DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Philip KolodkinMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherSep 6, 2011Sep 1, 2011
Michael Alexander LackwoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherAug 30, 2011Sep 21, 2011
Scott ShulmanRBC Capital Markets, LLC national BDOppenheimer & Co. Inc. otherOtherAug 23, 2011Nov 22, 2011 (91 d)
Marcos Andres Chevallier-BoutellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherAug 23, 2011Jul 24, 2014 (1066 d)
Ryan EinigMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherAug 19, 2011May 23, 2012 (278 d)
Kimber Lela WoodsWedbush Securities Inc. otherOppenheimer & Co. Inc. otherOtherAug 4, 2011Aug 17, 2011
Aaron Mathew WassenaarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherJul 18, 2011Jul 18, 2011
James Thomas ShusterEdward Jones national BDOppenheimer & Co. Inc. otherOtherJul 8, 2011Jul 5, 2011
Gino RussoLPL Financial LLC otherOppenheimer & Co. Inc. otherOtherJul 1, 2011Jun 22, 2011
Daniel Patrick HeenanJanney Montgomery Scott LLC otherOppenheimer & Co. Inc. otherOtherJun 23, 2011Jun 20, 2011
Joseph James QuigleyWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJun 20, 2011Jun 17, 2011
James Sidney HerzikoffCrowell, Weedon & Co. otherOppenheimer & Co. Inc. otherOtherJun 14, 2011Jun 14, 2011
Richard CossaWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJun 13, 2011Jun 3, 2011
Nevin KaulMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherMay 26, 2011Jan 2, 2012 (221 d)
John Christian CoyleHilltop Securities Inc. otherOppenheimer & Co. Inc. otherOtherMay 6, 2011Apr 18, 2011
Heather Mary Da CunhaWaddell & Reed otherOppenheimer & Co. Inc. otherOtherApr 29, 2011Jul 28, 2011 (90 d)
Jonathan Richard BathMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherApr 29, 2011Apr 20, 2011
Ruth Ann RozankovichRaymond James & Associates, Inc. national BDOppenheimer & Co. Inc. otherOtherApr 11, 2011Apr 13, 2011
Christopher Michael AudusWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherApr 8, 2011May 4, 2011
Latonia Gail MckinleyUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherMar 28, 2011Mar 17, 2011
Mark James FontanaThrivent Investment Management Inc. otherOppenheimer & Co. Inc. otherOtherMar 23, 2011Mar 23, 2011
Kendall Dunn AveryRBC Capital Markets, LLC national BDOppenheimer & Co. Inc. otherOtherMar 17, 2011Mar 11, 2011
Deborah A GoodermuthRBC Capital Markets, LLC national BDOppenheimer & Co. Inc. otherOtherMar 17, 2011Jul 28, 2011 (133 d)
Sheldon David FreisingerMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherFeb 28, 2011Apr 26, 2011 (57 d)
Haygood SeawellPfm Capital Management LLC otherOppenheimer & Co. Inc. otherOtherFeb 24, 2011Apr 12, 2011 (47 d)
Irene Anne KosikMorgan Stanley wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 8, 2011Aug 1, 2018 (2731 d)
Robert Michael BurkarthOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 24, 2011
Daniel Thomas ScalziOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 24, 2011
Lise Marie RobinsonOsaic Fs, Inc. otherOppenheimer & Co. Inc. otherOtherJan 19, 2011Jan 19, 2011
Michael Juergen BockRaymond James Financial Services Advisors, Inc otherOppenheimer & Co. Inc. otherOtherJan 14, 2011Jan 14, 2011
Alan Lee HaworthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherJan 11, 2011Jan 7, 2011
William Proctor GreathouseRBC Capital Markets, LLC national BDOppenheimer & Co. Inc. otherOtherDec 17, 2010Dec 9, 2010
Daniel James MonezMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherDec 13, 2010Oct 22, 2010
Malcolm Douglas MaclennanCrowell, Weedon & Co. otherOppenheimer & Co. Inc. otherOtherDec 10, 2010Nov 24, 2010
Marc Nathan LeibowitzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherDec 4, 2010Dec 1, 2010
Susan L StephensCharles Schwab & Co., Inc. national BDOppenheimer & Co. Inc. otherOtherNov 11, 2010Jan 26, 2011 (76 d)
Eric Scott PomerantzRiverstone Wealth Management otherOppenheimer & Co. Inc. otherOtherNov 5, 2010Nov 1, 2010
Cynthia Anne KelleyMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherOct 27, 2010Oct 27, 2010
James Lawrence CadyWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherOct 22, 2010Dec 17, 2010 (56 d)
Daniel Stuart HellerWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherOct 11, 2010Oct 14, 2010
Karen Laura CaulfieldWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 27, 2010Sep 27, 2010
James M SheaWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 21, 2010Oct 8, 2010
Carolyn A MeskeAlliancebernstein L.P. otherOppenheimer & Co. Inc. otherOtherSep 14, 2010Oct 7, 2010
Lance P RossAlliancebernstein L.P. otherOppenheimer & Co. Inc. otherOtherSep 14, 2010Apr 7, 2011 (205 d)
Melissa Torres Riano TorrensWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherSep 8, 2010Sep 17, 2010
Christopher John ColoracciWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherAug 31, 2010Oct 29, 2010 (59 d)
William Dean VanechMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherAug 27, 2010Sep 17, 2010
Jenee C PetersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherAug 26, 2010Sep 1, 2010
Mary Ann Louise MickaMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherAug 23, 2010Sep 16, 2010
Curtis Ray PuringtonWells Fargo Investments, LLC unclassifiedOppenheimer & Co. Inc. otherOtherAug 19, 2010Aug 31, 2010
David C VanechMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherAug 17, 2010Aug 13, 2010
Francis Xavier WilliamsStifel, Nicolaus & Company, Incorporated national BDOppenheimer & Co. Inc. otherOtherAug 16, 2010Aug 13, 2010
Gwendolyn Jo HuenemanStifel, Nicolaus & Company, Incorporated national BDOppenheimer & Co. Inc. otherOtherAug 16, 2010Aug 17, 2010
Stephen Alan JaffeWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJul 27, 2010Dec 1, 2010 (127 d)
Daniel Robert LevinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherJul 19, 2010Jul 9, 2010
Michael Lawrence LeakeWells Fargo Advisors wirehouseOppenheimer & Co. Inc. otherOtherJul 12, 2010Dec 16, 2016 (2349 d)
Douglas William DamrowUBS Financial Services Inc. wirehouseOppenheimer & Co. Inc. otherOtherJul 12, 2010Jul 8, 2010
Christopher Cole WilsonCredit Suisse Securities (USA) LLC otherOppenheimer & Co. Inc. otherOtherJul 9, 2010Aug 25, 2010 (47 d)
Kevin M McwilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOppenheimer & Co. Inc. otherOtherJul 6, 2010Jan 17, 2012 (560 d)
John Brian OgdenMorgan Stanley wirehouseOppenheimer & Co. Inc. otherOtherJun 24, 2010Jun 2, 2010
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1,230 moves match.