d)
Matthew John DilligCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 20, 2012
John KangCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 10, 2012Aug 17, 2012
Jon Michael GrossCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 10, 2012Aug 20, 2012
David T SearlsCredit Suisse Securities (USA) LLC otherSarofim Advisors Group Inc no RAUMOtherSep 10, 2012Sep 18, 2012
Brian T DilligCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 17, 2012
Edward Fitzsimmons BowenCredit Suisse Securities (USA) LLC otherHightower Advisors, LLC otherOtherSep 10, 2012Aug 17, 2012
Sharon W ZuluetaCredit Suisse Securities (USA) LLC otherWells Fargo Advisors wirehouseOtherSep 10, 2012Nov 9, 2022 (3712 d)
Patrick James BakerCredit Suisse Securities (USA) LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 10, 2012Aug 20, 2012
Noble Waggoner NashCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
Ana V InfanteCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
Chris Myron BoleyCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
David Lee StevensCredit Suisse Securities (USA) LLC otherRaymond James Financial Services Advisors, Inc otherOtherAug 10, 2012Aug 17, 2016 (1468 d)
Linda Anne ChamberlainCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherAug 2, 2012Dec 10, 2012 (130 d)
Salvatore J AlesiaCredit Suisse Securities (USA) LLC otherMorgan Stanley wirehouseOtherAug 2, 2012May 14, 2020 (2842 d)
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706 moves match.