| Bruce William Anesi | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Oct 13, 2011 | Oct 14, 2011 |
| John Arthur Raudat | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Sep 30, 2011 | Oct 3, 2011 |
| Paul Thomas Murray | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Sep 2, 2011 | Sep 6, 2011 |
| Robert Henry Junge | Pnc Wealth Management other | Private Advisor Group, LLC other | Other | Sep 1, 2011 | Sep 1, 2011 |
| Raymond Allen Thomas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC independent RIA | Wirehouse to independent RIA | Aug 24, 2011 | Oct 23, 2019 (2982 d) |
| Paul Keith Kupchok | Reby Advisors, LLC other | Private Advisor Group, LLC BD affiliated | Other | Aug 22, 2011 | Sep 8, 2021 (3670 d) |
| Melinda May Stitt | Raymond James Financial Services Advisors, Inc other | Private Advisor Group, LLC other | Other | Aug 5, 2011 | Aug 22, 2011 |
| Michael William Stern | Askar Advisors Group, Inc. unclassified | Private Advisor Group, LLC other | Other | Jul 15, 2011 | Dec 9, 2013 (878 d) |
| Scott Allan Rall | Askar Advisors Group, Inc. unclassified | Private Advisor Group, LLC other | Other | Jul 15, 2011 | Dec 9, 2013 (878 d) |
| Brian Roy Derosier | Askar Advisors Group, Inc. unclassified | Private Advisor Group, LLC other | Other | Jul 15, 2011 | Dec 9, 2013 (878 d) |
| Terry Lee Kors | Sterne Agee Asset Management, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Jul 1, 2011 | Feb 24, 2021 (3526 d) |
| Lori Resnick Price | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Jun 2, 2011 | Jun 1, 2011 |
| Karen Goersch | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Jun 2, 2011 | Jun 2, 2011 |
| Peter E Danese | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | May 31, 2011 | May 26, 2011 |
| Robert Michael Schwartz | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | May 25, 2011 | Aug 25, 2014 (1188 d) |
| Peter Marc Kraus | Peter Kraus, LLC unclassified | Private Advisor Group, LLC other | Other | May 2, 2011 | Mar 4, 2015 (1402 d) |
| Richard Joseph Catanese | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Apr 25, 2011 | Jun 5, 2012 (407 d) |
| John Robert Delp | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Apr 15, 2011 | Jun 26, 2012 (438 d) |
| Agustin Hernandez | Chase Investment Services Corp. other | Private Advisor Group, LLC other | Other | Apr 4, 2011 | Oct 5, 2012 (550 d) |
| James Salvatore Mantione | Chase Investment Services Corp. other | Private Advisor Group, LLC BD affiliated | Other | Feb 8, 2011 | Jun 1, 2021 (3766 d) |
| Douglas John Sweeney | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Dec 17, 2010 | Jun 27, 2012 (558 d) |
| Ashley J Haubrich | Nrp Advisors, Inc. unclassified | Private Advisor Group, LLC other | Other | Nov 30, 2010 | Dec 11, 2014 (1472 d) |
| David Breault | Morgan Stanley wirehouse | Private Advisor Group, LLC other | Other | Nov 29, 2010 | Oct 14, 2011 (319 d) |
| Megan Bracey Resch | Cetera Advisors LLC other | Private Advisor Group, LLC other | Other | Nov 16, 2010 | Oct 26, 2012 (710 d) |
| Shane Patrick Smith | Msi Financial Services, Inc. other | Private Advisor Group, LLC other | Other | Nov 12, 2010 | Jun 1, 2012 (567 d) |
| Tina Marie Seasock | USA Financial Securities LLC other | Private Advisor Group, LLC other | Other | Oct 21, 2010 | Dec 1, 2017 (2598 d) |
| Daniel J Morse | Securities America Advisors, Inc. other | Private Advisor Group, LLC other | Other | Aug 24, 2010 | Jun 4, 2012 (650 d) |
| Frank Peter Sabatucci | Waddell & Reed other | Private Advisor Group, LLC other | Other | Aug 23, 2010 | Jun 20, 2012 (667 d) |
| Ralph Elmer Rosamilia | Chatham Wealth Management, LLC unclassified | Private Advisor Group, LLC other | Other | Jun 22, 2010 | Dec 15, 2014 (1637 d) |
| Katie Anne Macdonald | LPL Financial LLC other | Private Advisor Group, LLC other | Other | May 20, 2010 | Aug 21, 2014 (1554 d) |
| Eric Justin Long | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC other | Other | May 7, 2010 | Jun 19, 2012 (774 d) |
| Walter Fred Munoz | Td Wealth Management Services Inc. unclassified | Private Advisor Group, LLC other | Other | Apr 26, 2010 | Nov 7, 2011 (560 d) |
| Lee Martin Masquelier | Citigroup Global Markets Inc. other | Private Advisor Group, LLC BD affiliated | Other | Feb 11, 2010 | May 24, 2021 (4120 d) |
| Harold Vincent Laudien | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2010 | Nov 22, 2021 (4304 d) |
| Jason Paul Codrea | Waddell & Reed other | Private Advisor Group, LLC other | Other | Dec 16, 2009 | Aug 31, 2016 (2450 d) |
| William Hart | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Oct 14, 2009 | Oct 18, 2011 (734 d) |
| Roy Alan Shubert | Mutual Service Corporation unclassified | Private Advisor Group, LLC independent RIA | Other | Sep 8, 2009 | Apr 26, 2019 (3517 d) |
| Richard Paul Sheilds | Mutual Service Corporation unclassified | Private Advisor Group, LLC other | Other | Sep 8, 2009 | Jun 28, 2016 (2485 d) |
| Joseph Spencer Norris | Wells Fargo Advisors wirehouse | Private Advisor Group, LLC other | Other | Aug 21, 2009 | Feb 12, 2018 (3097 d) |
| Roy Michael Blumberg | Sterne Agee Asset Management, Inc. other | Private Advisor Group, LLC other | Other | Aug 3, 2009 | Jun 1, 2012 (1033 d) |
| Richard Ning Suder | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2009 | Apr 29, 2022 (4652 d) |
| John Joseph Murphy | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC BD affiliated | Other | Jun 30, 2009 | Jan 7, 2026 (6035 d) |
| Mark William Lange | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Aug 2, 2011 (763 d) |
| John Patric Hyland | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Oct 10, 2012 (1198 d) |
| Patrick James Sullivan | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Oct 10, 2012 (1198 d) |
| Paul Alexander Colwell | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Nov 10, 2011 (863 d) |
| James J Perhacs | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | May 20, 2011 (689 d) |
| Timothy John Brunnock | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Oct 24, 2011 (846 d) |
| Terence Sean Coyle | Morristown Financial Group, Llp unclassified | Private Advisor Group, LLC other | Other | Jun 30, 2009 | Nov 8, 2011 (861 d) |
| Thomas Charles Corcimiglia | Cetera Advisor Networks LLC other | Private Advisor Group, LLC other | Other | Apr 23, 2009 | Jun 4, 2012 (1138 d) |
| Shea Gordon | Banc Of America Investment Services, Inc. unclassified | Private Advisor Group, LLC independent RIA | Other | Mar 6, 2009 | Jul 26, 2018 (3429 d) |
| Christopher E Higgins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Feb 18, 2009 | Oct 3, 2013 (1688 d) |
| Justin James Bohall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Private Advisor Group, LLC other | Other | Jan 27, 2009 | Apr 7, 2016 (2627 d) |
| Thomas J Roberts | Harbor Lights Financial Group,Inc unclassified | Private Advisor Group, LLC other | Other | Dec 1, 2008 | Sep 20, 2011 (1023 d) |
| Todd Anthony Sturman | The Kross Group unclassified | Private Advisor Group, LLC other | Other | Nov 20, 2008 | Jun 30, 2014 (2048 d) |
| Donald J Pfarr | Citigroup Global Markets Inc. other | Private Advisor Group, LLC other | Other | Nov 18, 2008 | Nov 7, 2011 (1084 d) |
| Krzysztof Kolba | Chase Investment Services Corp. other | Private Advisor Group, LLC BD affiliated | Other | Oct 15, 2008 | Jun 1, 2021 (4612 d) |
| James Edward Dy | Osaic Fa, Inc. other | Private Advisor Group, LLC other | Other | Sep 16, 2008 | Jul 2, 2015 (2480 d) |
| Joseph Alexander Cuozzi | Cleararc Capital, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Jul 10, 2008 | Oct 19, 2020 (4484 d) |
| Michael John Guarino | Edward Jones national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2008 | Apr 6, 2022 (5047 d) |