DFX Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
886 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Michael Kozney | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2019 | Mar 11, 2019 (66 d) |
| Patricia Brown Kummer | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
| Christopher Robert Housen | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Sep 29, 2016 |
| Paul Jude Conforti | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 9, 2016 |
| Christopher Alan Lukas | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 15, 2016 |
| David Trevor Martin | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | May 11, 2018 |
| Eric John Haberkorn | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
| Alicia Rose Fryc | Mariner Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Jun 12, 2021 (894 d) |
| George M. Steiner | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 15, 2016 |
| Cory Mark Allen | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Sep 1, 2015 |
| Theodore J Cardasis | Mariner Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2018 | Jul 24, 2019 (205 d) |
| Amanda Jean Salemi | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 15, 2016 |
| Nicholas Hewston Raffetto | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 15, 2016 |
| Jesse Randall Maggio | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | Dec 19, 2018 |
| Patrick Robert Housen | Mariner Wealth Advisors independent RIA | Mariner other | Other | Dec 31, 2018 | Nov 28, 2016 |
| Michelle Durand Freres Thebeau | Kummer Financial Strategies, LLC independent RIA | Mariner independent RIA | RIA to RIA | Dec 31, 2018 | Aug 21, 2018 |
| Paula J. Degener | Kummer Financial Strategies, LLC independent RIA | Mariner other | Other | Dec 31, 2018 | Mar 16, 2018 |
| Shea Alac Mears | Gilbert & Cook, Inc. independent RIA | Mariner independent RIA | RIA to RIA | Dec 18, 2018 | Jan 15, 2019 |
| William L. Traylor | Ofm Wealth independent RIA | Mariner independent RIA | RIA to RIA | Dec 17, 2018 | Jan 18, 2019 (32 d) |
| Deborah Lynn Mcwilliams | Wells Fargo Advisors wirehouse | Mariner independent RIA | Wirehouse to independent RIA | Dec 14, 2018 | Dec 19, 2018 |
| Daniel Lee Borchard | Russell Investments asset manager | Mariner independent RIA | Other | Dec 5, 2018 | Dec 5, 2018 |
| Victor Belfiore | Stifel, Nicolaus & Company, Incorporated national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2018 | Feb 14, 2025 (2268 d) |
| Leon Henry Loewenstine | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Melinda Mclaughlin-Hinaman | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Valerie Lucille Newell | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Ryan Lynn Brown | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| John Jeffrey Krumpelman | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Brandon Carl Phillips | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Michael Patrick Richter | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Nolan D Kamerer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Matthew James Rice | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Anthony Roberts | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Pamela Fettig Thompson | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Kristin Ann Fishbaugh | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Jonathon Adam Bresnen | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Brad Ian Morgan | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Lee Jonathan Feinerer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Nov 26, 2018 | Feb 26, 2018 |
| Gregory Allen Hutcheson | Pnc Wealth Management BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Mar 24, 2025 (2327 d) |
| Lisa Meredith Fentress | Cedar Brook Group independent RIA | Mariner independent RIA | RIA to RIA | Oct 30, 2018 | Nov 28, 2018 |
| Kerstin Anne Wiles | Homrich Berg independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2018 | Mar 28, 2022 (1253 d) |
| Kara Lynn Dorothy | Neuberger Berman Bd LLC no RAUM | Mariner BD affiliated | Other | Oct 16, 2018 | Jul 9, 2019 (266 d) |
| Andreas James Scott | Carlson Capital Management, LLC independent RIA | Mariner independent RIA | RIA to RIA | Oct 12, 2018 | Sep 26, 2018 |
| Robert Roy Thomas | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Charles Andrew Welsh | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Sandra Lee Pourcillie | Ascent Investment Partners, LLC independent RIA | Mariner other | Other | Oct 11, 2018 | Oct 21, 2016 |
| Jill Waine Sutt | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Timothy Robert Marshall | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Bret Harmon Hoag | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 15, 2018 |
| Rebecca Marie Haney | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Casey Michael Hauser | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 13, 2018 |
| Timothy George Brucker | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Ronald Bruce Beyer | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Martha Ann Wiles | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 12, 2018 |
| Clinton Shane Imes | Mariner Wealth Advisors independent RIA | Mariner other | Other | Oct 11, 2018 | Mar 8, 2018 |
| Robert Klaus Neigert | Callan Capital, LLC independent RIA | Mariner independent RIA | RIA to RIA | Oct 3, 2018 | Oct 22, 2018 |
| Brandon Lehman | Russell Investments asset manager | Mariner independent RIA | Other | Aug 30, 2018 | Aug 20, 2018 |
| Douglas Roeder Timmerman | Park Avenue Securities LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2018 | Jul 23, 2021 (1060 d) |
| Anthony Giovan Atrasz | Mainstay Capital Management, LLC independent RIA | Mariner independent RIA | RIA to RIA | Aug 17, 2018 | Jun 26, 2018 |
| Joseph Grant Ford | J.P. Morgan Securities LLC wirehouse | Mariner independent RIA | Wirehouse to independent RIA | Aug 8, 2018 | Aug 23, 2018 |
| Corey James Lehan | Edward Jones national BD | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2018 | Aug 22, 2018 |