DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wedbush Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Barry Clarence Bruner	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jul 8, 2015	Jul 1, 2015
Karen Marie Waite	Wedbush Securities Inc. other	Planmember Securities Corporation other	Other	Jun 5, 2015	Jun 18, 2015
Mark Fred Augusta	Wedbush Securities Inc. other	Hilltop Securities Inc. other	Other	May 28, 2015	May 27, 2015
Gary Allen Graham	Wedbush Securities Inc. other	Calton & Associates, Inc. independent RIA	Other	May 15, 2015	Jan 1, 2025 (3519 d)
Brooks William Merrifield	Wedbush Securities Inc. other	Merrifield & Co, LLC unclassified	Other	May 14, 2015	Jun 4, 2015
Feng Shen	Wedbush Securities Inc. other	Oppenheimer & Co. Inc. other	Other	May 5, 2015	May 4, 2015
Henry C Glasheen	Wedbush Securities Inc. other	Charles Schwab & Co., Inc. national BD	Other	Apr 17, 2015	Apr 27, 2015
Wesley Robert Long	Wedbush Securities Inc. other	Index Fund Advisors, Inc. other	Other	Mar 17, 2015	Aug 17, 2016 (519 d)
Michael Brian Donahue	Wedbush Securities Inc. other	Probabilities Fund Management, LLC other	Other	Dec 31, 2014	Jan 6, 2015
Todd Irven Fletcher	Wedbush Securities Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 12, 2014	Dec 5, 2014
Daniel Joseph Hughes	Wedbush Securities Inc. other	First Financial Equity Corporation other	Other	Nov 20, 2014	Nov 14, 2014
Rebecca Ann Offerdahl	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Nov 19, 2014	Nov 7, 2014
Jon Christopher Hunt	Wedbush Securities Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 18, 2014	Nov 3, 2014
Byron Lee Ellis	Wedbush Securities Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 18, 2014	Nov 3, 2014
Charles Michael Kiehn	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Oct 27, 2014	Oct 24, 2014
Mauri Duane Hendrickson	Wedbush Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Sep 29, 2014	Sep 26, 2014
William Joseph Aldrich	Wedbush Securities Inc. other	Woodbury Financial Services, Inc. other	Other	Jun 16, 2014	Oct 21, 2016 (858 d)
Brian Edward Scigliano	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	May 6, 2014	Apr 30, 2014
Joshua James Delong	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Apr 9, 2014	Apr 4, 2014
Gary Robert Whinery	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 13, 2014	Mar 13, 2014
Christopher Scott Dennis	Wedbush Securities Inc. other	Arrowhead Wealth Management Corp. state registered	Other	Mar 6, 2014	May 21, 2014 (76 d)
Kenneth Roy Blackburn	Wedbush Securities Inc. other	Bridgelight Capital LLC other	Other	Feb 25, 2014	Mar 7, 2014
Nicole Zetouna	Wedbush Securities Inc. other	Van Hulzen Financial Advisors other	Other	Dec 16, 2013	Sep 13, 2011
Cindy M Mcadam	Wedbush Securities Inc. other	RBC Capital Markets, LLC national BD	Other	Nov 20, 2013	Nov 26, 2013
Mark Joseph Robles	Wedbush Securities Inc. other	Laurel Wealth Advisors, Inc. other	Other	Jul 3, 2013	Jun 27, 2013
Elizabeth Anne Windisch	Wedbush Securities Inc. other	United Capital Financial Advisors other	Other	Jun 13, 2013	Sep 12, 2013 (91 d)
Harris S Holzberg	Wedbush Securities Inc. other	Holzberg Wealth Management, Inc. state registered	Other	Apr 25, 2013	Jan 1, 2025 (4269 d)
Jeffrey Marvin Davis	Wedbush Securities Inc. other	UBS Financial Services Inc. wirehouse	Other	Dec 5, 2012	Dec 3, 2012
Lisa Ann Gallo	Wedbush Securities Inc. other	Vsr Advisory Services other	Other	Oct 2, 2012	Oct 10, 2012
Jason F. Miller	Wedbush Securities Inc. other	Assetmark, Inc. BD affiliated	Other	Sep 13, 2012	Apr 14, 2025 (4596 d)
Eric Hyung Kim	Wedbush Securities Inc. other	Ckp Wealth Management, LLC unclassified	Other	Apr 20, 2012	Jun 25, 2012 (66 d)
Sheri L Amirsoleimani	Wedbush Securities Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 3, 2012	Apr 11, 2012
Robert Joseph Courter	Wedbush Securities Inc. other	First Financial Equity Corporation other	Other	Mar 16, 2012	Mar 15, 2012
Kristina Cosma Downing	Wedbush Securities Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Feb 8, 2012	Feb 10, 2012
Timothy Joseph Taschler	Wedbush Securities Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 6, 2012	Jan 31, 2012
Daniel Theodore Polster	Wedbush Securities Inc. other	Questar Asset Management, Inc. other	Other	Jan 26, 2012	Jan 23, 2012
Patrick Joseph Wainscott	Wedbush Securities Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jan 6, 2012	Feb 2, 2012
Pawel Eryck Szott	Wedbush Securities Inc. other	New England Securities Corporation other	Other	Dec 20, 2011	Dec 21, 2011
Lisa Ann Detanna	Wedbush Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Dec 15, 2011	Jan 10, 2012
Wesley Gordon Scott	Wedbush Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Dec 15, 2011	Dec 5, 2011
Courtney Kershaw	Wedbush Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Dec 15, 2011	Dec 5, 2011
Kimber Lela Woods	Wedbush Securities Inc. other	Oppenheimer & Co. Inc. other	Other	Aug 4, 2011	Aug 17, 2011
James Paul Estes	Wedbush Securities Inc. other	Alpha Wealth Management, LLC other	Other	Jul 27, 2011	Jul 22, 2011
John Joseph Crespy	Wedbush Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Oct 28, 2010	Oct 18, 2010
Gregory Scott Hermes	Wedbush Securities Inc. other	First Financial Equity Corporation other	Other	Oct 15, 2010	Oct 7, 2010
Radu Nicolaevich Prisakar	Wedbush Securities Inc. other	Chase Investment Services Corp. other	Other	Aug 5, 2010	Mar 8, 2012 (581 d)
Greg John Adams	Wedbush Securities Inc. other	Blackrock Fund Advisors other	Other	Jun 9, 2010	Mar 27, 2014 (1387 d)
Robert Holmes Gunning	Wedbush Securities Inc. other	Principal Securities, Inc. other	Other	Jan 14, 2010	Feb 2, 2010
Phillip Richard Anton	Wedbush Securities Inc. other	Newport Coast Asset Management other	Other	Dec 31, 2009	Dec 23, 2009
Richard Wayne Plamondon	Wedbush Securities Inc. other	Mutual Securities, Inc. other	Other	Dec 17, 2009	Dec 17, 2009
William Murphy Noonan	Wedbush Securities Inc. other	Crowell, Weedon & Co. other	Other	Nov 13, 2009	Oct 16, 2009
Donalee Marie Gonzales	Wedbush Securities Inc. other	Crowell, Weedon & Co. other	Other	Nov 13, 2009	Oct 19, 2009
Thomas Joseph Brough	Wedbush Securities Inc. other	Capital Trust Wealth Management state registered	Other	Oct 9, 2009	Nov 26, 2009 (48 d)
Karen Jaber	Wedbush Securities Inc. other	Gbs Advisors other	Other	Jul 22, 2009	Jul 2, 2009
Christine Marie Bennett	Wedbush Securities Inc. other	D.A. Davidson & Co. other	Other	Jul 1, 2009	Jul 15, 2009
Sean Placido Rodriguez	Wedbush Securities Inc. other	LPL Financial LLC other	Other	May 21, 2009	May 12, 2009
Arthur Lopes	Wedbush Securities Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 1, 2008	Aug 5, 2009 (461 d)
Ling Chang	Wedbush Securities Inc. other	UBS Financial Services Inc. wirehouse	Other	Jan 22, 2008	Jan 23, 2008
Scott Stanley Brooks	Wedbush Securities Inc. other	Nfsg Corporation other	Other	Aug 16, 2007	Sep 6, 2007
Frank Ronald Stanley	Wedbush Securities Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Jul 17, 2007	Jul 27, 2007

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187 moves match.